gug86105.htm | 09/19/2023 04:32 PM | 1 of 15 |
Advent Convertible and Income Fund | ||
SCHEDULE OF INVESTMENTS (Unaudited) | July 31, 2023 | |
Shares | Value | |
COMMON STOCKS† - 14.2% | ||
Industrial - 4.2% | ||
United Parcel Service, Inc. - Class B1 | 25,000 | $ 4,678,250 |
Johnson Controls International plc1 | 60,000 | 4,173,000 |
Honeywell International, Inc.1 | 20,000 | 3,882,600 |
General Dynamics Corp.1 | 15,000 | 3,353,700 |
RTX Corp.1 | 30,000 | 2,637,900 |
Total Industrial | 18,725,450 | |
Consumer, Non-cyclical - 2.5% | ||
Humana, Inc.1 | 7,500 | 3,426,225 |
Merck & Company, Inc.1 | 30,000 | 3,199,500 |
AbbVie, Inc.1 | 20,000 | 2,991,600 |
Amgen, Inc.1 | 7,000 | 1,639,050 |
Total Consumer, Non-cyclical | 11,256,375 | |
Energy - 2.0% | ||
Halliburton Co.1 | 100,000 | 3,908,000 |
Valero Energy Corp.1 | 20,000 | 2,578,200 |
Equities Corp. | 60,000 | 2,530,800 |
Total Energy | 9,017,000 | |
Financial - 1.7% | ||
Bank of America Corp.1 | 100,000 | 3,200,000 |
Morgan Stanley1 | 25,000 | 2,289,000 |
PNC Financial Services Group, Inc.1 | 13,000 | 1,779,570 |
Total Financial | 7,268,570 | |
Consumer, Cyclical - 1.6% | ||
Home Depot, Inc.1 | 13,000 | 4,339,920 |
Target Corp.1 | 20,000 | 2,729,400 |
Total Consumer, Cyclical | 7,069,320 | |
Technology - 1.3% | ||
International Business Machines Corp. | 30,000 | 4,325,400 |
Snowflake, Inc. - Class A*,1 | 9,000 | 1,599,390 |
Total Technology | 5,924,790 | |
Communications - 0.6% | ||
Verizon Communications, Inc.1 | 75,000 | 2,556,000 |
Basic Materials - 0.3% | ||
ArcelorMittal S.A.1 | 50,000 | 1,443,000 |
Total Common Stocks | 63,260,505 | |
(Cost $59,898,790) | ||
CONVERTIBLE PREFERRED STOCKS† - 5.3% | ||
Financial - 3.9% | ||
Bank of America Corp. | ||
7.25%1 | 8,125 | 9,896,250 |
Wells Fargo & Co. | ||
7.50%1 | 5,403 | 6,370,083 |
KKR & Company, Inc. | ||
6.00% due 09/15/231 | 16,364 | 1,143,189 |
Total Financial | 17,409,522 | |
Utilities - 0.8% | ||
NextEra Energy, Inc. | ||
6.93% due 09/01/251 | 53,185 | 2,432,150 |
6.22% due 09/01/231 | 8,424 | 416,988 |
AES Corp. | ||
6.88% due 02/15/241 | 10,249 | 877,212 |
Total Utilities | 3,726,350 | |
Industrial - 0.5% | ||
Chart Industries, Inc. | ||
6.75% due 12/15/251 | 27,433 | 1,980,388 |
Communications - 0.1% | ||
Paramount Global | ||
5.75% due 04/01/241 | 28,082 | 641,674 |
Total Convertible Preferred Stocks | 23,757,934 | |
(Cost $23,738,030) |
CLOSED-END FUNDS† - 1.0%
PGIM Global High Yield Fund, Inc.1 | 200,000 | 2,276,000 |
First Trust High Yield Opportunities 2027 Term Fund1 | 150,000 | 2,100,000 |
Total Closed-End Funds | 4,376,000 | |
(Cost $4,442,878) | ||
MONEY MARKET FUND† - 3.8% | ||
Morgan Stanley Institutional Liquidity Government Portfolio - | ||
Institutional Class, 5.25%1,2 | 16,785,624 | 16,785,624 |
