Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
MIAMI (January 3, 2017) - Carnival Corporation & plc (NYSE/LSE: CCL; NYSE: CUK)
was notified that on December 29, 2016 Michael Thamm, Chief Executive Officer
of the Costa Group, acquired 117,537 performance-based restricted stock units
("Performance RSUs"), originally granted on December 27, 2013 pursuant to the
Carnival plc 2005 Employee Share Plan. Each Performance RSU represents one
share of Carnival plc ordinary shares ("plc Shares"), with a nominal value of
US$1.66 per ordinary plc Share. The Performance RSU's will vest 50% as of
December 29, 2016 and 50% as of December 27, 2017.
Mr. Thamm subsequently sold 30,842 plc Shares on the London Stock Exchange at
an average price of £41.23 per plc Share to satisfy tax obligations upon the
vesting of the Performance RSUs. Following these transactions, Mr. Thamm
continues to own, directly and indirectly, 139,541 plc Shares.
1 Details of the person discharging managerial responsibilities/person
closely associated
a) Name Michael O. Thamm
2 Reason for the notification
a) Position/status Chief Executive Officer of the Costa Group
b) Initial notification Initial Notification
/Amendment
3 Details of the issuer, emission allowance market participant, auction
platform, auctioneer or auction monitor
a) Name Carnival plc
b) Legal Entity N/A
Identifier
4A Details of the transaction: 1
a) Description of the Ordinary shares with a nominal value of US$1.66 per
financial share
instrument, type of
instrument
Identification code
b) Nature of the Acquisition of shares
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) $0.00 117,537
d) Aggregated
information 117,537
- Aggregated volume $0.00
- Price
e) Date of the 2016-12-29
transaction
f) Place of the LSE
transaction
4B Details of the transaction: 2
a) Description of the Ordinary shares with a nominal value of US$1.66 per
financial share
instrument, type of
instrument ISIN: GB0031215220
Identification code
b) Nature of the Sale of shares to cover tax obligations
transaction
c) Price(s) and volume Price(s) Volume(s)
(s) £41.23 30,842
d) Aggregated
information 30,842
- Aggregated volume £41.23
- Price
e) Date of the 2016-12-29
transaction
f) Place of the NYSE
transaction
Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600