Profile
Mr. Mark W.
Broughton, CFA MBA, is Co-Head of US Equity Portfolio Management at Rainier Investment Management LLC.
He is also a Senior Portfolio Manager and Equity Research Analyst of the firm.
Prior to joining Rainier Investment in 2002, Mr. Broughton was lead portfolio manager of Blackrock Financial Management’s core equity product in Philadelphia.
He began his investment career in 1986, working in corporate finance at Drexel, Burnham & Lambert in Boston and Los Angeles.
In 1991, he joined Provident Investment Counsel in Pasadena, where he served as an equity analyst and associate portfolio manager.
Beginning in 1996, he was principal, senior portfolio manager and director of research at Badgley, Phelps and Bell in Seattle.
Mr. Broughton was previously employed as Associate Portfolio Manager by 300 North Capital LLC.
He has over 30 years of investment experience.
Mr. Broughton holds the Chartered Financial Analyst designation.
He received a Bachelor of Science degree in Finance and Entrepreneurship and a Masters of Business Administration in Finance and International Finance and Economics from the University of Southern California.
He is a member of the CFA Institute and the Seattle Society of Financial Analysts.
Former positions of Mark William Broughton
| Companies | Position | End |
|---|---|---|
Rainier Investment Management LLC
 Rainier Investment Management LLC Investment ManagersFinance Rainier Investment Management LLC (Rainier) is a SEC-registered investment advisor headquartered in Seattle, Washington. The firm was founded in 1989 and in December 2017, they became a wholly-owned subsidiary of Manning & Napier Group LLC, which is owned by Manning & Napier, Inc. (NYSE: MN). Rainier provides portfolio management services to corporations, foreign corporations, registered investment companies, collective investment trusts, foreign funds such as UCITs, and other US and international institutions. | Head-Equity Investments | 2017-10-31 |
BlackRock Advisors LLC
 BlackRock Advisors LLC Investment ManagersFinance BlackRock Advisors LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. The firm was founded in 1994 and is a subsidiary of BlackRock Capital Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BlackRock Advisors manages assets for US-registered investment companies and 529 Plans. | Portfolio Manager-Equities | 2000-12-31 |
| Provident Investment Group | Corporate Officer/Principal | - |
| Drexel Burnham Lambert, Inc. | Corporate Officer/Principal | - |
Badgley, Phelps & Bell, Inc.
 Badgley, Phelps & Bell, Inc. Investment ManagersFinance Badgley, Phelps and Bell, Inc. is an independent wealth management firm and registered investment advisor headquartered in Seattle, Washington. The firm was founded in 1966 and does business as Badgley Phelps Wealth Managers (BPWM). BPWM provides personalized wealth and investment management services to individuals and families, and investment management services to corporations, retirement plans, endowments and foundations. | Director of Research - Equity | 1997-12-31 |
Training of Mark William Broughton
| University of Southern California | Masters Business Admin |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 6 |
|---|---|
300 North Capital LLC
 300 North Capital LLC Investment ManagersFinance Founded in 1951, 300 North Capital LLC is a registered investment advisor located in Pasadena, California. The firm is a subsidiary of Carriage House Capital LLC. 300 North Capital provides portfolio management services to high net-worth individuals, corporate pension and profit-sharing plans, charitable organizations, foundations, endowments, municipalities, private funds, and other U.S. institutions. 300 North Capital evolved from a predecessor firm, Provident Investment Counsel, founded in 1951. Effective January 1, 2013, 300 North Capital's management team acquired its existing business from Old Mutual in a transaction providing the 300 North Capital management team with ownership of all 300 North Capital's shares and providing Old Mutual with economic interest in 300 North Capital that will will terminate over time. | Finance |
Rainier Investment Management LLC
Rainier Investment Management LLC Investment ManagersFinance Rainier Investment Management LLC (Rainier) is a SEC-registered investment advisor headquartered in Seattle, Washington. The firm was founded in 1989 and in December 2017, they became a wholly-owned subsidiary of Manning & Napier Group LLC, which is owned by Manning & Napier, Inc. (NYSE: MN). Rainier provides portfolio management services to corporations, foreign corporations, registered investment companies, collective investment trusts, foreign funds such as UCITs, and other US and international institutions. | Finance |
BlackRock Advisors LLC
BlackRock Advisors LLC Investment ManagersFinance BlackRock Advisors LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. The firm was founded in 1994 and is a subsidiary of BlackRock Capital Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BlackRock Advisors manages assets for US-registered investment companies and 529 Plans. | Finance |
Badgley, Phelps & Bell, Inc.
Badgley, Phelps & Bell, Inc. Investment ManagersFinance Badgley, Phelps and Bell, Inc. is an independent wealth management firm and registered investment advisor headquartered in Seattle, Washington. The firm was founded in 1966 and does business as Badgley Phelps Wealth Managers (BPWM). BPWM provides personalized wealth and investment management services to individuals and families, and investment management services to corporations, retirement plans, endowments and foundations. | Finance |
| Drexel Burnham Lambert, Inc. | Process Industries |
| Provident Investment Group |
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