For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 31/12/2012
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer The Hong Kong Building and Loan Agency Limited Date Submitted 7 January 2013
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : 00145 Description : HK BLDG & LOAN
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month 30,000,000,000 HK$0.10 HK$3,000,000,000.00
Increase/(decrease) (See Remark 3) (See Remark 3)
Balance at close of the month 3,000,000,000 HK$0.10 HK$300,000,000.00
(2) Stock code : - - Description : - -
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
For Main Board and GEM listed issuers
Stock code : - - Description : - -
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code : - - Description : - -
No. of other classes of shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State
currency) : HK$300,000,000.00
II. Movements in Issued Share Capital
For Main Board and GEM listed issuers
No. of ordinary shares
(1) (2)
No of preference shares
No. of other classes of shares
Balance at close of
preceding month 4,351,488,667 - - - - - -
Increase/ (decrease)
during the month
(3,916,339,801)
(See Remark 3) - - - - - -
Balance at close of the
month 435,148,866 - - - - - -
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed | |
1.Exercise Price HK$0.273 Date of grant: 28 December 2012 Option Scheme approved on 22/05/2008 Ordinary shares 15,444,600 0 0 0 0 (Note 1) 2. - - ( / / ) shares - - - - - - - - - - (Note 1) 3. - - ( / / ) shares - - - - - - - - - - (Note 1) Total A. (Ordinary shares) 0 (Preference shares) - - (Other class) - - Total funds raised during the month from exercise of options (State currency) 0 | 15,444,600 |
1.Exercise Price HK$0.273 Date of grant: 28 December 2012 Option Scheme approved on 22/05/2008 Ordinary shares 15,444,600 0 0 0 0 (Note 1) 2. - - ( / / ) shares - - - - - - - - - - (Note 1) 3. - - ( / / ) shares - - - - - - - - - - (Note 1) Total A. (Ordinary shares) 0 (Preference shares) - - (Other class) - - Total funds raised during the month from exercise of options (State currency) 0 | - - |
1.Exercise Price HK$0.273 Date of grant: 28 December 2012 Option Scheme approved on 22/05/2008 Ordinary shares 15,444,600 0 0 0 0 (Note 1) 2. - - ( / / ) shares - - - - - - - - - - (Note 1) 3. - - ( / / ) shares - - - - - - - - - - (Note 1) Total A. (Ordinary shares) 0 (Preference shares) - - (Other class) - - Total funds raised during the month from exercise of options (State currency) 0 | - - |
1.Exercise Price HK$0.273 Date of grant: 28 December 2012 Option Scheme approved on 22/05/2008 Ordinary shares 15,444,600 0 0 0 0 (Note 1) 2. - - ( / / ) shares - - - - - - - - - - (Note 1) 3. - - ( / / ) shares - - - - - - - - - - (Note 1) Total A. (Ordinary shares) 0 (Preference shares) - - (Other class) - - Total funds raised during the month from exercise of options (State currency) 0 |
Warrants to Issue Shares of the Issuer which are to be Listed
For Main Board and GEM listed issuers
Currency of Nominal value at
Exercised
Nominal value
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the
Description of warrants
(Date of expiry - dd/mm/yyyy)
1.
nominal value
close of preceding month
during the month
at close of the month
month
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
2.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
3.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
4.
