Carol Lum
Portfolio Manager-Equities at HSBC Global Asset Management (Canada) Ltd.
Network origin in Carol Lum first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
HSBC Global Asset Management (Canada) Ltd.
 HSBC Global Asset Management (Canada) Ltd. Investment ManagersFinance RBC Indigo Asset Management, Inc. (RBC Indigo) is a Canadian investment manager headquartered in Vancouver, British Columbia. The firm was formerly known as HSBC Global Asset Management (Canada) Ltd. and changed their name to RBC Indigo Asset Management, Inc. when they became a wholly-owned subsidiary of Royal Bank of Canada (NY, TSX: RY; LON: 0QKU; FRA: RYC) in 2024. RBC Indigo offers mutual funds and pooled funds to discretionary retail clients, institutional and high net-worth private clients.
25
| Subsidiary | Investment Managers | 25 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Carol Lum via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| York University | College/University | Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree | |
| University of Western Ontario | College/University | Undergraduate Degree Undergraduate Degree Graduate Degree | |
1832 Asset Management LP
 1832 Asset Management LP Investment ManagersFinance 1832 Asset Management LP (1832 AM) is a Canadian asset management firm headquartered in Toronto, Ontario. The firm does business as Scotia Global Asset Management and is a subsidiary of Bank of Nova Scotia (NYSE, TSX: BNS). In 2013, another BNS subsidiary, GCIC Ltd. underwent an internal consolidation and transferred its asset management business to 1832 AM. In 2008, through a reorganization by the Bank of Nova Scotia, Scotia Asset Management came to encompass the Scotia Funds, the asset management programs that had been run by the bank's brokerage arm Scotia McLeod and Scotia Cassels Investment Counsel Ltd. 1832 AM offers a broad range of investment solutions to meet the diverse needs of clients across all levels of wealth in Canada and around the world. | Investment Managers | Portfolio Manager-Fixed Income Corporate Officer/Principal Portfolio Manager-Equities | |
| University of British Columbia | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| University of Toronto | College/University | Masters Business Admin Undergraduate Degree | |
Credit Suisse Securities (Canada), Inc
 Credit Suisse Securities (Canada), Inc Investment Banks/BrokersFinance Credit Suisse Securities (Canada) Inc. is a broker/dealer headquartered in Toronto, Ontario with offices worldwide. The firm is a subsidiary of Credit Suisse Group (NYSE: CS). Their equity research equity group engages in a broad range of activities for investors including sales, trading, financing, prime brokerage and market-making in U.S. and international equity and equity related securities, options, futures, risk management and hedging products. Their activities cover both exchange-traded and over-the-counter traded securities, including American depositary receipts, restricted stocks, equity repurchases, block trade executions, program trading executions, equity derivatives and convertible securities. The fixed-income franchise operates as a single, unified platform that handles all fixed-income cash and derivative products. Products and services range from securitization and liability management transactions to sales and trading and superior research. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree | |
| Queen's University | College/University | Undergraduate Degree Undergraduate Degree | |
| Dalhousie University | College/University | Graduate Degree Masters Business Admin | |
| PIMCO GLOBAL STOCKSPLUS & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Court Appointed Special Advocates of Orange County, Inc.
 Court Appointed Special Advocates of Orange County, Inc. Miscellaneous Commercial ServicesCommercial Services Court Appointed Special Advocates of Orange County, Inc. provides services to abused, abandoned, and neglected children. It is non-profit organization that trains community volunteers to serve as powerful mentors and advocates. The company was founded in 1981 and is headquartered in Santa Ana, CA. | Miscellaneous Commercial Services | Director/Board Member | |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO MUNICIPAL INCOME FUND II | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO STRATEGIC INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO DYNAMIC INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO INCOME STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
BNP Paribas Asset Management USA, Inc.
