Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines

Disclosure Statement Pursuant to the Pink Basic Disclosure Guidelines

BKF Capital Group, Inc.

1 Jenner, Suite 150

Irvine, California 92618

949-504-4424

www.bkfcapital.com

[e-mail]

SIC Code: 6282

Quarterly Report

For the Period Ending: September 30, 2021

(the "Reporting Period")

As of November 11, 2021, the number of shares outstanding of our Common Stock was: 583,276

As of June 30, 2021, the number of shares outstanding of our Common Stock was: 583,276

As of December 31, 2020, the number of shares outstanding of our Common Stock was: 583,276

Indicate by check mark whether the company is a shell company (as defined in Rule 405 of the Securities Act of 1933 and Rule 12b-2 of the Exchange Act of 1934):

Yes: ☐

No: ☒

Indicate by check mark whether the company's shell status has changed since the previous reporting period:

Yes: ☐

No: ☒

Indicate by check mark whether a Change in Control1 of the company has occurred over this reporting period:

Yes: ☐

No: ☒

• "Change in Control" shall mean any events resulting in:

1. Any "person" (as such term is used in Sections 13(d) and 14(d) of the Exchange Act) becoming the "beneficial owner" (as defined in Rule 13d-3 of the Exchange Act), directly or indirectly, of securities of the Company representing fifty percent (50%) or more of the total voting power represented by the Company's then outstanding voting securities;
2. The consummation of the sale or disposition by the Company of all or substantially all of the Company's assets;
3. A change in the composition of the Board occurring within a two (2)-year period, as a result of which fewer than a majority of the directors are directors immediately prior to such change; or
4. The consummation of a merger or consolidation of the Company with any other corporation, other than a merger or consolidation which would result in the voting securities of the Company outstanding immediately prior thereto continuing to represent (either by remaining outstanding or by being converted into voting securities of the surviving entity or its parent) at least fifty percent (50%) of the total voting power represented by the voting securities of the Company or such surviving entity or its parent outstanding immediately after such merger or consolidation.

OTC Markets Group Inc.
OTC Pink Basic Disclosure Guidelines	Page 1 of 10

1. Name and address(es) of the issuer and its predecessors (if any)

In answering this item, provide the current name of the issuer any names used by predecessor entities, along with the dates of the name changes.

BKF Capital Group, Inc.

The state of incorporation or registration of the issuer and of each of its predecessors (if any) during the past five years; Please also include the issuer's current standing in its state of incorporation (e.g. active, default, inactive):

The issuer was incorporated in Delaware in 1954. The issuer is in "active" status in Delaware.

Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors since inception:

None

List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months:

None

The address(es) of the issuer's principal executive office:

1 Jenner, Suite 150, Irvine, California 92618

The address(es) of the issuer's principal place of business:

Check box if principal executive office and principal place of business are the same address: ☒

1 Jenner, Suite 150, Irvine, California 92618

Has the issuer or any of its predecessors been in bankruptcy, receivership, or any similar proceeding in the past five years?

Yes: ☐

No: ☒

If this issuer or any of its predecessors have been the subject of such proceedings, please provide additional details in the space below:

N/A

2)	Security Information
Trading symbol:	BKFG
Exact title and class of securities outstanding:	Common stock
CUSIP:		05548G300
Par or stated value:	$0.001
Total shares authorized:	1,000,000	as of date: September 30, 2021
Total shares outstanding:	583,276	as of date: September 30, 2021
Number of shares in the Public Float2:	46,131	as of date: September 30, 2021

• "Public Float" shall mean the total number of unrestricted shares not held directly or indirectly by an officer, director, any person who is the beneficial owner of more than 10 percent of the total shares outstanding (a "control person"), or any affiliates thereof, or any immediate family members of officers, directors and control persons.

OTC Markets Group Inc.
OTC Pink Basic Disclosure Guidelines	Page 2 of 10

Total number of shareholders of record:

less than 10

as of date: November 11, 2021

All additional class(es) of publicly traded securities (if any):

Trading symbol:
Exact title and class of securities outstanding:
CUSIP:
Par or stated value:
Total shares authorized:		as of date:
Total shares outstanding:		as of date:
Transfer Agent
Name:	EQ By Equiniti
Phone:	303-282-4800
Email:	[e-mail]
Address:	3200 Cherry Creek Drive South, Suite 430, Denver, CO 80209
Is the Transfer Agent registered under the Exchange Act?3 Yes: ☒	No: ☐

1. Issuance History

The goal of this section is to provide disclosure with respect to each event that resulted in any direct changes to the total shares outstanding of any class of the issuer's securities in the past two completed fiscal years and any subsequent interim period.

