Form 604 | ||||||
Corporations Law | ||||||
only | Section 671B | |||||
Notice of change of interests of substantial holder | ||||||
ToCompany | ||||||
Name/Scheme | CHARTER HALL RETAIL REIT | |||||
ACN/ARBN | 34 357 213 849 | |||||
1. Details of substantial holder (1) | ||||||
use | Franklin Resources, Inc., and its affiliates | |||||
Name | ||||||
ACN (if applicable) | N/A | |||||
There was a change in the interests of | ||||||
the substantial holder on | 31 December 2021* | |||||
The previous notice was given to the | ||||||
company on | 20 August 2021 | |||||
personal | ||||||
20 August 2021 | ||||||
The previous notice was dated |
*this notice is being lodged due to the acquisition of O'Shaughnessy Asset Management by Franklin Resources, Inc. on 31 December 2021.
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the ubstantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities | Previous notice | Present notice | ||
(4) | ||||
Person's votes | Voting Power (5) | Person's | Voting Power (5) | |
votes | ||||
Ordinary Shares | 36,817,359 | 6.41% | 34,661,002 | 5.99% |
For3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an association in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of | Consideration | Class and | Person's votes |
change | relevant interest | change (6) | given in relation | number of | affected |
changed | to change(7) | securities | |||
affected | |||||
See | See Annexure B, item | See | See Annexure B, | See Annexure | See Annexure B, |
Annexure B, | 2 | Annexure | item 4 | B, item 5 | item 6 |
item 1 | B, item 3 |
2
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
only | Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
relevant interest | holder of | to be registered | relevant | number of | ||
securities | as holder (8) | interest (6) | 13 | |||
securities | ||||||
See Annexure B, | See Annexure | See Annexure | See Annexure | See Annexure | See Annexure | |
item 7 | B, item 9 | B, item 12 | B, item 3 | B, item 8, 10 & | B, item 8 | |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: use6. Addresses
The addresses of persons named in this form are as follows:
personalSignature For
Name | Address |
See Annexure A | See Annexure A |
print Cathy Johnson | Capacity: Manager Global Securities - | |
name | Regulatory Reporting, Franklin | |
Resources, Inc. | ||
sign here | date |
1
personalFor onlyuse
3
Annexure A
Names and addresses of all associates for whom composite notice is given:
Name | Address |
BALANCED EQUITY MANAGEMENT | Level 19, 101 Collins Street, Melbourne, |
PTY. LIMITED | Victoria 3000, Australia |
BENEFIT STREET PARTNERS L.L.C. | c/o The Corporation Trust Center, 1209 |
Orange Street, Wilmington, New Castle | |
County, Delaware 19801, United States | |
BSP AGENCY, LLC | c c/o The Corporation Trust Center, 1209 |
Orange Street, Wilmington, New Castle | |
County, Delaware 19801, United States | |
BSP BDC HOLDCO L.L.C. | c/o The Corporation Trust Center, 1209 |
Orange Street, Wilmington, New Castle | |
County, Delaware 19801, United States | |
BSP ACQUISITION I, LLC | c/o The Corporation Trust Center, 1209 |
Orange Street, Wilmington, New Castle | |
County, Delaware 19801, United States | |
BDCA ADVISER, LLC | c/o The Corporation Trust Center, 1209 |
Orange Street, Wilmington, New Castle | |
County, Delaware 19801, United States | |
BSP ASSET ACQUISITION I, LLC | c/o The Corporation Trust Center, 1209 |
Orange Street, Wilmington, New Castle | |
County, Delaware 19801, United States | |
C&EE GENERAL PARTNER LIMITED | RL&F Service Corp., 920 N King Street, Floor |
2, Wilmington, DE, 19801, United States | |
DARBY - HANA INFRASTRUCTURE | 3rd Floor, CCMM Building, 12 Youido-Dong, |
FUND MANAGEMENT CO., LTD | Youngdungpo-gu, Seoul, 150-968, Korea, |
Republic of | |
DARBY ADMINISTRACAO DE | Av. Brigadeiro de Faria Lima, 3311, 5th floor, |
INVESTIMENTOS LTDA. | suite 502 - part C, Itaim Bibi, postal code |
