Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. (d) OnFebruary 1, 2021 ,Oblong, Inc. , aDelaware corporation (the "Company"), acting pursuant to authorization from its Board of Directors, determined to voluntarily withdraw the listing of the Company's common stock, par value$0.0001 per share (the "Common Stock"), from theNYSE American Stock Exchange (the "NYSE American") and transfer such listing to The Nasdaq Capital Market ("Nasdaq"). The Company informed the NYSE American onFebruary 1, 2021 of its intent to transfer the listing of its Common Stock to Nasdaq. The Company expects that listing and trading of its Common Stock on the NYSE American will end at market close onFebruary 11, 2021 , and that trading will begin on Nasdaq at market open onFebruary 12, 2021 . The Common Stock has been approved for listing on Nasdaq, where it will continue to trade under the ticker symbol "OBLG". Item 7.01. Regulation FD Disclosure. OnFebruary 1, 2021 , the Company issued a press release announcing the transfer of the listing of its Common Stock to Nasdaq. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. In accordance with General Instruction B.2 of Form 8-K, the information furnished under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, is deemed to be "furnished" and shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information and Exhibit be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act. Item 8.01. Other Events.
As previously disclosed, the terms of the Company's Series D and Series E
Preferred Stock, par value
As of the date hereof, the Company has issued and outstanding 1,741,948 shares of Series D Preferred Stock and 134,477 shares of Series E Preferred Stock, convertible into 17,419,482 and 1,344,773 shares, respectively, of Common Stock after taking into consideration all accrued and unpaid dividends. Following the conversion of the Series D and E Preferred Stock, the Company expects to have issued and outstanding an aggregate of 26,618,184 shares of Common Stock and no shares of Preferred Stock. Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press release ofOblong, Inc. datedFebruary 1, 2021 .
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