Application for quotation of securities - PAA

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

PHARMAUST LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday November 09, 2021

The +securities to be quoted are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
PAAO	OPTION EXPIRING 31-OCT-2023 DEFERRED	51,414,373	09/11/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PHARMAUST LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ABN	35094006023
1.3	ASX issuer code
PAA

1. The announcement is New announcement
2. Date of this announcement

9/11/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

For personal use only

Previous Appendix 3B details:
Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
01-Oct-2021 14:07	New - Proposed issue of securities -
A standard +pro rata issue (non-renounceable)
	PAA

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B?

Yes

2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B

Shortfall of 27,814,263 options will be allocated and issued as per Section 4.5 of the Prospectus

Application for quotation of +securities

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Application for quotation of +securities

Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Corporate Action Component Detail

only	ASX +security code and description
PAAO : OPTION EXPIRING 31-OCT-2023 DEFERRED
Issue date
use	9/11/2021
Distribution Schedule
	Provide a distribution schedule for the new +securities according to the categories set out in the left hand column -
	including the number of recipients and the total percentage of the new +securities held by the recipients in each
personalFor	category.
		Total percentage of +securities held
	Number of +securities held	Number of holders	For example, to enter a value of 50%
			please input as 50.00
	1 - 1,000	67	0.07 %
	1,001 - 5,000	310	1.63 %
	5,001 - 10,000	147	2.19 %
	10,001 - 100,000	320	20.28 %
	100,001 and over	78	75.84 %

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Application for quotation of +securities

Issue details

Number of +securities to be quoted

51,414,373

For personal use only

Issue currency	Issue price or consideration per +security
AUD - Australian Dollar	AUD 0.01000000

Any other information the entity wishes to provide about the +securities to be quoted

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