Chris Pu

Bank of China Investment Management Co., Ltd. (BOCIM) is a Sino-American fund management firm which was founded in 2004 as a joint venture between BOC International and Merrill Lynch Investment Managers. Formerly known as BOC International Investment Managers, the firm changed their name to Bank of China Investment Management Co. Ltd. in 2008 when the joint venture partners became Bank of China Co., Ltd. and BlackRock, Inc. Headquartered in Shanghai, BOCIM offers investment solutions to domestic and international institutions, as well as private individuals.

BOC International (China) Ltd. (Broker) (BOC Broker) is the brokerage division of BOC International (China) Ltd. The firm is headquartered in Shanghai and was founded in 2002. BOC Broker provides brokerage services to their clients.

Wanjia Asset Management Co., Ltd. (WJAsset) is an independent Chinese asset management firm which was founded in 2002 as Tiantong Fund Management Co. Ltd. WJAsset is headquartered in Shanghai and manages a range of Chinese mutual funds and provides investment management services to Chinese institutions and private individuals.

Qiming Venture Partners Ltd (Qiming Venture Partners) is a venture capital subsidiary of Qiming Caymen Ltd founded in 2006 by Gary Rieschel, Zi Ping Kuang and Ignition Partners LLC. The firm is headquartered in Shanghai, China.

The Canada Pension Plan Investment Board (also known as CPP Investments) is a government-owned professional investment management organization headquartered in Toronto, Canada. The firm was founded in 1997 to help provide a foundation on which Canadians build financial security in retirement. CPP Investments manages the investments of the Canada Pension Plan Fund (CPP Fund).

Barclays Capital Canada, Inc. is a Canadian broker-dealer headquartered in Toronto, Ontario. The firm is a direct subsidiary of Barclays Capital, Inc., ultimately owned by London-based Barclays Bank plc (LON: BARC, NYSE: BCS). They offer institutional asset managers, hedge funds and other financial institutions with execution and clearing services that support multiple asset classes and provide transparent pricing. Their integrated prime brokerage services cover a wide array of asset classes and regions including developed and emerging markets.

CI Investments, Inc. is a Canadian mutual fund manager headquartered in Toronto, Ontario. The firm was founded in 1965 as CI Mutual Funds, Inc. and adopted the name CI Investments in June 2005 to reflect its diverse line-up of investment options, including mutual funds, segregated funds, asset allocation programs, structured products and other alternative investments. They are a subsidiary of CI Financial Corp. (TSX: CIX). CI Investments manages money on behalf of Canadian investors and provide them with an increasingly comprehensive Canadian, global and industry funds.

SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors.

China Asset Management Co., Ltd. (China AMC) is the asset management subsidiary of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, the firm was founded in 1998 and provides a full range of services to domestic and international retail and institutional clients from US, Canada, Korea, Japan, Malaysia, Germany, Hong Kong, Macau and Taiwan, and many more, covering equity, fixed income, money markets, and other financial instruments. In 2017, China AMC has joined the United Nations-supported Principles for Responsible Investment (UNPRI), becoming the first full service asset manager in China to join the organization.

Hwabao WP Fund Management Co., Ltd. (Hwabao FM) is an independent Chinese fund management firm which was founded as a joint venture between Baosteel Group (HWABAO Trust Co. Ltd.) and Societe Generale Group in 2003. It is now owned by Hwabao Trust Co., Ltd. (51%), Warburg Pincus Asset Management LP (29%) and Jiangsu Railway Group Co., Ltd. (20%). Headquartered in Shanghai, Hwabao FM manages funds for institutional investors.

National Bank Financial, Inc. (Broker) (NBF-Broker) is the broker/dealer division of National Bank Financial, Inc., a Canadian mutual fund manager headquartered in Montréal, Quebec. The firm was founded in 1902 and is a direct subsidiary of National Bank Acquisition Holding, Inc., ultimately owned by National Bank of Canada (TSX: NA). NBF-Broker provides retail advisory and brokerage services with institutional brokerage, investment banking, corporate finance and securities clearing services for third parties. The firm has a substantial presence in all regions of Canada, as well as operations in the US and Europe.

Bank of Communications Schroder Fund Management Co., Ltd. (BOCOM Schroders) is an independent Chinese fund management firm which was founded in 2005 through a joint venture between Bank of Communications Co., Ltd. (65%), Schroders plc (30%), and China International Marine Containers (Group) Ltd. (5%). Headquartered in Shanghai, BOCOM Schroders manages the BOCUM mutual fund range.

Huatai-PineBridge Fund Management Co., Ltd. (Huatai-PineBridge FM) is an independent Chinese fund management firm which was founded in 2004 through a joint venture between Pinebridge Investment Co., Huatai Securities Co., Ltd. and Suzhou New District Hi-Tech Industrial Park Co., Ltd. Formerly known as AIG Huatai Fund Management Co. Ltd., the firm changed their name to Huatai-PineBridge Fund Management Co., Ltd. in 2010. Huatai-PineBridge FM is headquartered in Shanghai and manages a range of funds for individual and institutional investors.

