Form 605 | ||
Corporations Act 2001 | ||
Section 671B | ||
Notice of ceasing to be a substantial holder | ||
only | New Hope Corporation Limited | |
To: Company Name/Scheme: | ||
ACN/ARSN: | 010 653 844 | |
1. Details of substantial holder | ||
Name: | Mitsubishi UFJ Financial Group, Inc. | |
use | 30/11/2021 | |
The holder ceased to be a substantial holder on: | ||
The previous notice was given to the company on: | 01/12/2021 | |
The previous notice was dated: | 01/12/2021 | |
The holder became aware on: | 02/12/2021 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as fo ows:
D te of | Person whose | Consideration given in | Class and | Person's votes | ||
relevant interest | Nature of change | number of | ||||
ch nge | relation to change | affected | ||||
changed | securities affected | |||||
See annexure A to | ||||||
this otice | ||||||
personal | ||||||
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
4. Addresses
The addresses of persons named in this form are as follows:
For | Address | |
Name | ||
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan | |
5. Signature |
Dated 3 December 2021
Authorised signatory
Page 1
Annexure A
This is annexure A of 5 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 3 December 2021
only | |
use | Date of |
change | |
29/11/2021 | |
29/11/2021 | |
personal | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
For | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 | |
29/11/2021 |
Authorised signatory | Dated 3 December 2021 |
Consideration | ||||
Person whose relevant interest | given in relation | Class and number of | Person's votes | |
changed | Nature of change | to change | securities affected | affected |
Sale of securities by an | ||||
entity controlled by First | ||||
Sentier Investors Holdings | ||||
Mitsubishi UFJ Financial Group, Inc. | Pty Ltd | 7,529,288.00 | 3,746,614 Ordinary Shares | 3,764,614 |
Purchase of securities by | ||||
an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,068.00 | 534 Ordinary Shares | 534 |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 30.15 | 15 Ordinary Shares | 15 | |
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | 724.36 | 364 Ordinary Shares | 364 |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 1,304.49 | 649 Ordinary Shares | 649 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 1,699.74 | 852 Ordinary Shares | 852 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 882.90 | 436 Ordinary Shares | 436 | |
Purchase of securities by | ||||
an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 124.31 | 62 Ordinary Shares | 62 |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 9,666.00 | 4,833 Ordinary Shares | 4,833 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 163.18 | 82 Ordinary Shares | 82 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 1,216.95 | 610 Ordinary Shares | 610 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 784.00 | 392 Ordinary Shares | 392 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 473.62 | 238 Ordinary Shares | 238 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 123.69 | 62 Ordinary Shares | 62 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 1,511.77 | 754 Ordinary Shares | 754 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 240.00 | 120 Ordinary Shares | 120 | |
Purchase of securities by | ||||
Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | |||
Morgan Stanley | 4,514.46 | 2,246 Ordinary Shares | 2,246 |
Page 2
Purchase of securities by | ||||||
an entity controlled by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,541.63 | 1,274 Ordinary Shares | 1,274 | |
Purchase of securities by | ||||||
an entity controlled by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 113.15 | 57 Ordinary Shares | 57 | |
only | Purchase of securities by | |||||
an entity controlled by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 880.38 | 438 Ordinary Shares | 438 | |
Purchase of securities by | ||||||
an entity controlled by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 357.88 | 184 Ordinary Shares | 184 | |
Purchase of securities by | ||||||
an entity controlled by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 677.69 | 338 Ordinary Shares | 338 | |
Purchase of securities by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | ||||
Morgan Stanley | 3,073.67 | 1,533 Ordinary Shares | 1,533 | |||
use | Purchase of securities by | |||||
an entity controlled by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,794.48 | 895 Ordinary Shares | 895 | |
Purchase of securities by | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | ||||
Morgan Stanley | 1,280.79 | 642 Ordinary Shares | 642 | |||
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 2,555.21 | 1,211 Ordinary Shares | 1,211 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 29,406.37 | 13,904 Ordinary Shares | 13,904 | |
personal | Sale of securities by an | |||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | |||||
Stanley | 1,257.16 | 593 Ordinary Shares | 593 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 65,067.04 | 30,692 Ordinary Shares | 30,692 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,416.45 | 665 Ordinary Shares | 665 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 13,623.12 | 6,426 Ordinary Shares | 6,426 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 10,355.88 | 4,908 Ordinary Shares | 4,908 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 8,349.60 | 3,920 Ordinary Shares | 3,920 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 6,104.58 | 2,866 Ordinary Shares | 2,866 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,380.24 | 648 Ordinary Shares | 648 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,002.51 | 474 Ordinary Shares | 474 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,377.83 | 653 Ordinary Shares | 653 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 329.16 | 156 Ordinary Shares | 156 | |||
