Kelly A. Grossman
Director of Research - Equity at Principal Global Investors LLC
Profile
Ms. Kelly A.
Grossman is a Director of Investment Strategy & Research at Principal Global Investors LLC.
She is a member of the Investment Oversight and Risk Committee.
In this role she focuses on risk modeling and research capabilities for outcome-based solutions.
She is also a Portfolio Manager where she focuses on overall process direction, risk assessment, monitoring, asset allocation, and execution for the funds.
She has over 16 years of industry experience.
Prior to joining Principal Funds in 2009, she was a Managing Director within the Capital Markets Group at Principal Global Investors.
Ms. Grossman was responsible for the CDO issuance platform as well as the development and analysis of other structured spread-lending opportunities.
She joined the company in 1991 as an Actuarial Assistant and held various other actuarial positions in pricing and product development before moving into the fixed-income division of Principal Global Investors in 1999.
Ms. Grossman received a Bachelor’s degree in Mathematics and Computer Science from the University of Northern Iowa and is a Fellow of the Society of Actuaries and a member of the American Academy of Actuaries.
Kelly A. Grossman active positions
| Companies | Position | Start |
|---|---|---|
Principal Global Investors LLC
 Principal Global Investors LLC Investment ManagersFinance Principal Global Investors LLC, dba Principal Asset Management (Principal AM), is a SEC-registered investment advisor headquartered in Des Moines, Iowa. The firm was founded in 1998 and is a wholly owned subsidiary of the Principal Global Investors Holding Co. (US) LLC and their ultimate parent is Principal Financial Group, Inc. (NASDAQ: PFG). Principal AM provides investment advisory services to institutional investors and individuals on a discretionary or non-discretionary basis. | Director of Research - Equity | 2017-04-30 |
Former positions of Kelly A. Grossman
| Companies | Position | End |
|---|---|---|
Principal Management Corp.
 Principal Management Corp. Investment ManagersFinance Principal Management Corp. (PMC) is a registered investment advisor located in Des Moines, Iowa. Principal Financial Services, Inc., a wholly-owned subsidiary of Principal Financial Group, Inc. (NYSE: PFG), is a 100% stockowner of PMC. The firm primarily serves as the administrator and manager-of-managers on behalf of Principal Funds, organized by Principal Life Insurance Co. They also serve as the administrator for Principal ETFs. For some of the funds, some of sub-advisor investment advisory and administrative services are provided by PMC doing business as "Principal Portfolio Strategies." In addition, PMC is registered with the Commodity Futures Trading Commission (“CFTC”) as a Commodity Pool Operator (“CPO”) and operates one of more controlled foreign corporations (each a “CFC”) of the registered fund for which they act as a registered CPO. PMC is also a member of the National Futures Association ("NFA). PMC's clients include mutual funds, ETFs, funds of funds, and unregistered separate accounts of a Principal Life Insurance Co. | Investment Committee Member | 2017-04-30 |
Training of Kelly A. Grossman
| University of Northern Iowa | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
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Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Principal Management Corp.
Principal Management Corp. Investment ManagersFinance Principal Management Corp. (PMC) is a registered investment advisor located in Des Moines, Iowa. Principal Financial Services, Inc., a wholly-owned subsidiary of Principal Financial Group, Inc. (NYSE: PFG), is a 100% stockowner of PMC. The firm primarily serves as the administrator and manager-of-managers on behalf of Principal Funds, organized by Principal Life Insurance Co. They also serve as the administrator for Principal ETFs. For some of the funds, some of sub-advisor investment advisory and administrative services are provided by PMC doing business as "Principal Portfolio Strategies." In addition, PMC is registered with the Commodity Futures Trading Commission (“CFTC”) as a Commodity Pool Operator (“CPO”) and operates one of more controlled foreign corporations (each a “CFC”) of the registered fund for which they act as a registered CPO. PMC is also a member of the National Futures Association ("NFA). PMC's clients include mutual funds, ETFs, funds of funds, and unregistered separate accounts of a Principal Life Insurance Co. | Finance |
Principal Global Investors LLC
Principal Global Investors LLC Investment ManagersFinance Principal Global Investors LLC, dba Principal Asset Management (Principal AM), is a SEC-registered investment advisor headquartered in Des Moines, Iowa. The firm was founded in 1998 and is a wholly owned subsidiary of the Principal Global Investors Holding Co. (US) LLC and their ultimate parent is Principal Financial Group, Inc. (NASDAQ: PFG). Principal AM provides investment advisory services to institutional investors and individuals on a discretionary or non-discretionary basis. | Finance |
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