Tortoise Pipeline & Energy Fund : Statement of Changes in Beneficial Ownership (Form 4)
June 06, 2022 at 12:42 pm
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Ownership Submission
FORM 4
Check this box if no longer subject to Section 16, Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(**)
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)
Fractional share sale by broker in connection with change in brokerage account? reporting person did not instruct sale nor have knowledge of fractional share sale prior to transaction occurring.
(2)
Includes 114.86 pre-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan. On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 591.97 less common shares. Also includes 12 post-reverse stock split shares acquired pursuant to an automatic dividend reinvestment plan.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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Tortoise Pipeline & Energy Fund Inc. published this content on 06 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 06 June 2022 16:41:07 UTC.