Bruce Karpati

Bruce Karpati

Compliance Officer at Advanced Series Trust

54 year
Miscellaneous
Consumer Services
Finance

Profile

Bruce Karpati (New York) joined KKR in 2014 and serves as the Firm's Global Chief Compliance Officer and Counsel.
Prior to joining KKR, he was the Chief Compliance Officer of Prudential Investments, the mutual fund and distribution business of Prudential Financial.
Mr. Karpati was previously the national chief of the SEC’s asset management unit which he co-founded.
In this role, he supervised a staff of 75 attorneys, industry experts, and other professionals.
Mr. Karpati joined the SEC as a staff attorney in 2000, was promoted to branch chief in 2002, assistant regional director in 2005, and Co-Chief of the SEC's Asset Management Unit in 2010.
In 2007, he founded the SEC’s hedge fund working group, a cross-office initiative to combat securities fraud in the hedge fund industry.
Mr. Karpati also serves as an adjunct professor at Fordham University Law School.
He began his career in private practice at Dechert LLP.
Mr. Karpati earned his JD cum laude from the University at Buffalo Law School, and his Bachelor’s degree cum laude in International Relations from Tufts University.

Bruce Karpati active positions

CompaniesPositionStart
Advanced Series Trust Compliance Officer 2013-04-30
The Prudential Series Fund Compliance Officer 2013-04-30
Prudential's Gibraltar Fund Compliance Officer 2013-04-30
Compliance Officer 2014-03-31
All active positions of Bruce Karpati

Former positions of Bruce Karpati

CompaniesPositionEnd
Analyst-Equity 2000-08-31
PGIM GLOBAL HIGH YIELD FUND, INC Compliance Officer -
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Training of Bruce Karpati

University At Buffalo School of Law Doctorate Degree
Tufts University Undergraduate Degree
Corvinus University of Budapest Undergraduate Degree
State University of New York at Buffalo Law School Graduate Degree

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

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Connections

100 +

1st degree connections

10

1st degree companies

Male

Female

Members of the board

Executives

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Linked companies

Private companies6

Miscellaneous

Advanced Series Trust

Miscellaneous

The Prudential Series Fund

Miscellaneous

Prudential's Gibraltar Fund

Miscellaneous

Finance

Commercial Services

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