Total Money Market Fund | 16,785,624 | |
(Cost $16,785,624) | Face | |
Amount~ | Value | |
CONVERTIBLE BONDS†† - 77.0% | ||
Consumer, Cyclical - 15.9% | ||
NCL Corporation Ltd. | ||
1.13% due 02/15/271 | 5,676,000 | 5,333,075 |
5.38% due 08/01/251 | 3,090,000 | 4,313,640 |
Marriott Vacations Worldwide Corp. | ||
3.25% due 12/15/271,3 | 7,830,000 | 7,536,375 |
Southwest Airlines Co. | ||
1.25% due 05/01/251 | 6,521,000 | 7,191,033 |
Pirelli & C SpA | ||
due 12/22/251,4 | EUR 4,300,000 | 4,663,070 |
Wynn Macau Ltd. | ||
4.50% due 03/07/291,3 | 3,209,000 | 3,557,177 |
Rivian Automotive, Inc. | ||
4.63% due 03/15/291,3 | 2,045,000 | 3,305,743 |
Ford Motor Co. | ||
due 03/15/261,4 | 2,897,000 | 2,969,425 |
Burlington Stores, Inc. | ||
2.25% due 04/15/251 | 2,528,000 | 2,747,620 |
Live Nation Entertainment, Inc. | ||
3.13% due 01/15/291,3 | 2,460,000 | 2,692,470 |
ANLLIAN Capital Ltd. | ||
due 02/05/251,4 | EUR 1,900,000 | 2,237,814 |
Sail Vantage Ltd. | ||
due 01/13/271,4 | HKD 18,000,000 | 2,044,956 |
Carnival Corp. | ||
5.75% due 12/01/271,3 | 1,219,000 | 2,031,463 |
Spirit Airlines, Inc. | ||
1.00% due 05/15/261 | 2,000,000 | 1,770,374 |
DraftKings Holdings, Inc. | ||
due 03/15/281,4 | 2,100,000 | 1,635,900 |
Royal Caribbean Cruises Ltd. | ||
6.00% due 08/15/251,3 | 688,000 | 1,581,712 |
ANA Holdings, Inc. | ||
due 12/10/311,4 | JPY 180,000,000 | 1,549,408 |
gug86105.htm | 09/19/2023 04:32 PM | 2 of 15 |
Advent Convertible and Income Fund | ||
SCHEDULE OF INVESTMENTS (Unaudited) | July 31, 2023 | |
Face | ||
Amount~ | Value | |
CONVERTIBLE BONDS†† - 77.0% (continued) | ||
Consumer, Cyclical - 15.9% (continued) | ||
American Airlines Group, Inc. | ||
6.50% due 07/01/251 | 1,153,000 | $1,417,037 |
Peloton Interactive, Inc. | ||
due 02/15/261,4 | 1,845,000 | 1,416,273 |
Zhongsheng Group Holdings Ltd. | ||
due 05/21/251,4 | HKD 10,000,000 | 1,353,751 |
H World Group Ltd. | ||
3.00% due 05/01/261 | 923,000 | 1,186,516 |
JetBlue Airways Corp. | ||
0.50% due 04/01/261 | 1,357,000 | 1,107,034 |
Fisker, Inc. | ||
2.50% due 09/15/261,3 | 2,000,000 | 1,077,182 |
Vinpearl JSC | ||
3.25% due 09/21/261 | 1,200,000 | 924,000 |
Topgolf Callaway Brands Corp. | ||
2.75% due 05/01/261 | 684,000 | 890,226 |
Lucid Group, Inc. | ||
1.25% due 12/15/261,3 | 1,148,000 | 771,169 |
National Vision Holdings, Inc. | ||
2.50% due 05/15/251 | 758,000 | 758,379 |
Deutsche Lufthansa AG | ||
2.00% due 11/17/251 | EUR 600,000 | 754,931 |
WH Smith plc | ||
1.63% due 05/07/261 | GBP 600,000 | 684,112 |
Penn Entertainment, Inc. | ||
2.75% due 05/15/261 | 518,000 | 681,688 |
Takashimaya Company Ltd. | ||
due 12/06/281,4 | JPY 80,000,000 | 630,349 |
Total Consumer, Cyclical | 70,813,902 | |
Technology - 14.1% | ||
Tyler Technologies, Inc. | ||
