Radford Capital Investment Limited : Monthly Returns - Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 December 2013

January 02, 2014 at 10:53 pm

MarketScreener.com By

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/12/2013

To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Radford Capital Investment Limited
Date Submitted 03/01/2014
I. Movements in Authorised Share Capital

1. Ordinary Shares
(1) Stock code : 901 Description : Ordinary Shares
No. of ordinary shares
Par value (State currency)
Authorised share capital

(State currency)

Balance at close of preceding month 10,000,000,000 _HK$0.10 HK$1,000,000,000 Increase/(decrease) NIL NIL Balance at close of the month 10,000,000,000 HK$0.10 HK$1,000,000,000

(2) Stock code : Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital

(State currency)

Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month

2. Preference Shares

For Main Board and GEM listed issuers

Stock code : Description :
No. of preference shares
Par value (State currency)
Authorised share capital

(State currency)

Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month

3. Other Classes of Shares
Stock code : Description :
No. of other classes of shares
Par value (State currency)
Authorised share capital

(State currency)

Balance at close of preceding month N/A
Increase/(decrease)
Balance at close of the month
Total authorised share capital at the end of the month (State currency) : HK$1,000,000,000
II. Movements in Issued Share Capital

No. of ordinary shares No of preference No. of other classes of
(1) (2) shares shares
Balance at close of

preceding month 187,392,590 N/A N/A N/A

Increase/ (decrease)

during the month NIL N/A N/A N/A

Balance at close of the

month 187,392,590 N/A N/A N/A

III. Details of Movements in Issued Share Capital

For Main Board and GEM listed issuers

Share Options (under Share Option Schemes of the Issuer)

Particulars of share No. of new shares of No. of new shares of

option scheme issuer issued during issuer which may be

including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month

(dd/mm/yyyy) and

class of shares

issuable Granted Exercised Cancelled Lapsed

1. Refreshment

of the Scheme

Mandate

Limit

AGM on

28/05/2013

Ordinary shares NIL NIL NIL NIL NIL

(Note 1)

( / / )

(Note 1)

( / / )

(Note 1)

Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of options (State currency) NIL

18,735,612

1. Refreshment

of the Scheme

Mandate

Limit

AGM on

28/05/2013

Ordinary shares NIL NIL NIL NIL NIL

(Note 1)

( / / )

(Note 1)

( / / )

(Note 1)

Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of options (State currency) NIL

1. Refreshment

of the Scheme

Mandate

Limit

AGM on

28/05/2013

Ordinary shares NIL NIL NIL NIL NIL

(Note 1)

( / / )

(Note 1)

( / / )

(Note 1)

Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of options (State currency) NIL

1. Refreshment

of the Scheme

Mandate

Limit

AGM on

28/05/2013

Ordinary shares NIL NIL NIL NIL NIL

(Note 1)

( / / )

(Note 1)

( / / )

(Note 1)

Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise of options (State currency) NIL

Warrants to Issue Shares of the Issuer which are to be Listed

For Main Board and GEM listed issuers

No. of new No. of new

shares of shares of

issuer issued issuer which during the may be issued

month pursuant pursuant thereto as at

Currency of Nominal value Exercised Nominal value thereto close of the Description of warrants nominal at close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month

1. Bonus warrants

HK$ 117,971.72 NIL 117,971.72 NIL (29/04/2014)

Stock code (if listed) 1307 Class of shares

issuable (Note 1) Ordinary Shares Subscription price HK$0.39 EGM approval date

(if applicable)

(dd/mm/yyyy) (13/02/2012)

( / / )

Stock code (if listed) Class of shares

issuable (Note 1) Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

302,492

1. Bonus warrants

HK$ 117,971.72 NIL 117,971.72 NIL (29/04/2014)

Stock code (if listed) 1307 Class of shares

issuable (Note 1) Ordinary Shares Subscription price HK$0.39 EGM approval date

(if applicable)

(dd/mm/yyyy) (13/02/2012)

( / / )

Stock code (if listed) Class of shares

issuable (Note 1) Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

1. Bonus warrants

HK$ 117,971.72 NIL 117,971.72 NIL (29/04/2014)

Stock code (if listed) 1307 Class of shares

issuable (Note 1) Ordinary Shares Subscription price HK$0.39 EGM approval date

(if applicable)

(dd/mm/yyyy) (13/02/2012)

( / / )

Stock code (if listed) Class of shares

issuable (Note 1) Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

1. Bonus warrants

HK$ 117,971.72 NIL 117,971.72 NIL (29/04/2014)

