Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement, application for quotation of additional securities and agreementInformation or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12
Name of entity |
NIUMINCO GROUP LIMITED |
ABN |
44 009 163 919 |
We (the entity) give ASX the following information.
Part 1 - All issuesYou must complete the relevant sections (attach sheets if there is not enough space).
1 | +Class of +securities issued or to be issued | Ordinary Fully Paid Shares |
2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued | 565,323,010 ordinary shares |
3 | Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) | Ordinary shares - fully paid |
4 | Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? If the additional securities do not rank equally, please state:
| Yes |
5 | Issue price or consideration | 0.2 cent per share |
6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) | To provide working capital |
6a | Is the entity an +eligible entity that has obtained security holder approval under rule 7.1A? If Yes, complete sections 6b - 6h in relation to the +securities the subject of this Appendix 3B, and comply with section 6i | Yes |
6b | The date the security holder resolution under rule 7.1A was passed | 26 November 2014 |
6c | Number of +securities issued without security holder approval under rule 7.1 | - |
6d | Number of +securities issued with security holder approval under rule 7.1A | - |
6e | Number of +securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) | - |
6f | Number of securities issued under an exception in rule 7.2 | - | |
6g | If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. | - | |
6h | If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements | - | |
6i | Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A - complete Annexure 1 and release to ASX Market Announcements | 7.1 127,197,677 7.1A 84,798,451 | |
7 | Dates of entering +securities into uncertificated holdings or despatch of certificates | 27 November 2015 | |
Number | +Class | ||
8 | Number and +class of all +securities quoted on ASX (including the securities in section 2 if applicable) | 1,413,307,525 | Fully Paid Ordinary shares |
Number | +Class |
- |
Number and +class of all
+securities not quoted on ASX (including the securities in section 2 if applicable)
Full entitlement to future dividends
Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)
11 | Is security holder approval required? | No |
12 | Is the issue renounceable or non- renounceable? | Non-Renounceable |
13 | Ratio in which the +securities will be offered | 2 for 3 |
14 | +Class of +securities to which the offer relates | Ordinary shares |
15 | +Record date to determine entitlements | 9 November 2015 |
16 | Will holdings on different registers (or subregisters) be aggregated for calculating entitlements? | Yes |
17 | Policy for deciding entitlements in relation to fractions | Rounded up to nearest whole share |
18 | Names of countries in which the entity has +security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. | Monaco, Fiji, USA, Andorra, Guernsey, Arab Emirates, Ireland, Bahamas, Philippines, Jordan, China, UK |
19 | Closing date for receipt of acceptances or renunciations | 23 November 2015 |
20 | Names of any underwriters | Australian Metals Group Limited |
21 | Amount of any underwriting fee or commission | 5%+GST |
22 | Names of any brokers to the issue | Ascot Securities Pty Limited |
23 | Fee or commission payable to the broker to the issue | $6,000 |
Niuminco Group Limited published this content on 20 January 2017 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 19 January 2017 23:17:00 UTC.
Original documenthttp://www.niuminco.com.au/docs/Appendix 3B.pdf
Public permalinkhttp://www.publicnow.com/view/01CA7BAC51B0FBCD844610CF98EAFC062A1C0B7A