Zhong Ou Asset Management Co., Ltd. (Zhong Ou AM) is a fund management firm headquartered in Shanghai, China. Formerly known as Lombarda China Fund Management Co., Ltd., the firm was founded in 2006 as a joint venture between UBI, Guodu Securities Co., Ltd., China Private Ventures (Beijing) Ltd. and WinnerKey Investment Co., Ltd. Zhong Ou AM manages mutual funds and provides financial advisory services to both Chinese and global institutional, as well as retail investors.

Everbright PGIM Fund Management Co. Ltd. (Everbright PGIM) is a China-based joint venture firm between Everbright Securities Co. Ltd., a subsidiary of majority shareholder, state-controlled China Everbright Group Corp. and Pramerica Investment Management, a subsidiary of US-based Prudential Financial, Inc. (NYSE: PRU). The firm was founded in 2004 and as Everbright Pramerica Fund Management Co., Ltd. Headquartered in Shanghai, Everbright PGIM manages mutual funds distributed to Chinese retail investors through banks and brokerage firms.

Fullgoal Fund Management Co., Ltd. (Fullgoal Fund) is an independent Chinese fund management firm which was founded in 1999. In 2003, the firm was restructured when the Bank of Montreal took a strategic interest in them and brought international concepts and management techniques to Fullgoal Fund. Headquartered in Shanghai, Fullgoal Fund provides investment management solutions including open and closed-end mutual funds, qualified domestic institutional investor (QDII) funds, enterprise annuity funds, domestic social security funds and asset management to segregated accounts for both domestic and international clients.

Nuode Asset Management Co., Ltd. (Nuode AM) is the fund management subsidiary of Tsinghua Holdings Co., Ltd., ultimately held by the Chinese Ministry of Education. Formerly known as Lord Abbett China Asset Management Co. Ltd., the firm was founded in 2006 as a joint venture between Lord Abbett & Co. LLC, Changjiang Securities Co. Ltd. and Tsinghua Holdings Co. They subsequently changed their name to Nuode Fund Management Co. Ltd. Headquartered in Shanghai, Nuode AM manages mutual funds for individual and institutional investors.

OneConnect Technology Co., Ltd. engages in the technology development, technical consulting, technical services, technology transfer, computer system integration and computer data processing of Internet technology and software technology. The company was founded by Wang Chun Ye on December 29, 2015 and is headquartered in Shanghai, China.

Part of Shenzhen One Account Intelligent Technology Co., Ltd., Shanghai OneConnect Financial Technology Co., Ltd. is a company that provides financial technology software solutions. Shanghai OneConnect Financial Technology Co., Ltd. is based in Shanghai, China. The Chinese company was founded in 2015. The CEO is Rong Chen.

Bank of China Group Insurance Co. Ltd. provides life insurance and related finance services. The company is based in Hong Kong, Hong Kong. The Chinese company is ultimately controlled by the Government of China.

Hong Kong Interbank Clearing Ltd. provides interbank clearing and settlement services. Its services include bulk clearing, USD clearing system, and etrade connect. The company was founded in april 1997 and is headquartered in Kwun Tong, Hongkong.

Part of China Cinda Asset Management Co., Ltd., Nanyang Commercial Bank Ltd. is a financial institution based in Hong Kong, Hong Kong. The Chinese company provides cross-border wealth management services, property financing services in mainland China, and account opening services. With a focus on customer service and reputation, Nanyang Commercial Bank aims to serve clients from various regions. Nanyang Commercial Bank Ltd. offers comprehensive electronic banking platforms for convenient financial transactions. The company was founded in 1949. Nanyang Commercial Bank was acquired by China Cinda Asset Management Co., Ltd. from Bank of China Ltd. on May 30, 2016 for $8,772.07 million.

Nanyang Commercial Bank (China) Ltd. provides banking services and is ultimately controlled by the Government of China. The company is based in Beijing, China.

Bank of China (Hong Kong) Ltd. engages in the provision of banking and related financial services. It offers wealth management, enrich banking, i-free banking, private banking, corporate banking, business banking, cross-border financial services, deposits, investments, mortgage, loan, insurance, credit card, and mandatory provident fund. The company was founded on October 1, 2001 and is headquartered in Hong Kong.

China Culture Industrial Investment Fund LP focuses on cultural and media industries in China. The fund provides financing for early, later and buyout financing requirements.

Bank of China (Luxembourg) SA provides commercial banking services. The firm offers corporate and financial banking services. The company was founded in 1979 and is headquartered in Luxembourg.

Bank of China (UK) Ltd. engages in the provision of financial solutions. It offers services relating to corporate and personal banking, such as deposits, loans, treasury and foreign exchange, trade services, mortgages, remittance and exchange, and bank cards. The company was founded in 2007 and is headquartered in London, the United Kingdom.

BOC Group Life Assurance Co., Ltd. is a Chinese company that provides life insurance and related finance services. It is based in Hong Kong, Hong Kong and ultimately controlled by the Government of China. The company was founded in 1997.

BOC International Holdings Ltd. provides brokerage services. The company is based in Hong Kong, Hong Kong. The Chinese company is a subsidiary ultimately controlled by the Government of China. The company was founded in 1998. The CEO is Tong Li.