Item 1.01 Entry into a Material Definitive Agreement.
On
The Supplemental Warrant Agreement amends the Warrant Agreement to, among other
things, (i) eliminate certain restrictive provisions made unnecessary due to the
registration of the Warrants, (ii) replace all references to "
The foregoing description of the Supplemental Warrant Agreement and the Form of Warrant Certificate does not purport to be complete and is qualified in its entirety by the full text of the Supplemental Warrant Agreement and the Form of Warrant Certificate, copies of which are attached hereto as Exhibit 4.1 and Exhibit 4.2, respectively, and are incorporated herein by reference.
Item 3.03 Material Modification to Rights of Security Holders.
The information contained in Item 1.01 of this report is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. Exhibit Number Description 4.1 First Supplemental Warrant Agency Agreement, dated as ofJuly 26, 2021 , by and betweenVintage Wine Estates, Inc. andTSX Trust Company . 4.2 Form of Warrant Certificate (included as Schedule "A" to Exhibit 4.1 hereto). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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