04538-133, City of São Paulo, State of São | |
Paulo - Brazil | |
DARBY ASIA INVESTORS (HK), LTD. | 17th Floor, Chater House, 8 Connaught Road, |
Central, Hong Kong | |
DARBY ASIA INVESTORS, LTD. | P.O. Box 71, Craigmuir Chambers, Road |
Town, Tortola, British Virgin Islands | |
DARBY ASIA OPPORTUNITIES FUND | Maples Corporate Services Limited, P.O. Box |
III MANAGEMENT CO., LTD. | 309, Ugland House, Grand Cayman, KY1- |
1104, Cayman Islands | |
DARBY BRAZIL MEZZANINE | c/o Corporation Service Company, 251 Little |
MANAGEMENT, LLC | Falls Drive, Wilmington, DE, 19808, United |
States | |
DARBY COLPATRIA CAPITAL SAS | c/o Corporation Service Company, 251 Little |
Falls Drive, Wilmington, DE, 19808, United | |
States | |
DARBY CONVERGING EUROPE FUND | 15, Rue Edward Steichen, L-2540 |
III MANAGEMENT | Luxembourg, Grand Duchy of Luxembourg |
DARBY EUROPE MEZZANINE | PO Box 309GT, Ugland House, South Church |
MANAGEMENT | Street,George Town, Grand Cayman, Cayman |
Islands | |
DARBY HOLDINGS, INC. | c/o The Corporation Trust Company, 1209 |
Orange Street, Wilmington, New Castle | |
County, DE, 19801, United States |
4
DARBY LATIN AMERICAN | M&C Corporate Services Limited, South | |||
INVESTORS, LTD. | Church Street, George Town, Grand Cayman, | |||
KY1-1104, Cayman Islands | ||||
DARBY LATIN AMERICAN | c/o Corporation Service Company, 251 Little | |||
only | MEZZANINE MANAGEMENT II, LLC | Falls Drive, Wilmington, DE, 19808, United | ||
States | ||||
DARBY LATIN AMERICAN PRIVATE | c/o Corporation Service Company, 251 Little | |||
DEBT FUND III MANAGEMENT CO., | Falls Drive, Wilmington, DE, 19808, United | |||
LLC ("DLAPD") | States | |||
DARBY MEXICO PRIVATE EQUITY, | Avenida Paseo de la Reforma 342, Colonia | |||
S.A.P.I. DE C.V. | Juarez, Mexico City, CP. 06600, Mexico | |||
DARBY OVERSEAS INVESTMENTS, | c/o The Prentice-Hall Corporation System, | |||
LTD. | Inc., 251 Little Falls Drive, Wilmington, DE, | |||
use | 19808, United States | |||
DARBY OVERSEAS PARTNERS, L.P. | c/o The Prentice-Hall Corporation System, | |||
Inc., 251 Little Falls Drive, Wilmington, DE, | ||||
19808, United States | ||||
DARBY SERVTEC ENERGIA GP, LLC | c/o Corporation Service Company, 251 Little | |||
Falls Drive, Wilmington, DE, 19808, United | ||||
States | ||||
DK CONSULTING LTD. | 20th Floor, Korea First Bank Building, 100 | |||
personal | Gongpyungdong, Jongno-Gu, Seoul, 110-702 | |||
Korea. | ||||
DARBY-PROBANCO INVESTORS, LLC | c/o The Corporation Trust Company, 1209 | |||
Orange Street, Wilmington, New Castle | ||||
County, DE, 19801, United States | ||||
EDINBURGH PARTNERS AIFM | 27-31 Melville Street, Edinburgh, EH3 7JF, | |||
LIMITED | Scotland | |||
EDINBURGH PARTNERS EM GP LLC | c/o The Corporation Trust Company, 1209 | |||
Orange Street, Wilmington, New Castle | ||||
County, DE, 19801, United States | ||||
EDINBURGH PARTNERS LIMITED | 27-31 Melville Street, Edinburgh, EH3 7JF, | |||
Scotland | ||||
EDINBURGH PARTNERS NORTH | c/o Corporation Service Company, 251 Little | |||
AMERICA, INC. | Falls Drive, Wilmington, DE, 19808, United | |||
States | ||||
FASA, LLC | c/o The Corporation Trust Company, 1209 | |||
Orange Street, Wilmington, New Castle | ||||
County, DE, 19801, United States | ||||
For | FIDUCIARY INTERNATIONAL | 280 Park Avenue, New York, NY 10017, | ||
HOLDING, INC. | United States | |||
FIDUCIARY INVESTMENT | c/o The Corporation Trust Company, 1209 | |||
MANAGEMENT INTERNATIONAL, | Orange Street, Wilmington, New Castle | |||
INC. | County, DE, 19801, United States | |||
FIDUCIARY TRUST | 16 rue de la Pélisserie, 1204, Geneva, | |||
(INTERNATIONAL) Sàrl | Switzerland | |||
FIDUCIARY TRUST COMPANY | 5 Radnor Corporate Center, 100 Matsonford | |||
INTERNATIONAL OF | Road, Radnor TWP, Radnor, PA, 19087, | |||
PENNSYLVANIA | United States | |||
FIDUCIARY TRUST COMPANY | 280 Park Avenue, New York, NY 10017, | |||
INTERNATIONAL | United States | |||
