FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
OMB APPROVAL
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting Person * | 2. Date of Event Requiring | 3. Issuer Name and Ticker or Trading Symbol | ||||||||||||||||||||
Statement (MM/DD/YYYY) | ||||||||||||||||||||||
Ericson Brady D | 12/29/2020 | Romeo Power, Inc. [RMO] | ||||||||||||||||||||
(Last) | (First) | (Middle) | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) | |||||||||||||||||||
C/O ROMEO POWER, INC., 4380 | __X__ Director | _____ 10% Owner | ||||||||||||||||||||
AYERS AVENUE | _____ Officer (give title below) | _____ Other (specify below) | ||||||||||||||||||||
(Street) | 5. If Amendment, Date | 6. Individual or Joint/Group Filing(Check Applicable Line) | ||||||||||||||||||||
VERNON, CA 90058 | Original Filed(MM/DD/YYYY) | _X_ Form filed by One Reporting Person | ||||||||||||||||||||
___ Form filed by More than One Reporting Person | ||||||||||||||||||||||
(City) | (State) | (Zip) | ||||||||||||||||||||
Table I - Non-Derivative Securities Beneficially Owned | ||||||||||||||||||||||
1.Title of Security | 2. Amount of Securities | 3. Ownership | 4. Nature of Indirect Beneficial Ownership | |||||||||||||||||||
(Instr. 4) | Beneficially Owned | Form: Direct | (Instr. 5) | |||||||||||||||||||
(Instr. 4) | (D) or Indirect | |||||||||||||||||||||
(I) | ||||||||||||||||||||||
(Instr. 5) | ||||||||||||||||||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||
1. Title of Derivate Security | 2. Date Exercisable | 3. Title and Amount of | 4. Conversion | 5. Ownership | 6. Nature of Indirect | |||||||||||||||||
(Instr. 4) | and Expiration Date | Securities Underlying | or Exercise | Form of | Beneficial Ownership | |||||||||||||||||
(MM/DD/YYYY) | Derivative Security | Price of | Derivative | (Instr. 5) | ||||||||||||||||||
(Instr. 4) | Derivative | Security: | ||||||||||||||||||||
Security | Direct (D) or | |||||||||||||||||||||
Date | Expiration | Title | Amount or Number of | |||||||||||||||||||
Indirect (I) | ||||||||||||||||||||||
Exercisable | Date | Shares | ||||||||||||||||||||
(Instr. 5) | ||||||||||||||||||||||
Explanation of Responses: | ||||||||||||||||||||||
No securities are beneficially owned. | ||||||||||||||||||||||
Reporting Owners | ||||||||||||||||||||||
Reporting Owner Name / Address | Relationships | |||||||||||||||||||||
Director | 10% OwnerOfficerOther | |||||||||||||||||||||
Ericson Brady D | ||||||||||||||||||||||
C/O ROMEO POWER, INC. | X | |||||||||||||||||||||
4380 AYERS AVENUE | ||||||||||||||||||||||
VERNON, CA 90058 | ||||||||||||||||||||||
Signatures | ||||||||||||||||||||||
/s/ Brady D. Ericson | 1/6/2021 | |||||||||||||||||||||
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 5(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Romeo Power Inc. published this content on 06 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 13 January 2021 13:41:04 UTC