CQS DIV FND. ? ORD NPV ? DJ CQS Diversified Fund Limited Holding(s) in Company
TIDMCQS TIDMSDR
RNS Number : 1828X
CQS Diversified Fund Limited
17 November 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying CQS Diversified Fund Limited
issuer
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------ ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------
An acquisition or disposal of voting rights ü
--------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
--------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
--------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------- -------
Other (please
specify):
------------------ ------------------------------------------------------- -------
3. Full name of person(s) subject Schroders plc
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
------------------------------------------ ----------------------------------------
5. Date of the transaction and date 11.11.14
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------
6. Date on which issuer notified: 13.11.14
------------------------------------------ ----------------------------------------
7. Threshold(s) that is/are crossed Below 20%
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------
8. Notified details:
-------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- ---------------------------------- --------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- ------------- ------------------- ------------- ----------------------- ----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ---- ------- ------ ----- ---- ------------- ---------- ----------- --------------- -----------
GG00B5B3RG70 N/A N/A 19.822%
------ ------- ---------- ----------- --------------- -----------
15,673,406 15,673,406 12,937,031 12,937,031
--------------- ------------- ------------------- ------------- ------ ----------- --- --- ----- -----------
B: Qualifying Financial Instruments
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- --------------- ------------------------------ ----------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
-------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- ------------- ---------------------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- ------------- ---------------------------------- ---------- -----------
Total (A+B+C)
-------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ -----------------------------------------------------------
12,937,031 19.822%
------------------------------------------------------------ -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-------------------------------------------------------------------------------------
Schroder & Co. Limited 11,720,955 17.958%
Schroders (C.I.) Limited 1,216,076 1.863%
Proxy Voting:
-------------------------------------------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------------- ------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------- ------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------------------------------------------- ------------------------------
The shares referred to in section
13. Additional information: 9 are held in portfolios managed by
those firms on a discretionary basis
for clients under investment management
agreements. This disclosure has been
calculated based on issue share capital
amount 65,267,127.
---------------------------------------- -------------------------------------------
14. Contact name:
Shaheen Hussain
---------------------------------------- -------------------------------------------
15. Contact telephone number: 020 7658 6000
---------------------------------------- -------------------------------------------
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
-----------------------------------------------------------------------------
Full name
(including legal form of legal entities) Schroders Plc
------------------------------------------- --------------------------------
Contact address 31 Gresham Street
(registered office for legal entities) London
EC2V 7QA
------------------------------------------- --------------------------------
Phone number & email
020 7658 7941
groupdisclosure@schroders.com
------------------------------------------- --------------------------------
Other useful information
(at least legal representative for Group Disclosure Team
legal persons)
------------------------------------------- --------------------------------
(MORE TO FOLLOW) Dow Jones Newswires
November 17, 2014 04:30 ET (09:30 GMT)
B: Identity of the notifier, if applicable
-----------------------------------------------------------------------------
Full name Shaheen Hussain
------------------------------------------- --------------------------------
Contact address
------------------------------------------- --------------------------------
Phone number & email 020 7658 7941
------------------------------------------- --------------------------------
Other useful information Compliance Specialist
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------- --------------------------------
C: Additional information
-----------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLEANFXFADLFEF
(END) Dow Jones Newswires
November 17, 2014 04:30 ET (09:30 GMT)
|
distributed by
|
