Mark Tang

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Kayne Anderson Capital Advisors LP (Kayne Anderson) is a SEC-registered investment advisor and alternative investment management firm headquartered in Los Angeles, California. Formerly known as Kaim Non Traditional LP, the firm was founded in 1984 by Richard Kayne and John Anderson. They are owned by Richard Kayne through his majority ownership of Kayne Anderson Investment Management, Inc. Kayne Anderson provides investment supervisory services through privately offered pooled investment vehicles, and to a lesser extent, through separate accounts and mutual funds.

BlackRock Advisors LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. The firm was founded in 1994 and is a subsidiary of BlackRock Capital Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BlackRock Advisors manages assets for US-registered investment companies and 529 Plans.

The Quantum Group, Inc. provides business process solutions to the healthcare industry, which include support services and technology. The firm focuses on Technology, Provider Systems and Business Services. The company was founded in 2003 by Donald B. Cohen, Susan Darby Gallagher and Noel J. Guillama and is headquartered in Lake Worth, FL.

Part of Knight Global LLC, Bay Mutual Financial LLC provides investment advice. The company is based in Santa Monica, CA. The CEO of the company is Martin Pernoll. Bay Mutual Financial was acquired by Knight Global LLC on April 22, 2015.

Founded in 2001 by Mark Bergendahl and Bradley Wilhite, Ascendiant Securities LLC is an SEC-registered broker/dealer headquartered in Irvine, California. The firm advises on and facilitates debt and equity securities offerings through private placements and provides assistance with mergers and acquisitions. They are a member of FINRA and the SIPC. Ascendiant Securities is affiliated with Ascendiant Capital Markets LLC, a full-service investment banking firm, SEC-registered broker/dealer, equity research, market making and securities trading firm that focuses on small-cap and micro-cap public companies, as well as institutional and accredited investors. They are a member of FINRA and the SIPC. Ascendiant Securities is also affiliated with Ascendiant Capital Group LLC and Ascendiant Capital Partners LLC, firms that makes direct investments in publicly-traded, emerging growth companies and in private companies that are going public.

TechStyle, Inc. operates an online fashion shopping and styling portal. It offers innovative technology, personalization, and data driven platform. The firm's product range includes shoes, handbags, jewelry, sunglasses and denim jeans. Its service areas also encompass personal style consulting, gift card packages, membership, and shipping and delivery. The company was founded by Adam Goldenberg and Donald Ressler in February 2010 and is headquartered in El Segundo, CA.

Founded in 1982, Baron Capital, Inc. is an SEC-registered limited purposed broker/dealer and mutual fund distributor located in New York City. The firm is a subsidiary of Baron Capital Group, Inc. They are affiliated with Baron Capital Management, Inc. and BAMCO, Inc., both of which of are SEC-registered investment advisors and wholly-owned subsidiaries of Baron Capital Group, Inc. Baron Capital, Inc. is a member of FINRA. They are the distributor of the Baron Funds

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

Part of Cohu, Inc., Optonics, Inc. develops integrated solutions used for emission-based optical diagnostics and failure analysis for advanced semiconductor products. The company is based in Mountain View, CA. The company was founded by Israel Niv, Nader Pakdaman, James S. Vickers. Optonics was acquired by Credence Systems Corp. on January 22, 2003 for $17.52 million.

Part of Mechanical Dynamics, Inc., Design Analysis Group is a Canadian company that provides engineering software and services. The company is located in Canada. Design Analysis Group was acquired by Mechanical Dynamics, Inc. from HGE, Inc. on August 12, 1998 for $2 million.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Edge Global Management LLC (EGM) is an independent hedge fund management firm headquartered in San Francisco, California. The firm was co-founded by Thomas Pagel and Craig Wood in 2010. EGM manages hedge funds for institutional investors and high net-worth individuals.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

SCHRAMM Holding GmbH manufactures and supplies a range of technical and custom-tailored coating solutions. It supplies coatings to manufacturers of a range of goods such as complete interior coating solutions and functional coatings for metal components for the automotive market, as well as coatings for handsets and component manufacturers for the mobile handset market. The firm also offers coatings for home appliances and consumer electronics manufacturers. The company was founded in 1810 and is headquartered in Offenbach am Main, Germany.

FEI EFA, Inc. designs and manufactures electronic semiconductors. The firm develops and sells circuit analysis and edit tool for wafer and package semiconductor products. It provides Meridian WaferScan for backside wafer-level analysis. The company was founded by Israel Niv in 2008 and is headquartered in Fremont, CA.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Shining Capital Management Hong Kong Ltd. (Shining Capital) is an independent alternative investment management firm headquartered in Hong Kong. The firm was founded by Xiang Wei Weng in 2011. Shining Capital manages charitable assets.

Chinook Therapeutics U.S., Inc. operates as a development stage company. The company is headquartered in Seattle, WA.