James Maclay Oates
Chairman at John Hancock Municipal Securities Trust
James Maclay Oates active positions
Companies | Position | Start | End |
---|---|---|---|
Middlesex School | Director/Board Member | - | - |
The Endowment for Health | Director/Board Member | 1999-12-31 | - |
Corporate Officer/Principal | 1999-12-31 | - | |
Wydown Group | Corporate Officer/Principal | 2011-12-19 | - |
Chairman | 2011-10-02 | 2011-12-19 | |
John Hancock Variable Insurance Trust | Director/Board Member | 2003-12-31 | - |
Chairman | 2004-12-31 | 2015-12-31 | |
Middlesex University | President | - | - |
John Hancock Municipal Securities Trust
John Hancock Municipal Securities Trust Finance/Rental/LeasingFinance John Hancock Municipal Securities Trust is an open-end management investment company, which control as a Massachusetts business trust. Its objective is to generate interest income exempt from federal income tax with preservation of capital. The company is headquartered in Boston, MA. | Chairman | 2011-12-31 | - |
John Hancock Exchange Traded Fund Trust | Director/Board Member | 2014-12-31 | - |
Chairman | 2014-12-31 | 2015-12-31 | |
Virtus Variable Insurance Trust | Director/Board Member | 2015-12-31 | - |
Virtus Alternative Solutions Trust
Virtus Alternative Solutions Trust Investment Trusts/Mutual FundsMiscellaneous Virtus Alternative Solutions Trust is an open-end, diversified management investment company. It is formed to invest primarily in securities to carry on such other business as the trustees may from time to time determine pursuant to their authority under the declaration of trust. The company was founded on October 21, 2013 and is headquartered in Greenfield, MA. | Director/Board Member | 2012-12-31 | - |
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Career history of James Maclay Oates
Former positions of James Maclay Oates
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Training of James Maclay Oates
Harvard Business School | Masters Business Admin |
Harvard College | Undergraduate Degree |
Statistics
International
United States | 45 |
United Kingdom | 3 |
Operational
Director/Board Member | 31 |
Chairman | 20 |
Independent Dir/Board Member | 17 |
Sectoral
Miscellaneous | 24 |
Finance | 14 |
Consumer Services | 5 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
Listed companies | 1 |
---|---|
STIFEL FINANCIAL CORP. | Finance |
Private companies | 41 |
---|---|
Wydown Group | |
Connecticut River Bank, NA
Connecticut River Bank, NA Major BanksFinance Connecticut River Bank, NA is a nationally chartered commercial bank. The company is based in Springfield, VT. | Finance |
John Hancock Variable Insurance Trust | Miscellaneous |
Investors Bank & Trust Co.
Investors Bank & Trust Co. Regional BanksFinance Investors Bank & Trust Co. provides financial services. It processes securities for mutual funds, investment advisors, banks, insurance companies and other asset managers. It has offices in the US, Canada, Ireland and the Cayman Islands. Investors Bank & Trust was founded in 1969 and is located in Boston, MA | Finance |
Octopus Phoenix VCT Plc
Octopus Phoenix VCT Plc Investment ManagersFinance Octopus Phoenix VCT Plc operates as a venture capital trust which is managed by Octopus Asset Management Limited. | Finance |
Connecticut River Bancorp
Connecticut River Bancorp Financial ConglomeratesFinance Connecticut River Bancorp is a bank holding company. It provides a variety of banking services to individuals and corporate businesses through its wholly-owned subsidiary Connecticut River Bank, N.A. The company's primary lending products are commercial, real estate and consumer loans. Its deposit products are checking accounts, savings accounts and certificates of deposit. Connecticut River Bancorp is headquartered in Charlestown, NH. | Finance |
Emerson Investment Management LLC
Emerson Investment Management LLC Investment ManagersFinance Founded in 1985, Emerson Investment Management LLC is a wealth management firm and registered investment advisor located in Boston, Massachusetts. The firm manages assets for individuals, couples, multi-generational families and small institutions. | Finance |
John Hancock Preferred Income Fund III
John Hancock Preferred Income Fund III Investment Trusts/Mutual FundsMiscellaneous John Hancock Preferred Income Fund III operates as a closed-end management investment company. It seeks to provide a high level of current income consistent with preservation of capital by investing in securities that, in the opinion of the Advisor, may be undervalued relative to similar securities in the marketplace. The company was founded on June 19, 2003 and is headquartered in Boston, MA. | Miscellaneous |
Beaumont Financial Partners LLC
Beaumont Financial Partners LLC Investment ManagersFinance Beaumont Financial Partners LLC (Beaumont) is an investment management firm headquartered in Needham, Massachusetts. The firm was founded in 1999 and their predecessor firm, Beaumont Trust Associates, became a registered investment adviser in 1981. They were acquired by Focus Financial Partners, Inc. (NASDAQ: FOCS) in 2022. Beaumont offers a comprehensive range of wealth management and family office services to affluent individuals and families, small businesses, and select institutions. | Finance |
Virtus Total Return Fund /Old/
