Kathleen Foley Curley

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Moore Capital Management LP (Moore Capital) is a SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Louis Bacon in 1989 and is a subsidiary of Moore Capital Advisors LLC, ultimately held by MCM Group Holdings, Inc. Moore Capital provides investment management services on a discretionary basis to US and non-US privately-offered investment funds sponsored by Moore Group.

Hartford Investment Management Co. (HIMCO) is a SEC-registered investment advisor headquartered in Hartford, Connecticut. The firm was founded in 1996 by acquiring the business, personnel and corporate name of an affiliate which had been in operation since 1981 and which performed substantially similar services They are a wholly-owned subsidiary of The Hartford Financial Services Group, Inc. (NYSE: HIG). HIMCO provides investment advisory services primarily to institutional clients and registered and unregistered investment companies. The firm also serves as an investment adviser for its affiliates and provides investment advisory services for vehicles that support the product mix of its affiliates.

Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors.

PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY.

Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Apollo Global Management, Inc /Private Equity/ (Apollo Global Private Equity) is a private equity firm founded in 1990. The firm is headquartered in New York City.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

China Energy Conservation & Environmental Protection Group Co., Ltd. engages in the provision of environmental protection and energy conservation services. Its business activities include solid waste and water treatment, petrochemical and plastic product waste resource utilization, soil remediation, and solar and wind power projects. The company was founded on June 22, 1989 and is headquartered in Beijing, China.

Raytheon Integrated Defense Systems, Inc. provides systems development and integration solutions. It provides civil security and response programs, including security planning, analysis, and review; site vulnerability and threat assessment; and modeling and simulation for threat analysis and operations assessment. The company is headquartered in Tewksbury, MA.

Philips Healthcare engages in the manufacture of electromedical apparatus. It develops products that offer added value to the entire care cycle: from disease prevention to screening, diagnosis, treatment and follow-up care at home or in hospital. It also deals with cardiology, oncology, and women's health. It focuses on serious health problems, which people are confronted, such as heart problems, lung and breast disease. The company is headquartered in Eindhoven, the Netherlands.

Reggora, Inc. develops and operates a cloud based appraisal platform that streamlines the appraisal process for mortgage lenders and appraisers. The firm provides Reggora platform. The company was founded by Brian Zitin and William Denslow in 2016 and is headquartered in Boston, MA.

Pison Technology, Inc. engages in the development of wearable biopotential sensor for alternative control. The company was founded by Dexter Ang in August 2016 and is headquartered in Boston, MA.

Part of Ernst & Young Global Ltd., Ernst & Young Hua Ming LLP is a Chinese company that provides accounting services. The company is based in Shanghai, China.

Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients.

Part of Neutrino Plus Ltd., Crown Smart Investment Ltd. is a Chinese company that provides investment services. The company is based in Hong Kong, Hong Kong.

Headwall Photonics, Inc. designs and manufactures diamond-turned and original diffraction gratings including original planar, aberration-corrected concave and convex, and Rowland circle gratings in standard and custom formats. It specializes in the alignment and packaging of these gratings to deliver ruggedized spectral modules for OEM applications. The firm provides services for the analytical, life sciences and medical, and telecommunications industries. The company was founded by David Bannon and Larry Barstow in May 2003 and is headquartered in Fitchburg, MA.

Ralph Lauren Sourcing Co. Ltd. imports and distributes garments and apparels through online. The company is headquartered in Hong Kong.

Unio Capital LLC is a registered investment advisor and wealth management firm headquartered in Princeton, New York. The firm was founded in 2012 by John Allison and Raluca Alexander, its principal owners. Their ownership is held through Unio Holdings LP, which is ultimately owned by Allison Family Holdings LLLP. Unio Capital provides discretionary investment advisory services to (i) persons or entities on a separately managed account basis and (ii) to a privately offered fund, Unio All-Seasons Fund LLC.

Bintang Capital Partners Bhd (Bintang Capital) is a private equity subsidiary of AHAM Asset Management Bhd founded in 2016 by Johan Rozali Wathooth. The firm is headquartered in Kuala Lumpur, Malaysia.

AXS Investments LLC is a registered asset management firm headquartered in Port Chester, New York. The firm was founded in 2019 and is a wholly-owned subsidiary of AXS Holdings LLC, which is owned by SR Partners LLC. AXS Investments provides investors and financial advisors access to institutional-quality alternative investments and education to drive improved portfolio outcomes.

ETF Managers Group LLC (ETFMG) is a SEC-registered investment advisor headquartered in Summit, New Jersey. The firm was founded by Sam Masucci in 2014 and is a subsidiary of Exchange Traded Managers Group LLC. ETFMG develops innovative thematic ETFs that provide investors unique exposure to new markets.

Franklin Advisers, Inc. is a mutual fund manager and registered investment advisor headquartered in San Mateo, California. The firm was founded in 1985 and is a subsidiary of Franklin Resources, Inc. (NYSE: BEN), a holding company that, together with its various subsidiaries is referred to as Franklin Templeton Investments. Franklin Advisers provides investment advisory and portfolio management services to US and non-US, registered open-end and closed-end funds and unregistered funds, as well as separate accounts.

Arbella Mutual Insurance Co. provides insurance services. Its services include consumer auto and homeowners insurance, liability, commercial auto, personal umbrella and worker's compensation. The firm also provides coverage for exterior signs, newly acquired or constructed buildings or personal property, valuable papers and records, accounts receivable, business property off-premises, and outdoor property. The company was founded in 1988 and is headquartered in Quincy, MA.