Michael Anthony Pagano
Director/Board Member at Avantax Investment Services, Inc.
Profile
Prior to joining 1st Global, Mr. Pagano worked for a prominent financial services broker/dealer where he served as chief compliance officer, promoting and enforcing compliance for field and home office business practices.
A lawyer and Certified Regulatory and Compliance Professional, he has extensive experience in FINRA, SEC and insurance industry regulation.
He has worked inside three national financial services entities, ranging in size from 325 representatives to 2100 representatives, catering to financial planners and insurance professionals.
Mr. Pagano received his Juris Doctor from The University of Miami School of Law.
He also holds a Bachelor of Science degree in Business Administration and Marketing from the University of Connecticut.
In addition, Michael is a registered representative and has passed the FINRA Series 4, 7, 24, 53, 63 and 65 examinations.
Michael Anthony Pagano active positions
| Companies | Position | Start |
|---|---|---|
| Avantax Investment Services, Inc. | Director/Board Member | - |
Former positions of Michael Anthony Pagano
| Companies | Position | End |
|---|---|---|
1st Global Advisors, Inc.
 1st Global Advisors, Inc. Investment ManagersFinance Founded in 1992, 1st Global Advisors, Inc. is a registered investment advisor located in Dallas, Texas. 1st Global, Inc. owns all of the firm's shares. The majority of 1st Global, Inc.’s shares are owned by Stephen Anthony Batman and family. The remaining shares are owned by a small number of current and former employees. Through their network of affiliated investment adviser representatives (IARs), 1st Global Advisors offers comprehensive financial services to y provide advisory services to individuals, high net-worth individuals, corporations and other businesses, pension and profit sharing plans and charitable organizations. The majority of the firm's clients are retail clients that fall under the category of “individuals (other than high-net-worth individuals). 1st Global Advisors specializes in partnering with CPA, tax, accounting, legal, and dedicated financial professionals. | Corporate Officer/Principal | - |
Training of Michael Anthony Pagano
| University of Connecticut | Undergraduate Degree |
| University of Miami | Graduate Degree |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
| Avantax Investment Services, Inc. | |
1st Global Advisors, Inc.
1st Global Advisors, Inc. Investment ManagersFinance Founded in 1992, 1st Global Advisors, Inc. is a registered investment advisor located in Dallas, Texas. 1st Global, Inc. owns all of the firm's shares. The majority of 1st Global, Inc.’s shares are owned by Stephen Anthony Batman and family. The remaining shares are owned by a small number of current and former employees. Through their network of affiliated investment adviser representatives (IARs), 1st Global Advisors offers comprehensive financial services to y provide advisory services to individuals, high net-worth individuals, corporations and other businesses, pension and profit sharing plans and charitable organizations. The majority of the firm's clients are retail clients that fall under the category of “individuals (other than high-net-worth individuals). 1st Global Advisors specializes in partnering with CPA, tax, accounting, legal, and dedicated financial professionals. | Finance |
- Stock Market
- Insiders
- Michael Anthony Pagano