( / / )
Stock code (if listed) Class of shares
issuable (Note 1)
Subscription price EGM approval date (if applicable)
(dd/mm/yyyy) ( / / )
Total B. (Ordinary shares) 0
(Preference shares) N/A
(Other class) N/A
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
For Main Board and GEM listed issuers
No. of new No. of new shares of shares of issuer issuer issued which may be during the issued pursuant month thereto as at Currency of Amount at close Converted Amount at pursuant close of the amount of preceding during the close of the thereto month Class and description outstanding month month month | ||
1. Convertible Bonds (See Remark 1) HK$ 78,720.00 0 0 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | 0 | |
1. Convertible Bonds (See Remark 1) HK$ 78,720.00 0 0 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | ||
1. Convertible Bonds (See Remark 1) HK$ 78,720.00 0 0 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | ||
1. Convertible Bonds (See Remark 1) HK$ 78,720.00 0 0 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A | ||
1. Convertible Bonds (See Remark 1) HK$ 78,720.00 0 0 0 Stock code (if listed) N/A Class of shares issuable (Note 1) Ordinary Subscription price HK$0.10 EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) 0 (Preference shares) N/A (Other class) N/A |
For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of No. of new shares of issuer issued during issuer which may be the month pursuant issued pursuant thereto thereto as at close of the month | |||
1. 2. 3. | In accordance with the terms and conditions of the Second Placing | 0 | 87,000,000 | |
1. 2. 3. | Agreement, the Second Placing was completed on 8 October 2012 | 0 | 87,000,000 | |
1. 2. 3. | and a total of 100 Options had been successfully placed to not less | 0 | 87,000,000 | |
1. 2. 3. | than six Placees at the premium of HK$7,830 per Option. | 0 | 87,000,000 | |
1. 2. 3. | Upon exercise of each of the Option, the Optionholder is entitled to | 0 | 87,000,000 | |
1. 2. 3. | subscribe for the Convertible Bonds in the principal amount of | 0 | 87,000,000 | |
1. 2. 3. | HK$156,600 at the Subscription Price of HK$156,600. | 0 | 87,000,000 | |
1. 2. 3. | Assuming exercise of all of the 100 Options, the Optionholders are | 0 | 87,000,000 | |
1. 2. 3. | entitled to subscribe for, in aggregate, the Convertible Bonds in the | 0 | 87,000,000 | |
1. 2. 3. | principal amount of up to HK$15,660,000 at the Subscription Price | 0 | 87,000,000 | |
1. 2. 3. | of HK$15,660,000. | 0 | 87,000,000 | |
1. 2. 3. | Upon the Capital Reorganisation became effective, the Convertible | 0 | 87,000,000 | |
1. 2. 3. | Bonds are convertible at the Conversion Price of HK$0.18 per | 0 | 87,000,000 | |
1. 2. 3. | Conversion Share. | 0 | 87,000,000 | |
1. 2. 3. | (See Remark 2) | 0 | 87,000,000 | |
1. 2. 3. | 0 | 87,000,000 | ||
1. 2. 3. | ( / / ) | 0 | 87,000,000 | |
1. 2. 3. | shares (Note 1) | 0 | 87,000,000 | |
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ||||
1. 2. 3. | ( / / ) | |||
1. 2. 3. | shares (Note 1) | |||
1. 2. 3. | ||||
1. 2. 3. | Total D. (Ordinary shares) | |||
1. 2. 3. | (Preference shares) | |||
1. 2. 3. | (Other class) | |||
1. 2. 3. | (Other class) |
For Main Board and GEM listed issuers
Other Movements in Issued Share Capital
Type of Issue
Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued
pursuant thereto as at
close of the
month
1. Rights issue At price : State
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
2. Open offer At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
3. Placing At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
4. Bonus issue
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
Type of Issue
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued
pursuant thereto as at close of the
month
Class of shares issuable
(Note 1)
5. Scrip dividend At price : State
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
repurchased (Note 1)
6. Repurchase of shares
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares
redeemed (Note 1)
7. Redemption of shares
Redemption date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Class of shares issuable
(Note 1)
8. Consideration issue At price : State currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / ) ( / / )
For Main Board and GEM listed issuers
Type of Issue
Class of shares issuable
(Note 1)
No. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued
pursuant thereto as at close of the
month
9. Capital reorganisation
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
10. Other
State
Class of shares issuable
(Note 1)
(Please specify) At price : currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
( / / )
( / / )
Total E. (Ordinary shares) (Preference shares) (Other class)
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | 0 |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | - - |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | - - |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | - - |
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sh | are Capital").) |
For Main Board and GEM listed issuers
Remarks (if any):
(1) For details, please refer to the Company's prospectus dated 15 April 2010 and announcement dated 5 May 2010 in relation to the Open Offer of 562,500,000 Offer Shares at the Subscription Price on the basis of one Offer Share for every four Shares held on the Record Date, with a further Option to subscribe for the Convertible Bonds with a principal amount of equal or not more than 80% of the aggregate value of the Offer Share allotted to the subscriber (i.e. the maximum number of the Conversion Shares is 449,999,997). The Convertible Bonds have expired on 31 December
2012.
(2) For details, please refer to the Company's announcements dated 24 July 2012, 8 October 2012 and 18 December
2012.
(3) All the conditions precedent to the Capital Reorganisation have been fulfilled, and the Capital Reorganisation became effective after 4:00 p.m. on 19 December 2012, details please refer to the Company circular dated 29 May 2012 and announcements of the Company dated 19 April 2012, 27 April 2012, 9 May 2012, 21 June 2012, 18 July 2012, 14
August 2012, 14 September 2012, 6 November 2012, 21 November 2012, 29 November 2012 and 18 December 2012.
Submitted by: Tricor Tengis Limited
Title: Share Registrar (Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet
distributed by |