GAMCO Investors, Inc. Appoints Peter D. Goldstein as General Counsel, Effective April 16, 2021
April 13, 2021 at 10:00 am
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GAMCO Investors, Inc. has appointed Peter D. Goldstein as General Counsel of GAMCO Investors, Inc., effective April 16, 2021. Peter Goldstein rejoined GAMCO in July 2020 as General Counsel of Gabelli Funds and will continue in this role. Peter had most recently acted as the General Counsel and Chief Compliance Officer at Buckingham Capital Management since December 2011 following a seven-year stint as the Director of Regulatory Affairs at GAMCO. Earlier in his career, Peter was a litigation partner with Dorsey & Whitney in New York. He subsequently joined the Securities & Exchange Commission where he was a Branch Chief in the Enforcement Division.
GAMCO Investors, Inc. is a provider of investment advisory services to open and closed-end funds semi-transparent exchange-traded funds (ETFs), and institutional and private wealth management. The Company manages assets on a fully discretionary basis and invests in a variety of United States and international securities through various investment styles, including value, growth, non-market correlated, and convertible securities. The Company conducts its investment advisory business principally through two subsidiaries: Gabelli Funds, LLC (24 open-end funds, 14 closed-end funds, five actively managed semi-transparent ETFs, and a societe d'investissement a capital variable (SICAV)) and GAMCO Asset Management Inc. (approximately 1,400 institutional and private wealth separate accounts, principally in the United States). It serves various client bases, including institutions, intermediaries, offshore investors, private wealth, and direct retail investors.