FIDUCIARY TRUST COMPANY OF | 200 King Street West, Suite 1500, Toronto, | |||
CANADA | ON, M5H 3T4, Canada | |||
FIDUCIARY TRUST INTERNATIONAL | c/o C T Corporation System, 818 West | |||
OF CALIFORNIA | Seventh Street, Los Angeles, CA, 90017, | |||
United States | ||||
FIDUCIARY TRUST INTERNATIONAL | 1220 North Market Street, Wilmington, | |||
OF DELAWARE | Delaware 19801, United States |
5
FIDUCIARY TRUST INTERNATIONAL | 2 Alhambra Plaza, Penthouse 1-A, Coral | |||
OF THE SOUTH | Gables, FL 33134, United States | |||
FIDUCIARY TRUST INTERNATIONAL, | c/o Corporation Service Company, 251 Little | |||
LLC | Falls Drive, Wilmington, DE, 19808, United | |||
only | States | |||
FRANKLIN ADVISERS, INC. | c/o C T Corporation System, 818 West | |||
Seventh Street, Los Angeles, CA, 90017, | ||||
United States | ||||
FRANKLIN ADVISERS GP, LLC | National Registered Agents, Inc., 160 | |||
Greentree Drive, Suite 101, Dover, Kent, DE, | ||||
19904, United States | ||||
FRANKLIN ADVISORY SERVICES, | c/o The Corporation Trust Company, 1209 | |||
LLC | Orange Street, Wilmington, New Castle | |||
use | County, DE, 19801, United States | |||
FRANKLIN CAPITAL CORPORATION | 47 West 200 South, Salt Lake City, UT 84104- | |||
1621, United States | ||||
FRANKLIN MARKETPLACE LOAN | c/o The Corporation Trust Company, 1209 | |||
GP, LLC | Orange Street, Wilmington, New Castle | |||
County, DE, 19801, United States | ||||
FRANKLIN MDP GP, LLC | c/o The Corporation Trust Company, 1209 | |||
Orange Street, Wilmington, New Castle | ||||
personal | County, DE, 19801, United States | |||
FRANKLIN MUTUAL ADVISERS, LLC | c/o The Corporation Trust Company, 1209 | |||
Orange Street, Wilmington, New Castle | ||||
County, DE, 19801, United States | ||||
FRANKLIN SYSTEMATIQ ADVISERS, | c/o The Corporation Trust Company, 1209 | |||
LLC | Orange Street, Wilmington, New Castle | |||
County, DE, 19801, United States | ||||
FRANKLIN TEMPLETON | Indiabulls Finance Centre, Tower 2, 13th Floor, | |||
ALTERNATIVE INVESTMENTS | Senapati Bapat Marg, Elphinstone (West), | |||
(INDIA) PRIVATE LIMITED | Mumbai, 400013, India. | |||
FRANKLIN TEMPLETON ASSET | Indiabulls Finance Centre, Tower 2, 12th and | |||
MANAGEMENT (INDIA) PRIVATE | 13th Floor, Senapati Bapat Marg, Elphinstone | |||
LIMITED | (West), Mumbai, Mumbai City, Maharashtra- | |||
MH, 400013, India | ||||
FRANKLIN TEMPLETON ASSET | Suite 31-02, 31st Floor, Menara Keck Seng, | |||
MANAGEMENT (MALAYSIA) | 203 Jalan Bukit Bintang, Kuala Lumpur, | |||
SDN.BHD. | 55100, Malaysia | |||
FRANKLIN TEMPLETON ASSET | Avenida Paseo de la Reforma 342, Colonia | |||
For | MANAGEMENT MEXICO, S.A. DE | Juarez, Mexico City, CP. 06600, Mexico | ||
C.V., SOCIEDAD OPERADOR DE | ||||
FONDOS DE INVERSION | ||||
FRANKLIN TEMPLETON AUSTRIA | Universitätsring 10, 4th Floor, Vienna, Austria, | |||
GMBH | 1010 | |||
FRANKLIN TEMPLETON CAPITAL | 7 Temasek Boulevard, #38-03, Suntec Tower | |||
HOLDINGS PRIVATE LIMITED | One, Singapore, 038987 | |||
FRANKLIN TEMPLETON CHILE SpA | Avenida Vitacura N°2939, Piso 8, Comuna de | |||
las Condes 7550011, Santiago, Chile | ||||
FRANKLIN TEMPLETON | c/o The Corporation Trust Company, 1209 | |||
COMPANIES, LLC | Orange Street, Wilmington, New Castle | |||
County, DE, 19801, United States | ||||
FRANKLIN TEMPLETON FINANCIAL | c/o C T Corporation System, 111 Eighth | |||
SERVICES CORP. | Avenue, New York, NY, 10011, United States | |||
FRANKLIN/TEMPLETON | c/o C T Corporation System, 111 Eighth | |||
DISTRIBUTORS, INC. | Avenue, New York, NY, 10011, United States | |||
FRANKLIN TEMPLETON FRANCE S.A. | 18-20 rue de la Paix 75002, Paris, France | |||
FRANKLIN TEMPLETON FUND | Cannon Place, 78 Cannon Street, London, | |||
MANAGEMENT LIMITED | EC4N 6HL, England | |||
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Charter Hall Retail REIT published this content on 05 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 January 2022 21:37:09 UTC.