For | ||||||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,157.52 | 546 Ordinary Shares | 546 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 497.03 | 235 Ordinary Shares | 235 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 57,227.42 | 27,122 Ordinary Shares | 27,122 | |||
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 4,163.03 | 1,973 Ordinary Shares | 1,973 |
Page 3
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 36.21 | 17 Ordinary Shares | 17 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 862.99 | 409 Ordinary Shares | 409 | |
only | Sale of securities by an | |||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 2,314.20 | 1,102 Ordinary Shares | 1,102 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 1,243.62 | 588 Ordinary Shares | 588 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 111,479.74 | 52,834 Ordinary Shares | 52,834 | |
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 34,539.04 | 16,292 Ordinary Shares | 16,292 | |||
use | Sale of securities by an | |||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 38,944.27 | 18,457 Ordinary Shares | 18,457 | |
Sale of securities by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 14,072.91 | 6,607 Ordinary Shares | 6,607 | |||
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 6,226.56 | 2,944 Ordinary Shares | 2,944 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 22,951.12 | 10,826 Ordinary Shares | 10,826 | |
personal | Borrow by an entity | |||||
controlled by Morgan | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | |||||
Stanley - see Annexure B | N/A | 13,471 Ordinary Shares | 13,471 | |||
Collateral Received by an | ||||||
29/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley - see Annexure B | N/A | 157,184 Ordinary Shares | 157,184 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 4,887.07 | 2,462 Ordinary Shares | 2,462 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 3,914.33 | 1,967 Ordinary Shares | 1,967 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 449.74 | 226 Ordinary Shares | 226 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 821.94 | 412 Ordinary Shares | 412 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 25,240.00 | 12,620 Ordinary Shares | 12,620 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,619.76 | 816 Ordinary Shares | 816 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 3,285.49 | 1,651 Ordinary Shares | 1,651 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 384.00 | 192 Ordinary Shares | 192 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,439.62 | 728 Ordinary Shares | 728 | |||
For | ||||||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 10,032.00 | 4,800 Ordinary Shares | 4,800 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,675.08 | 846 Ordinary Shares | 846 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 2,320.00 | 1,160 Ordinary Shares | 1,160 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 6,526.47 | 3,247 Ordinary Shares | 3,247 |
Page 4
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 5,595.48 | 2,826 Ordinary Shares | 2,826 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 1,048.00 | 524 Ordinary Shares | 524 | |
only | Purchase of securities by | |||||
an entity controlled by | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,941.68 | 1,428 Ordinary Shares | 1,428 | |
Purchase of securities by | ||||||
an entity controlled by | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 102.50 | 50 Ordinary Shares | 50 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 6,633.00 | 3,300 Ordinary Shares | 3,300 | |
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,131.52 | 544 Ordinary Shares | 544 | |||
use | Sale of securities by an | |||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 1,334.00 | 667 Ordinary Shares | 667 | |
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 2,312.19 | 1,117 Ordinary Shares | 1,117 | |||
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 3,784.98 | 1,902 Ordinary Shares | 1,902 | |
Sale of securities by an | ||||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | Stanley | 26,824.77 | 13,446 Ordinary Shares | 13,446 | |
personal | Sale of securities by an | |||||
entity controlled by Morgan | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | |||||
Stanley | 1,280.00 | 640 Ordinary Shares | 640 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 3,574.99 | 1,801 Ordinary Shares | 1,801 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 52,410.63 | 26,337 Ordinary Shares | 26,337 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 676.89 | 341 Ordinary Shares | 341 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 2,609.64 | 1,318 Ordinary Shares | 1,318 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 100,954.00 | 50,477 Ordinary Shares | 50,477 | |||
Purchase of securities by | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | ||||
Morgan Stanley | 1,939,930.84 | 941,714 Ordinary Shares | 941,714 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 244.00 | 122 Ordinary Shares | 122 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,578.05 | 791 Ordinary Shares | 791 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 5,252.17 | 2,513 Ordinary Shares | 2,513 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 675.68 | 328 Ordinary Shares | 328 | |||
For | ||||||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 912.00 | 456 Ordinary Shares | 456 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 1,707.72 | 856 Ordinary Shares | 856 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 15,622.20 | 7,890 Ordinary Shares | 7,890 | |||
Sale of securities by an | ||||||
30/11/2021 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by Morgan | ||||
Stanley | 2,640.00 | 1,320 Ordinary Shares | 1,320 |
Page 5
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New Hope Corporation Limited published this content on 03 December 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 December 2021 08:51:13 UTC.