0.25% due 03/15/261 | 4,440,000 | 4,464,420 |
CyberArk Software Ltd. | ||
due 11/15/241,4 | 3,566,000 | 4,192,189 |
Five9, Inc. | ||
0.50% due 06/01/251 | 4,097,000 | 4,070,370 |
Wolfspeed, Inc. | ||
1.88% due 12/01/291,3 | 3,624,000 | 3,138,384 |
0.25% due 02/15/281 | 815,000 | 682,155 |
Splunk, Inc. | ||
1.13% due 09/15/251 | 3,350,000 | 3,356,281 |
BILL Holdings, Inc. | ||
due 12/01/251,4 | 2,986,000 | 3,215,922 |
Zscaler, Inc. | ||
0.13% due 07/01/251 | 2,455,000 | 3,026,816 |
Health Catalyst, Inc. | ||
2.50% due 04/15/251 | 3,000,000 | 2,947,901 |
Lumentum Holdings, Inc. | ||
1.50% due 12/15/291,3 | 1,608,000 | 1,586,292 |
0.50% due 12/15/261 | 1,382,000 | 1,201,085 |
Akamai Technologies, Inc. | ||
0.38% due 09/01/271 | 2,120,000 | 2,093,500 |
Datadog, Inc. | ||
0.13% due 06/15/251 | 1,464,000 | 2,014,134 |
Dropbox, Inc. | ||
due 03/01/281,4 | 2,054,000 | 1,989,299 |
Rapid7, Inc. | ||
0.25% due 03/15/271 | 2,202,000 | 1,928,126 |
ON Semiconductor Corp. |
0.50% due 03/01/291,3 | 1,544,000 | 1,887,813 |
SK Hynix, Inc. | ||
1.75% due 04/11/301 | 1,400,000 | 1,851,533 |
RingCentral, Inc. | ||
due 03/01/251,4 | 2,000,000 | 1,850,000 |
Bentley Systems, Inc. | ||
0.13% due 01/15/261 | 1,649,000 | 1,690,452 |
MicroStrategy, Inc. | ||
due 02/15/271,4 | 2,288,000 | 1,657,545 |
STMicroelectronics N.V. | ||
due 08/04/271,4 | 1,200,000 | 1,536,490 |
DigitalOcean Holdings, Inc. | ||
due 12/01/261,4 | 1,744,000 | 1,388,647 |
Lenovo | ||
2.50% due 08/26/291 | 1,031,000 | 1,259,109 |
Box, Inc. | ||
due 01/15/261,4 | 877,000 | 1,138,346 |
Unity Software, Inc. | ||
due 11/15/261,4 | 1,378,000 | 1,109,290 |
Evolent Health, Inc. | ||
1.50% due 10/15/251 | 951,000 | 1,084,519 |
MongoDB, Inc. | ||
0.25% due 01/15/261 | 525,000 | 1,073,756 |
Nutanix, Inc. | ||
0.25% due 10/01/271 | 1,119,000 | 972,131 |
PagerDuty, Inc. | ||
1.25% due 07/01/251 | 829,000 | 818,643 |
BigCommerce Holdings, Inc. | ||
0.25% due 10/01/261 | 1,024,000 | 810,496 |
Rohm Company Ltd. | ||
due 12/05/241,4 | JPY 100,000,000 | 785,649 |
Xero Investments Ltd. | ||
due 12/02/251,4 | 865,000 | 780,663 |
Ferrotec Holdings Corp. | ||
due 06/23/281,4 | JPY 90,000,000 | 724,504 |
Cloudflare, Inc. | ||
due 08/15/261,4 | 822,000 | 708,564 |
Total Technology | 63,035,024 | |
Consumer, Non-cyclical - 13.9% | ||
Dexcom, Inc. | ||
0.38% due 05/15/281,3 | 4,100,000 | 4,141,000 |
0.25% due 11/15/251 | 1,982,000 | 2,095,007 |
Sarepta Therapeutics, Inc. | ||
1.25% due 09/15/271,3 | 5,714,000 | 6,074,774 |
QIAGEN N.V. | ||
1.00% due 11/13/241 | 4,400,000 | 4,809,119 |
Affirm Holdings, Inc. | ||
due 11/15/261,4 | 6,040,000 | 4,507,350 |
Shift4 Payments, Inc. | ||
due 12/15/251,4 | 3,867,000 | 4,218,897 |
Halozyme Therapeutics, Inc. | ||
1.00% due 08/15/281,3 | 3,945,000 | 3,958,808 |
Exact Sciences Corp. | ||
