Item 5.07. Submission of Matters to a Vote of Security Holders.
On December 12, 2019, OHA Investment Corporation (the "Company") held its
Special Meeting of Stockholders (the "Special Meeting"). As of November 5, 2019,
the record date for the Special Meeting, 20,172,392 shares of common stock were
eligible to be voted. Of the shares eligible to be voted, 14,678,101 shares were
voted in person or by proxy. All matters voted upon at the Special Meeting were
approved with the required votes. The number of votes cast for, against or
withheld, as well as the number of abstentions and broker non-votes, as to each
such matter, where applicable, with respect to the following proposals, each of
which is described in detail in the Company's Definitive Proxy Statement filed
with the Securities and Exchange Commission (the "SEC") on November 5, 2019, is
set out below:
Proposal 1: Merger Proposal
Proposal to approve the merger of Storm Acquisition Sub Inc. ("Acquisition Sub")
with and into the Company, after which the Company will merge immediately with
and into Portman Ridge Finance Corporation ("PTMN"). The voting results were as
follows:
Votes For Votes Against Abstentions
14,262,989 321,520 93,592
Proposal 2: Adjournment Proposal
Proposal to approve the adjournment of the Special Meeting, if necessary or
appropriate, to solicit additional proxies, in the event that there are not
sufficient votes at the time of the Special Meeting to approve the merger. The
voting results were as follows:
Votes For Votes Against Abstentions
14,271,480 310,429 96,192
Item 8.01. Other Events.
On December 12, 2019, the Company issued a press release announcing the voting
results from the Special Meeting. The press release is attached as Exhibit 99.1
to this Form 8-K.
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