 BNP Paribas Asset Management USA, Inc. Investment ManagersFinance BNP Paribas Asset Management USA, Inc. (BNPP AM USA) is a registered investment advisor headquartered in New York City. The firm was founded in 1972 as Fischer Francis Trees & Watts, Inc. (FFTW). In 2015, FFTW’s affiliated US registered investment advisor, BNP Paribas Asset Management Inc., was merged into FFTW. FFTW was re-branded as BNP Paribas Asset Management USA, Inc. in 2017. The firm is a wholly-owned subsidiary of BNP Paribas Asset Management USA Holdings, Inc. (BNPP AM), part of International Financial Services division of BNP Paribas (EPA: BNP) (BNPP). BNPP AM USA provides customized investment management services to institutional clients. They also provide non-discretionary investment management activities and/or act as collateral manager for structured products such as CDOs and CLOs. | Investment Managers | Corporate Officer/Principal | |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III | Investment Trusts/Mutual Funds | Director/Board Member | |
Pacific Investment Management Co. LLC
 Pacific Investment Management Co. LLC Investment ManagersFinance Pacific Investment Management Co. LLC (PIMCO) is a SEC-registered investment advisor headquartered in Newport Beach, California. Founded in 1971, the firm is a subsidiary of Allianz Asset Management of America LP and their ultimate parent is Allianz SE (ETR: ALV), a German global insurance company. PIMCO provides discretionary investment management services to a global client base. | Investment Managers | Market Strategist | |
| PIMCO CORPORATE & INCOME STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| PIMCO HIGH INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO INCOME STRATEGY FUND II | Investment Trusts/Mutual Funds | Director/Board Member | |
PIMCO Flexible Credit Income Fund
 PIMCO Flexible Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Flexible Credit Income Fund is a Closed-End Investment Fund and Investment Trust. It intends to provide attractive risk-adjusted returns and current income by investing under normal circumstances across a wide array of global credit sectors, including corporate, mortgage, consumer, emerging market, and municipal credit markets. The company was founded in 1971 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO CORPORATE & INCOME OPPORTUNITY FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Whitehorse Liquidity Partners, Inc.
 Whitehorse Liquidity Partners, Inc. Investment ManagersFinance Whitehorse Liquidity Partners, Inc. (Whitehorse Liquidity Partners) is an independent private equity/venture capital firm founded in 2015. The firm is headquartered in Toronto. | Investment Managers | Compliance Officer | |
| PIMCO DYNAMIC INCOME OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
PIMCO Flexible Emerging Markets Income Fund
 PIMCO Flexible Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Flexible Emerging Markets Income Fund is a closed-end management investment company. Its objective is to provide attractive risk-adjusted returns and current income. The company was founded in 2021 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member | |
PIMCO California Flexible Municipal Income Fund
 PIMCO California Flexible Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO California Flexible Municipal Income Fund is a closed-end investment fund, which engages in investment activity. It seeks to provide current income exempt from federal and California income tax. The company was founded on February 8, 2022 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member | |
The Invest In Others Charitable Foundation
 The Invest In Others Charitable Foundation Miscellaneous Commercial ServicesCommercial Services The Invest In Others Charitable Foundation is a 501(c)(3) organization that is backed by the financial services industry. The foundation's mission is to enhance the charitable efforts of financial advisors, employees, and their firms. | Miscellaneous Commercial Services | Director/Board Member | |
| PIMCO ACCESS INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
Pacific Investment Management Co. LLC (Private Equity)
 Pacific Investment Management Co. LLC (Private Equity) Investment ManagersFinance Pacific Investment Management Co. LLC (Private Equity) (Pacific Investment) a subsidiary of Pacific Investment Management Co. LLC founded in 1994 by William Hunt Gross. The firm is headquartered in Newport Beach, California. | Investment Managers | Private Equity Investor | |
| VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| VIRTUS EQUITY & CONVERTIBLE INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| VIRTUS CONVERTIBLE & INCOME FUND II | Investment Trusts/Mutual Funds | Director/Board Member | |
| VIRTUS CONVERTIBLE & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| PCM FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO DYNAMIC INCOME STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member | |
| PIMCO NEW YORK MUNICIPAL INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member |
Statistics
International
| United States | 40 |
| Canada | 12 |
Sectoral
| Miscellaneous | 32 |
| Finance | 11 |
| Consumer Services | 8 |
| Commercial Services | 3 |
Operational
| Director/Board Member | 41 |
| Corporate Officer/Principal | 27 |
| Portfolio Manager-Equities | 23 |
| Undergraduate Degree | 14 |
| Analyst-Equity | 11 |
Most connected contacts
- Stock Market
- Insiders
- Carol Lum
- Company connections
