Shenzhen Investment : Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31st January, 2016

APPENDIX 8A

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) :

31 / 1 / 2016

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer	Shenzhen Investment Limited
Date Submitted	01 / 02 / 2016

1. Movements in Authorised Share Capital

   
   

2. Ordinary Shares

   
   

3. Stock code : 604 Description : N/A

   
   

   
   

   No. of ordinary shares

   Par value (State currency)

   Authorised share capital

   (State currency)

   
   

   Balance at close of preceding month N/A

   
   

   Increase/(decrease)

   
   

   Balance at close of the month (Note)

   
   

4. Stock code : Description :







No. of ordinary shares

Par value (State currency)

Authorised share capital

(State currency)




Balance at close of preceding month N/A




Increase/(decrease)




Balance at close of the month

5. Preference Shares

   
   

   Stock code :

   Description :

   
   

   Par value

   No. of preference (State

   shares currency)

   Authorised share

   capital

   (State currency)

   
   

   Balance at close of preceding month N/A

   
   

   Increase/(decrease)

   
   

   Balance at close of the month

   
   

6. Other Classes of Shares

   
   

   Stock code : Description :

   
   

   
   

   No. of other classes of shares

   Par value (State currency)

   Authorised share capital

   (State currency)

   
   

   Balance at close of preceding month N/A

   
   

   Increase/(decrease)

   
   

   Balance at close of the month

   
   

   Total authorised share capital at the end of the month (State currency) :

   N/A

   
   

7. Movements in Issued Share Capital




Balance at close of preceding month	No. of ordinary shares		No of preference shares	No. of other classes of shares
	(1)	(2)
	7,384,016,988	N/A	N/A	N/A
Increase/ (decrease) during the month	Nil	N/A	N/A	N/A
Balance at close of the month	7,384,016,988	N/A	N/A	N/A

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable	Movement during the month		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	Granted	Exercised	Cancelled			Lapsed
1. Share option					Nil	118,560,000
scheme
Granted on 28/01/2014 Exercise price: HK$2.85
(adopted on 22/06/2012)
Ordinary shares	Nil	Nil	Nil	Nil
(Note 1)					Nil	7,846,000
2. Share option
scheme
Granted on 27/07/2015 Exercise price: HK$3.396
(adopted on 22/06/2012)
Ordinary shares	Nil	Nil	Nil	Nil
(Note 1)					N/A
3.
( / / )
shares
(Note 1)
4.
( / / )
shares
(Note 1)
Total A. (Ordinary shares)
(Preference shares)					N/A
(Other class)					N/A
Total funds raised during the month from exercise of options (State currency) N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Currency of nominal value	Nominal value at close of preceding month	Exercised Nominal va during the at close of month month	i t No. of new shares of ssuer which may be issued pursuant hereto as at close of the month
					Description of warrants (Date of expiry - dd/mm/yyyy)
1. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
2. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
3. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
4. N/A
( / / )
Stock code (if listed)
Class of shares issuable (Note 1)
Subscription price
EGM approval date (if applicable) (dd/mm/yyyy)	( / / )
Total B. (Ordinary shares)		N/A
(Preference shares)	N/A
(Other class)	N/A