0.38% due 03/15/271 | 1,770,000 | 1,948,106 |
0.38% due 03/01/281 | 1,344,000 | 1,400,948 |
Jazz Investments I Ltd. | ||
2.00% due 06/15/261 | 2,980,000 | 3,099,200 |
gug86105.htm | 09/19/2023 04:32 PM | 3 of 15 |
Advent Convertible and Income Fund | ||
SCHEDULE OF INVESTMENTS (Unaudited) continued | July 31, 2023 | |
Face | ||
Amount~ | Value | |
CONVERTIBLE BONDS†† - 77.0% (continued) | ||
Consumer, Non-cyclical - 13.9% (continued) | ||
Block, Inc. | ||
0.13% due 03/01/251 | 2,774,000 | $2,754,582 |
Alnylam Pharmaceuticals, Inc. | ||
1.00% due 09/15/271,3 | 2,281,000 | 2,237,215 |
Omnicell, Inc. | ||
0.25% due 09/15/251 | 2,328,000 | 2,236,044 |
Amadeus IT Group S.A. | ||
1.50% due 04/09/251 | EUR 1,100,000 | 1,515,693 |
Haemonetics Corp. | ||
due 03/01/261,4 | 1,682,000 | 1,463,418 |
Elis S.A. | ||
2.25% due 09/22/291 | EUR 1,000,000 | 1,410,555 |
Post Holdings, Inc. | ||
2.50% due 08/15/271,3 | 1,293,000 | 1,291,707 |
Cytokinetics, Inc. | ||
3.50% due 07/01/271 | 1,325,000 | 1,232,899 |
Lantheus Holdings, Inc. | ||
2.63% due 12/15/271,3 | 859,000 | 1,146,142 |
Mirum Pharmaceuticals, Inc. | ||
4.00% due 05/01/291,3 | 953,000 | 1,072,721 |
Insulet Corp. | ||
0.38% due 09/01/261 | 735,000 | 977,183 |
TransMedics Group, Inc. | ||
1.50% due 06/01/281,3 | 741,000 | 907,112 |
Bridgebio Pharma, Inc. | ||
2.50% due 03/15/271 | 730,000 | 813,897 |
Envista Holdings Corp. | ||
2.38% due 06/01/251 | 468,000 | 793,573 |
Natera, Inc. | ||
2.25% due 05/01/271 | 563,000 | 772,157 |
Guardant Health, Inc. | ||
due 11/15/271,4 | 1,041,000 | 766,351 |
Herbalife Ltd. | ||
2.63% due 03/15/241 | 791,000 | 766,084 |
Chefs' Warehouse, Inc. | ||
2.38% due 12/15/281,3 | 720,000 | 762,120 |
Cutera, Inc. | ||
4.00% due 06/01/291,3 | 1,040,000 | 753,480 |
BioMarin Pharmaceutical, Inc. | ||
1.25% due 05/15/271 | 738,000 | 744,814 |
Cerevel Therapeutics Holdings, Inc. | ||
2.50% due 08/15/271,3 | 770,000 | 736,505 |
Ionis Pharmaceuticals, Inc. | ||
1.75% due 06/15/281,3 | 679,000 | 682,395 |
Total Consumer, Non-cyclical | 62,089,856 | |
Communications - 11.0% | ||
Zillow Group, Inc. | ||
1.38% due 09/01/261 | 4,918,000 | 6,548,317 |
Liberty Media Corp. | ||
3.75% due 03/15/281,3 | 4,586,000 | 5,007,912 |
Match Group Financeco 3, Inc. | ||
2.00% due 01/15/301,3 | 4,736,000 | 4,434,867 |
Palo Alto Networks, Inc. | ||
0.38% due 06/01/251 | 1,328,000 | 3,344,568 |
Farfetch Ltd. | ||
3.75% due 05/01/271 | 3,303,000 | 2,660,981 |
Etsy, Inc. | ||
0.13% due 10/01/261 | 1,503,000 | 1,993,729 |
0.13% due 09/01/271 | 465,000 | 410,412 |
Lyft, Inc. |
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Advent Convertible and Income Fund published this content on 25 September 2023 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 25 September 2023 18:56:08 UTC.