ITEM 5.01 Changes in Control of Registrant.
(a) Change in Control
(1)
(2) The change in control was effective
(3) The basis for the change in control is Bondock's direct ownership of
31,102,882 shares of
(4) The consideration paid to effect the change in control is the Note.
(5) Bondock will rely on its own funds to satisfy the Note.
(6) The persons from whom Bondock assumed control are
(7) None.
(8)
(b) Security Ownership of Certain Beneficial Owners and Management
The following table sets forth information concerning the number of shares of our common stock owned of record and beneficially by: (i) each of our directors, (ii) each of our executive officers, (iii) our executive officers and directors as a group, and (iv) each shareholder who is known to us to beneficially own more than 5% of the 34,148,518 shares outstanding. Unless otherwise indicated, the stockholders included possess either voting power or ownership of record.
Title of Name and Address of Record and Shares Owned of Class Beneficial Holders (1) Record Percentage Voting Common Ruairidh Campbell, CEO, CFO, PAO, and Director 3002 Kinney Ave., Austin, TX 78704 - 0 % Common Sir John Baring, Director 500 Cathedral Dr., #2814 Aptos, CA 95001 14,625 <1 % Common Shawn Teigen, Director 525 Emerson Ave, Salt Lake City, UT 84105 - 0 % Common All Directors and Officers as a Group 14,625 <0 % Common Bondock LLC (2) 1057 Whitney Ranch Dr., # 350 Henderson, NV 89014 31,102.882 91.08 % Total 31,117,507 91.12 %
(1) Under Commission Rule 13d-3, the beneficial owner of a security includes any person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares: voting power, which includes the power to vote, or direct the voting of shares; and/or investment power, which includes the power to dispose or direct the disposition of shares.
(2) The beneficial owner of
2
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