Corporations Act 2001 Section 671B
Notice of change of interests of substantial holderTo
Company Name/Scheme VIKING MINES LIMITED
ACN/ARSN 38 126 200 280
1. Details of substantial holder(1)
Name RAYMOND LAURENCE WHITTEN
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on | 27/10/2017 |
The previous notice was given to the company on | 29/10/2014 |
The previous notice was dated | 29/10/2014 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when the last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
ordinary shares | 23,187,060 | 10.85% | 45,926,307 | 14.64% |
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change
Person whose relevant interest changed
Nature of change (6)
Consideration given in relation to change (7)
Class and number of securities affected
Person's votes affected
27.10.2014
Barbary Coast Investments Pty Ltd
Correction to original notice
Nil
724,795
0.2%
18.12.2014
Barbary Coast Investments Pty Ltd
Auminco Debt Agreement Shares issued
Sale of Auminco debt securities
13,256,907
4.2%
18.12.2014
Torona Pty Ltd
Auminco Debt Agreement Shares issued
Sale of Auminco debt securities
5,651,815
1.8%
27.10.2017
Barbary Coast Investments Pty Ltd
On market purchase
$74,751
3,105,730
1.0%
Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as holder (8)
Nature of relevant interest (6)
Class and number of securities
Person's votes
R Whitten
Barbary Coast Investments Pty Ltd
Barbary Coast Investments Pty Ltd
Director and shareholder
32,710,675 ordinary shares
10.43%
R Whitten
Newton Holdings Pty Ltd
Newton Holdings Pty Ltd
Director
4,425,570 ordinary shares
1.41%
R Whitten
Gleneagles Advisors Pty Ltd
Gleneagles Advisors Pty Ltd
Director and shareholder
2,102,175 ordinary shares
0.67%
R Whitten
Torona Pty Ltd
Torona Pty Ltd
Director
6,687,887 ordinary shares
2.13%
Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Addresses
The addresses of persons named in this form are as follows:
Name | Address |
R Whitten, Barbary Coast Investments Pty Ltd, Newton Holdings Pty Ltd & Gleneagles Advisory Pty Ltd | Level 5, 137 Bathurst St Sydney NSW 2000 |
Torona Pty Ltd | 345 Anzac Parade Kingston NSW 2032 |
print name RAYMOND LAURENCE WHITTEN capacity DIRECTOR
sign here RAYMOND LAURENCE WHITTEN date 2 / 11 / 2017
________________________________________________________________________________________
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute on class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit of the substantial holder or its associates in relation to acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
Give details, if appropriate, of the present and any change in that association since the last substantial holding notice.
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y Change of Director's Interest NoticeRule 3.19A.2
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity VIKING MINES LIMITED |
ABN 38 126 200 280 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | RAYMOND LAURENCE WHITTEN |
Date of last notice | 18th December 2014 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Shareholder/director of Barbary Coast Investments Pty Ltd Newton Holdings Pty Ltd Gleneagles Advisors Pty Ltd Torona Pty Ltd |
Date of change | 27 October 2017 |
No. of securities held prior to change | 42,820,577 ordinary shares (previous notice incorrectly listed holdings at 42,095,782 ordinary shares) |
Class | ordinary shares |
Number acquired | 3,105,730 |
Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | $74,751 |
+ See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Viking Mines Limited published this content on 03 November 2017 and is solely responsible for the information contained herein.
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