Form 8.3- Active Risk Group PLC- London Stock Exchange Page l of3
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Company TIOM Headllne Released
Number
Nicholas Denning
Form 8.3- Active Risk Group PLC
07:00 22-Jul-2013
7790J07
RNS Number : 7790J Nicholas Henry Denning
19 July 2013
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) ldentity of the person whose positlons/dealings are being disclosed: | NICHOLAS HENRY DENNING |
(b) Owner or controllar of lnterests and short positions dlsclosed, lf dlfferent from 1(a): The naming of nominee or vehicle companies is insufficient | |
(c) Name of offeror/offeree In relation to whose relevant securities this form relates: Use a separate form for each offerorlofferee | Active Risk Group Pie |
(d) lf an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date posltlon held/dealing undertaken: | 19'h July 2013 |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | /NO lf YES, specify which: |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) lnterests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | |
Ali interests and ali short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or se// relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including dlrectors' and other executive options)
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Form 8.3- Active Risk Group PLC- London Stock Exchange Page 2 of3
Details, including nature of the rights
concerned and relevant percentages:
lf there are positions or rights to subscribe to disc/ose in more than one c/ass of re/evant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional c/ass of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales
Class of relevant security | Purchase/sale | Numberof securities | Price per unit |
Class of relevant security |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e. g. openinglclosing a /ong/short position, increasing/reducing a longlshort position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. cali option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e. g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. cali option | Number of securities | Exercise price per unit |
Product description e.g. cali option |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of al/ prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional c/ass of relevant security dea/t in.
4. OTHER INFORMATION
(a) lndemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formai or informai, relating to relevant securities which may be an inducement to
deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
lf there are no such agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formai or informai, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
lf there are no such agreements. arrangements or understandings, state "none"
none
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Form 8.3- Active Risk Group PLC- London Stock Exchange Page 3 of3
(c) Attachments
ls a Supplemental Form 8 (Open Positions) attached? /NO
Date of disclosure: | 191 July 2013 h |
Contact name: | NICHOLAS HENRY DENNING |
Telephone number: | 07710 338072 |
Public disc/osures under Rule 8 of the Code must be made to a Regulatory lnformation Service and must a/so be emailed to the Takeover Pane/ at monitorinq@disclosure.om.uk. The Panel's Market Surveillance Unit is avai/ab/e for consu/tation in relation to the Code's dealing disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeovemanel.orq.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
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