Virtus Total Return Fund /Old/ Investment Trusts/Mutual FundsMiscellaneous Virtus Total Return Fund operates as a mutual fund closed-end investment. Its portfolio includes infrastructure in the communications, utility, energy, and transportation industries. Its objective is total return of capital appreciation and current income. The fund was founded on December 3, 2004 and is headquartered in Greenfield, MA. | Miscellaneous |
John Hancock Financial Opportunities Fund
John Hancock Financial Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Financial Opportunities Fund is a closed-end diversified management investment fund. Its objective is to provide a high level of total return consisting of long-term capital appreciation and current income. The company was founded on August 23, 1994 and is headquartered in Boston, MA. | Miscellaneous |
John Hancock Income Securities Trust
John Hancock Income Securities Trust Investment Trusts/Mutual FundsMiscellaneous John Hancock Income Securities Trust operates as a closed-end investment fund. Its investment objective is to generate a high level of current income consistent with prudent investment risk. The company was founded on February 14, 1973 and is headquartered in Boston, MA. | Miscellaneous |
Virtus Global Multi-Sector Income Fund
Virtus Global Multi-Sector Income Fund Investment Trusts/Mutual FundsMiscellaneous Virtus Global Multi-Sector Income Fund is a diversified, closed-end management investment fund. Its objective is to maximize current income while preserving capital and seeks to generate current income and total return by applying credit research and a time-tested approach to capitalize on opportunities across undervalued sectors of the global bond markets. The company was founded on August 23, 2011 and is headquartered in Greenfield, MA. | Miscellaneous |
John Hancock Tax-Advantaged Global Shareholder Yield Fund
John Hancock Tax-Advantaged Global Shareholder Yield Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Tax-Advantaged Global Shareholder Yield Fund operates as a closed-end investment fund. It intends to provide total return consisting of current income and gains and long term capital appreciation. The company was founded on April 23, 2007 and is headquartered in Boston, MA. | Miscellaneous |
John Hancock Funds III | Miscellaneous |
John Hancock Funds II | Miscellaneous |
John Hancock Preferred Income Fund
John Hancock Preferred Income Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Preferred Income Fund operates as a closed-end investment fund/investment trust. It seeks to provide a high level of current income consistent with preservation of capital by investing its assets in preferred stocks or other preferred securities, including convertible preferred securities. The company was founded on August 27, 2002 and is headquartered in Boston, MA. | Miscellaneous |
John Hancock Preferred Income Fund II
John Hancock Preferred Income Fund II Investment Trusts/Mutual FundsMiscellaneous John Hancock Preferred Income Fund II is a closed-end investment fund, which engages in reverse repurchase agreements and invests in derivatives to establish investment leverage or for temporary purposes. The company was founded on November 29, 2002 and is headquartered in Boston, MA. | Miscellaneous |
The Endowment for Health | |
Investors Financial Services Corp.
Investors Financial Services Corp. Investment ManagersFinance Investors Financial Services Corp. operated as a holding company. It provided asset administration services for the financial services industry through its wholly-owned subsidiaries. Investors Financial Services was founded in 1995 and was headquartered in Boston, MA. | Finance |
John Hancock Investors Trust
John Hancock Investors Trust Investment Trusts/Mutual FundsMiscellaneous John Hancock Investors Trust is a closed-end investment fund, which engages in investment activity. Its objective is to generate income for distribution to its shareholders. It also seeks capital appreciation. It invests in a diversified portfolio of corporate and government bonds. The company was founded on October 26, 1970 and is headquartered in Boston, MA. | Miscellaneous |
John Hancock Municipal Securities Trust
John Hancock Municipal Securities Trust Finance/Rental/LeasingFinance John Hancock Municipal Securities Trust is an open-end management investment company, which control as a Massachusetts business trust. Its objective is to generate interest income exempt from federal income tax with preservation of capital. The company is headquartered in Boston, MA. | Finance |
John Hancock Hedged Equity & Income Fund
John Hancock Hedged Equity & Income Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Hedged Equity & Income Fund is a closed-end fund management investment company. The fund seeks to provide total return with a focus on current income and gains and also consisting of long-term capital appreciation The company was founded on May 26, 2011 and is headquartered in Boston, MA. | Miscellaneous |
John Hancock Premium Dividend Fund
John Hancock Premium Dividend Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Premium Dividend Fund operates as a closed-end investment fund/trust. The company was founded on December 21, 1989 and is headquartered in Boston, MA. | Miscellaneous |
Hudson Castle Group, Inc.
