Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 23, 2020, HRH Prince Maximillian Habsburg was appointed as Chairman
of the Board of Directors of Migom Global Corp, (the "Company"). Also on January
23, 2020, Mr. Thomas Schaetti and Mr. Stefan Lenhart were appointed as members
of the Board of Directors of the Company. HRH Prince Maximillian Habsburg,
Thomas Schaetti, and Stefan Lenhart accepted such appointments on January 23,
2020. Each appointee is independent using the definition of independence under
NASDAQ Listing Rule 5605(a)(2) and the standards established by the Securities
and Exchange Commission.
Mr. Habsburg is currently Chairman of the Board of Directors of Migom Bank,
Ltd., Roseau, Dominica. Among his other engagements HRH Prince Maximillian
Habsburg since 2018 has been the President of Volkswirtschaftliche Gesellschaft
Wien, an educational institution of regionally networking non-profit
organizations. Additoinally, since 2016 Mr. Habsburg has served as Managing
Director of ELLS Finanzberatung und Treuhand GmbH, and at ELLS Bank AG as
liquidator and as the Chairman of the Board. Since 2013, HRH Prince Maximillian
Habsburg has acted as the General Manager and principal partner in Family Office
Asset Planning, M&A Support, Wealth Planning Services, and Estate Planing
Services at Habsburg Solutions GmbH.
Mr. Habsburg received his training to CFP, ÖPWZ Vienna, degree in 2008, Balance
Sheet Analysis in 2007, and Xetra Retailer Cash Market, Stock Exchange Vienna in
2005. He received his diploma from College of Tourism Management, Klessheim, in
1998.
Mr. Thomas Schaetti since 2019 has been working at Migom Investments S.A,
Luxembourg, an EMD Agent registered by the UK FCA, as the Chief Executive
Officer, at Migom Bank Ltd., Roseau, Dominica, as Chief Executive Officer, and
at Migom Verwaltungs GmbH, Vienna, Austria, as Chief Executive Officer. Also
beginning in 2019, Mr. Schaetti has worked at Crapera2 AG, as President of the
Board, at B52 Holding AG, as a Board Member, and at Bentito AG, as a Board
Member. Beginning in 2016, Thomas Schaetti has been the President of the Board
of Sideral Holding AG, Baden and a Board Member of IMW Immobilien SE. Mr.
Schaetti worked at E&A Beteiligungs GmbH, as Chief Executive Officer, from 2017
to 2019, and as Managing Director at Brauerei Piesting GmbH, from 2016 to 2017.
He was also the Managing Director at Nordinvestment GmbH, from 2016 to 2018 and
the President of the Board at Geneva Fund Services AG, from 2016 to 2017. Thomas
was President of the Board of Sofina AG in Zurich from 2008 to 2015. His other
career highlights include administrative positions in Privatbank Maerki Baumann
& Co., AG, Zurich, Coutts Bank & Co. AG, Zurich, Euro Invest Bank AG, Zurich,
and SVRB Schweizer Verband der Raiffeisen Banken, Zurich.
Mr. Thomas Schaetti has graduated from Secundarschule, Zurich in 1990 and
received his Commercial Degree in Management and Business Administration from
Zurich Commercial School in 1993.
Mr. Stefan Lenhart, currently the Treasurer of Migom Bank Ltd., Roseau,
Dominica, worked at DVAG Deutsche Vermögensberatung Bank AG, in investment
counseling, and agency management from November 2017 to November 2018. Before
that he worked at various managerial positions at such financial institutions as
Creditanstalt Bank, Bank Austria AG, Alizee Bank AG, Wienerprivatbank SE and
Meinl Bank AG.
Mr. Lenhart garduated from Polytechnischer Lehrgang professional school,
Hohenau, Austria in 1993. He also became an integrated dealer, audit stock and
derivatives market at the Vienna Stock Exchange, in 2000, passed a EUREX trader
examination, Frankfurt, in 2002 and completed a VÖIG-course for funds and
portfolio management (CPM), Vienna, in 2005. Stefan received an MBA in Finance
Administration from Donau University, Krems in 2012, and passed the Austrian
state insurance agents exam in 2016.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
99.1 Resolutions of appointment and acceptance, dated January 23, 2020.
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