Disclosure under this item shall include, in chronological order, all offerings and issuances of securities, including debt convertible into equity securities, whether private or public, and all shares, or any other securities or options to acquire such securities, issued for services. Using the tabular format below, please describe these events.

A. Changes to the Number of Outstanding Shares

Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods: ☐

Shares Outstanding as of Second Most Recent

Fiscal Year End:

Opening Balance

*Right-click the rows below and select "Insert" to add rows as needed.

Date January 1, 2019

Common: 709,168

Preferred: None

Date of

Transaction

Number of

Class of

Value of

Were the

Individual/ Entity

Reason for share

Restricted or

Exemption

Transaction

type (e.g. new

Shares

Securities

shares

shares

Shares were

issuance (e.g. for

Unrestricted

or

issuance,

Issued (or

issued

issued at

issued to

cash or debt

as of this

Registration

cancellation,

cancelled)

($/per

a discount

(entities must

conversion)

filing.

Type.

shares

share) at

to market

have individual

-OR-

returned to

Issuance

price at

with voting /

Nature of

treasury)

the time

investment

Services

of

control

Provided

issuance?

disclosed).

(Yes/No)

09/03/2019

Shares

(2,540)

Common

11.98

No

N/A

N/A

N/A

N/A

returned to

• To be included in the Pink Current Information tier, the transfer agent must be registered under the Exchange Act.

OTC Markets Group Inc.
OTC Pink Basic Disclosure Guidelines	Page 3 of 10

	treasury and
	cancelled
09/06/2019	Shares	(600)	Common	15.00	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
09/11/2019	Shares	(1)	Common	12.00	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
09/16/2019	Shares	(3,500)	Common	12.01	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
09/17/2019	Shares	(2,500)	Common	12.14	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
09/20/2019	Shares	(2,600)	Common	12.51	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
11/27/2019	Shares	(120)	Common	10.00	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
12/12/2019	Shares	(4,100)	Common	12.00	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
12/17/2019	Shares	(2,000)	Common	12.00	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
03/18/2020	Shares	(17)	Common	8.25	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
04/01/2020	Shares	(7)	Common	9.00	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
04/29/2020	Shares	(9)	Common	8.50	No	N/A	N/A		N/A	N/A
	returned to
	treasury and
	cancelled
05/01/2020	Shares	(12)	Common	8.50	No	N/A	N/A		N/A	N/A
	returned to
OTC Markets Group Inc.
OTC Pink Basic Disclosure Guidelines						Page 4 of 10

treasury and

cancelled

05/11/2020

Shares

(5)

Common

8.25

No

N/A

N/A

N/A

N/A

returned to

treasury and

cancelled

08/03/2020

Shares

(107,881)

Common

9.50

No

N/A

N/A

N/A

N/A

returned to

treasury and

cancelled

Shares Outstanding

on Date of This

Report:

Ending Balance:

Date September 30, 2021Common: 583,276

Preferred: None

Example: A company with a fiscal year end of December 31st, in addressing this item for its quarter ended June 30, 2021, would include any events that resulted in changes to any class of its outstanding shares from the period beginning on January 1, 2019 through June 30, 2021 pursuant to the tabular format above.

Use the space below to provide any additional details, including footnotes to the table above:

NONE

B. Debt Securities, Including Promissory and Convertible Notes

Use the chart and additional space below to list and describe all outstanding promissory notes, convertible notes, convertible debentures, or any other debt instruments that may be converted into a class of the issuer's equity securities.

Check this box if there are no outstanding promissory, convertible notes or debt arrangements: ☒

Date of

Outstanding

Principal

Interest

Maturity

Conversion Terms (e.g.

Name of Noteholder

Reason for

Note

Balance ($)

Amount

Accrued

Date

pricing mechanism for

(entities must have

Issuance (e.g.

Issuance

at

($)

determining conversion of

individual with voting

Loan, Services,

Issuance

instrument to shares)

/ investment control

etc.)

($)

disclosed).

Use the space below to provide any additional details, including footnotes to the table above:

4)	Financial Statements
A. The following financial statements were prepared in accordance with:
	☒ U.S. GAAP
OTC Markets Group Inc.
OTC Pink Basic Disclosure Guidelines	Page 5 of 10