Hudson Castle Group, Inc. Miscellaneous Commercial ServicesCommercial Services Hudson Castle Group, Inc. provided capital management solutions. The company was founded in 1996 and headquartered in New York, NY. | Commercial Services |
John Hancock Tax-Advantaged Dividend Income Fund
John Hancock Tax-Advantaged Dividend Income Fund Investment Trusts/Mutual FundsMiscellaneous John Hancock Tax Advantaged Dividend Fund operates as a closed-end investment fund/investment trust. It seeks to provide a high level of after-tax total return from dividend income and capital appreciation by investing its assets in dividend-paying common and preferred securities. The firm investment management services are provided through John Hancock Advisers, Inc. The company was founded in 2004 and is headquartered in Boston, MA. | Miscellaneous |
Virtus Total Return Fund, Inc. /Old/
Virtus Total Return Fund, Inc. /Old/ Investment Trusts/Mutual FundsMiscellaneous Virtus Total Return Fund, Inc. operates as closed-end investment trust. Its investment objective is capital appreciation, with income as a secondary objective. The company invests its assets primarily in equity securities, consistent with the preservation of capital and reduction of risk. Virtus Total Return Fund, Inc. was founded on June 18, 1986 and is headquartered in Greenfield, MA. | Miscellaneous |
Virtus Total Return Fund, Inc.
Virtus Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Virtus Total Return Fund, Inc. is a closed-end diversified investment fund, which invests in equity securities and fixed income. Its seeks to generate total return, consisting of capital appreciation and income. The company was founded on July 21, 1988 and is headquartered in Greenfield, MA. | Miscellaneous |
John Hancock Exchange Traded Fund Trust | Miscellaneous |
Virtus Variable Insurance Trust | Miscellaneous |
Duff & Phelps Select MLP & Midstream Energy Fund, Inc.
Duff & Phelps Select MLP & Midstream Energy Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Duff & Phelps Select MLP & Midstream Energy Fund, Inc. is a non-diversified, closed-end management investment company. The Fund's investment objective is to seek a level of total return resulting from a combination of current tax-deferred distributions and capital appreciation. It is managed by Duff & Phelps Investment Management Co. The company was founded on March 28, 2014 and is headquartered in Hartford, CT. | Miscellaneous |
Virtus Alternative Solutions Trust
Virtus Alternative Solutions Trust Investment Trusts/Mutual FundsMiscellaneous Virtus Alternative Solutions Trust is an open-end, diversified management investment company. It is formed to invest primarily in securities to carry on such other business as the trustees may from time to time determine pursuant to their authority under the declaration of trust. The company was founded on October 21, 2013 and is headquartered in Greenfield, MA. | Miscellaneous |
Jon James LLC | |
Right Funding LLC | |
First Signature Bank & Trust Co. | Finance |
Maxwell Building Corp. | |
New Hampshire Trust Co.
New Hampshire Trust Co. Investment ManagersFinance New Hampshire Trust Co. (NHTrust) is an investment manager headquartered in Keene, New Hampshire. The firm is a subsidiary of New Hampshire Mutual Bancorp. NHTrust provides customized financial strategies to individuals and families who seek long-term financial security and growth. | Finance |
John Hancock Funds, Inc.
John Hancock Funds, Inc. Investment Banks/BrokersFinance Part of Manulife Financial Corp., John Hancock Funds, Inc. provides investment services. The private company is based in Lansdowne, PA. Andrew Grant Arnott has been the CEO of the company since 2012. | Finance |
Neworld Bancorp, Inc. | Finance |
John Hancock Collateral Trust
John Hancock Collateral Trust Investment Trusts/Mutual FundsMiscellaneous John Hancock Collateral Trust is a fund that engages in the investment in money market instruments. The company was founded on on December 4, 2014 and is headquartered in Boston, MA. | Miscellaneous |
Virtus Funds | Miscellaneous |
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