Stock code (if listed) 1307 Class of shares

issuable (Note 1) Ordinary Shares Subscription price HK$0.39 EGM approval date

(if applicable)

(dd/mm/yyyy) (13/02/2012)

( / / )

Stock code (if listed) Class of shares

issuable (Note 1) Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

1. Bonus warrants

HK$ 117,971.72 NIL 117,971.72 NIL (29/04/2014)

Stock code (if listed) 1307 Class of shares

issuable (Note 1) Ordinary Shares Subscription price HK$0.39 EGM approval date

(if applicable)

(dd/mm/yyyy) (13/02/2012)

( / / )

Stock code (if listed) Class of shares

issuable (Note 1) Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

( / / )

Stock code (if listed) Class of shares

issuable (Note 1)

Subscription price EGM approval date

(if applicable)

(dd/mm/yyyy) ( / / )

Total B. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

For Main Board and GEM listed issuers

No. of new

No. of new shares of shares of issuer which

issuer issued may be issued during the pursuant

Currency of Amount at close Converted Amount at month thereto as at amount of preceding during the close of the pursuant close of the

Class and description outstanding month month month thereto month

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date

(if applicable) (dd/mm/yyyy) ( / / )

Total C. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable:	No. of new shares No. of new shares of of issuer issued issuer which may be during the month issued pursuant thereto as pursuant thereto at close of the month
1.
1.
1.
1.
1.
1.	( / / )
(Note 1)
2.
2.
2.
2.
2.
2.
2.
2.
2.	( / / )
(Note 1)

3.
3.
3.
3.
3.
3.
3.
3.
3.	( / / )
(Note 1)
	NIL
Total D. (Ordinary shares)	NIL
(Preference shares)	N/A
	(Other class)	N/A
	(Other class)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

No. of new shares of issuer which may be

No. of new shares issued pursuant of issuer issued thereto as at during the month close of the

Type of Issue pursuant thereto month

Class of shares

issuable (Note 1)

1. Rights issue At price : State Issue and allotment

currency date : (dd/mm/yyyy) ( / / )

EGM approval date: (dd/mm/yyyy) ( / / )

Class of shares

issuable (Note 1)

1. Rights issue At price : State Issue and allotment

currency date : (dd/mm/yyyy) ( / / )

EGM approval date: (dd/mm/yyyy) ( / / )

Class of shares

issuable (Note 1)

2. Open offer At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

Class of shares

issuable (Note 1)

3. Placing At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date:

(dd/mm/yyyy) ( / / )

Class of shares issuable (Note 1)

4. Bonus issue Issue and allotment ( / / )

date : (dd/mm/yyyy)

EGM approval date: (dd/mm/yyyy) ( / / )

Class of shares

issuable (Note 1)

5. Scrip dividend At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

Class of shares

issuable (Note 1)

5. Scrip dividend At price : State Issue and allotment ( / / )

currency date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

For Main Board and GEM listed issuers

No. of new shares of issuer which may be

No. of new shares issued pursuant of issuer issued thereto as at during the month close of the

Type of Issue pursuant thereto month

Class of shares

repurchased (Note 1)

6. Repurchase of Cancellation date : ( / / )

shares (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

Class of shares

redeemed (Note 1)

7. Redemption of Redemption date : ( / / )

shares (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

Class of shares

issuable (Note 1)

8. Consideration State

issue At price : currency Issue and allotment ( / / )

date : (dd/mm/yyyy)

EGM approval date: ( / / ) (dd/mm/yyyy)

Class of shares

issuable (Note 1)

9. Capital Issue and allotment

reorganisation date : (dd/mm/yyyy) ( / / )

EGM approval date:

(dd/mm/yyyy) ( / / )

Class of shares

10. Other issuable (Note 1)

At price : State Issue and allotment

currency date : (dd/mm/yyyy) ( / / )

EGM approval date: (dd/mm/yyyy) ( / / )

Class of shares

10. Other issuable (Note 1)

At price : State Issue and allotment

currency date : (dd/mm/yyyy) ( / / )

EGM approval date: (dd/mm/yyyy) ( / / )

Total E. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A

For Main Board and GEM listed issuers

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sha	NIL
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sha	N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sha	N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sha	N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ("Movements in Issued Sha	re Capital").)

Remarks (if any):

Name : Yu, Tak Shing Eric Title : Company Secretary

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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Radford Capital Investment Limited : Monthly Returns - Monthly Return of Equity Issuer on Movements in Securities for the Month Ended 31 December 2013

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