TIDMLEAF
RNS Number : 4355W
Leaf Clean Energy Company
11 December 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)(i) 1a. Identity of the issuer or the Leaf Clean Energy Co underlying issuer of existing shares LEI 213800L5RMUUMJYJ3J83 to which voting rights are attached(ii) : ---------------------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an 'X' if appropriate) Non-UK issuer ------------------ 2. Reason for the notification (please mark the appropriate box or boxes with an 'X') An acquisition or disposal of voting rights ------------------ An acquisition or disposal of financial instruments ------------------ An event changing the breakdown of voting rights X ------------------ Other (please specify)(iii) : ------------------ 3. Details of person subject to the notification obligation(iv) Name Res Privata N.V. City and country of registered office Amsterdam, Netherlands (if applicable) 4. Full name of shareholder(s) (if different from 3.)(v) Name(s): Nomura International Plc and Pershing Nominees Limited ---------------------------------------------------------- City and country of registered office London, United Kingdom (if applicable) ---------------------------------------------------------- 5. Date on which the threshold was 9 December 2019 crossed or reached(vi) : ---------------------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 10 December 2019 ---------------------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer(vii) of 8. A) (total of 8.B 1 + 8.B 2) ----------------------- -------------------- ---------------- ------------------ Resulting situation on the date on which threshold was crossed or reached 56.1639% 56.1639% 114,611 ----------------------- -------------------- ---------------- ------------------ Position of previous notification (if applicable) 53.3980% 2.7659% 56.1639% ----------------------- -------------------- ---------------- ------------------ 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii) A: Voting rights attached to shares Class/type of Number of voting rights(ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) --------------------- Ord 0.01p KYG541351352 64,370 56.1639% -------------------- --------------------- ----------------------------------- --------------------- SUBTOTAL 8. A 64,370 ------------------------------------------- ---------------------------------------------------------- B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date(x) Conversion rights that may rights instrument Period(xi) be acquired if the instrument is exercised/converted. -------------------- --------------------- ----------------------------------- --------------------- SUBTOTAL 8. B 1 --------------------- ----------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date(x) Conversion cash voting rights rights instrument Period (xi) settlement(xii) --------------------- --------------------- ---------------- ----------------- SUBTOTAL 8.B.2 ---------------- ----------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an 'X') Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer(xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity(xiv) (please add additional rows as necessary) Name(xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold --------------------------- ----------------------- ---------------------- Lennard Christian Zwart --------------------------- ----------------------- ---------------------- Lenhold B.V. --------------------------- ----------------------- ---------------------- Res Privata N.V. --------------------------- ----------------------- ---------------------- Cowen International Limited --------------------------- ----------------------- ---------------------- Nomura International PLC 29.9884% N/A 29.9884% --------------------------- ----------------------- ---------------------- Lennard Christian Zwart --------------------------- ----------------------- ---------------------- Lenhold B.V. --------------------------- ----------------------- ---------------------- Res Privata N.V. --------------------------- ----------------------- ---------------------- Cowen International Limited --------------------------- ----------------------- ---------------------- Pershing Nominees Limited 26.1755% N/A 26.1755% --------------------------- ----------------------- ---------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held -----------------------------------------------
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December 11, 2019 02:00 ET (07:00 GMT)
The date until which the voting rights will be held ----------------------------------------------- 11. Additional information(xvi) This notification is submitted in accordance with the disclosure obligations stipulated in the articles of association of the company. Lenhold B.V. is the AIFM to Res Privata N.V. (an AIF) and controls that entity. Lenhold B.V. is controlled by Lennard Christian Zwart. Place of completion London, UK Date of completion 10 December 2019 -----------------
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December 11, 2019 02:00 ET (07:00 GMT)
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Leaf Clean Energy Company published this content on 11 December 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 December 2019 09:25:02 UTC