Item 8.01 Other Events.
Enservco Corporation (the "Company") is filing this report in order to update
the Company's executive compensation disclosures required by Item 402 of
Regulation S-K, to be incorporated by reference into a Registration Statement on
Form S-1 being filed by the Company with the Securities and Exchange Commission
(the "SEC") on the date hereof, and into the Company's other registration
statements filed under the Securities Act of 1933, as amended. Such executive
compensation disclosures are being filed as Exhibit 99.1 to this report.
On November 20, 2020, the Company amended its Second Amended and Restated
Certificate of Incorporation in order to give effect to a reverse stock split of
the Company's common stock at a ratio of one-for-fifteen (1:15). The form of
Certificate f Amendment to Second Amended and Restated Certificate of
Incorporation was previous filed as Appendix A to the Company's definitive proxy
statement on Schedule 14A, filed with the SEC on May 12, 2020. Attached as
Exhibit 3.1 to this report is the as-filed amendment to the Company's Second
Amended and Restated Certificate of Incorporation.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit Description
Number
3.1 Certificate of Amendment to the Second Amended and Restated
Certificate of Incorporation
99.1 2020 Executive Compensation Disclosures
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