Farrin Katz

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Medtronic, Inc. operates as a medical technology company. It offers implantable cardiac pacemakers, eternal defibrillators, inferior turbinate surgery products, and continuous glucose monitoring device. The company was founded by Earl E. Bakken and Palmer J. Hermundslie on April 29, 1949 and is headquartered in Minneapolis, MN.

Tudor Investment Corp. (TIC) is an independent, SEC-registered investment adviser and hedge fund manager headquartered in Stamford, Connecticut. The firm was founded in 1980 by Paul T. Jones, II. TIC provides discretionary investment advisory services to various hedge funds, private equity funds and managed accounts. Investors in these funds generally include high-net worth individuals and related entities, sovereign entities, pension funds, non-financial corporates, financial institutions, endowments and foundations, fund-of-fund vehicles and proprietary capital from current and former personnel.

Carlson Capital LP is an independent, SEC-registered investment advisor and alternative asset management firm headquartered in Dallas, Texas. The firm was founded by Clinton Carlson in 1993. Carlson Capital provides discretionary investment advisory services to privately-offered pooled investment vehicles and certain managed accounts.

Glenview Capital Management LLC (Glenview) is a SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Lawrence Robbins in 2000 and is a wholly owned subsidiary of RINC Family Partnership LLC. Glenview manages capital for qualified investors through a series of private investment funds.

Susquehanna Financial Group LLLP (SFG) is an institutional broker-dealer headquartered in Bala Cynwyd, Pennsylvania. The firm was founded in 2002 and is a direct subsidiary of SFG Holding LLC, which is owned by Bodel, Inc. SFG offers a full range of order execution and trading flow services, with a focus on delivering innovative trading strategies and execution services to institutional clients.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

William Morris Endeavor Entertainment LLC engages in the operation of a talent and literary agency that provides entertainment services. It offers books, comedy, culinary, digital, endorsements, motion picture, music, sports, speakers, television, theater, and voiceover. The company was founded in 2009 and is headquartered in Beverly Hills, CA.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Duke University Health System, Inc. engages in the provision of health care services. It offers cancer treatment, primary care, orthopedics, aesthetics, and fertility services. The company was founded in 1998 and is headquartered in Durham, NC.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Sourcelink Acquisition LLC engages in the provision of direct marketing services. Its services include mail tracking, customer intelligence and intelligence, document and statement, direct mail, digital solutions, and strategy and creative. The company was founded in 1997 and is headquartered in Itasca, IL.

Wafra Partners LLC (Wafra Partners) is a private equity firm founded in 1993 by Yousef Al-Humaidhi. The firm is headquartered in New York.

Finacity Corp. provides securitization and funding services. It offers asset-backed working capital funding solutions, consumer receivables financing, supplier and payables finance, back-up servicing, and transaction reporting. The company was founded by Kit Codik in 2001 and is headquartered in Stamford, CT.

AlpInvest Partners, Inc. (AlpInvest) is the New York City private equity subsidiary of Netherlands-based AlpInvest Partners BV, ultimately held by The Carlyle Group LP (NASDAQ: CG). Established in 1999 as NIB Capital Private Equity, the firm became AlpInvest Partners in 2004. They were the first exclusive private equity manager for a public pension fund and invest worldwide across primary funds, secondaries, and direct investment (co-investment) channels, covering the entire private equity spectrum. In addition to the New York office, AlpInvest has offices in Amsterdam, Hong Kong and London. They are a socially responsible investor which works to promote sustainability and governance as an important factor in investment choices. They are a signatory to the UN Principles for Responsible Investments and exclude direct investments in companies that are directly involved in the manufacturing or distribution of products that clearly violate Dutch and relevant international conventions. They also explore sustainability-themed investments.

Avista Capital Holdings LP (Avista Capital Partners) is a private equity firm founded in 2005 by Steven Webster and Thompson Dean. The firm is headquartered in New York.

Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN.

Morgenthaler Management Corp (Morgenthaler Management) is a venture capital and private equity firm founded in 1968 by David Morgenthaler. The firm is headquartered in Portola Valley, California.

Denham Capital Management LP (Denham Capital) is a private equity firm founded in 2004 by Stuart Denham Porter, Riaz Qamar Siddiqi and Carl John Tricoli. The firm is headquartered in Boston, Massachusetts.

OpenGate Capital Management LLC (OpenGate Capital) is a private equity firm founded in 2005 by Andrew Nikou. The firm is headquartered in Los Angeles, California with an additional office in Paris, France.

Crothall Healthcare, Inc. provides healthcare support services. It offers environmental services, patient transportation, healthcare technology solutions, facilities management, and ambulatory services. The company was founded in 1991 and is headquartered in Wayne, PA.

UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.

Aterian Investment Management LP (Aterian) is an independent private equity firm founded in 2009 by Michael Fieldstone. The firm is headquartered in New York.

Balance Point Capital Advisors LLC (Balance Point Capital) is a private equity firm founded in 2007 by Seth W. Alvord and John L. Ritter. The firm is headquartered in Westport, Connecticut.

Yaupon Capital Management LP (Yaupon) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Steven Pattyn in 2018. Yaupon offers investment advisory services on a discretionary basis to private funds that are intended only for sophisticated investors.

Clocktower Technology Ventures LLC (Clocktower Technology) is an independent venture capital firm founded in 2015. The firm is headquartered in Santa Monica, California.

Locus Biosciences, Inc. develops CRISPR-engineered precision antibacterial products for antibiotic-resistant bacterial infections and microbiome-related disease. The firm offers CRISPR-engineered bacteriophage and CRISPR-Cas3 phage. The company was founded by Charles Gersbach, Dave Ousterout, Chase Beisel, Paul M. Garofolo, Nick Taylor, and Rodolphe Barrangou in 2015 and is headquartered in Morrisville, NC.

Walkabout Ventures LLC (Walkabout Ventures) is an venture capital firm founded in 2019. The firm is headquartered in Los Angeles, California.

Arkos Global Advisors LLC (Arkos) is an independent, SEC-registered registered investment advisor and wealth management firm headquartered in Houston, Texas. The firm was founded by Jeffrey Thomas in 2017 as Archetype Wealth Partners LLC and change its name to Arkos Global Advisors LLC in 2022. Arkos provides custom tailored planning and investment services to individuals, trusts, estates, charitable organizations, corporations and business entities.