Yat Sing Kwok

Southwest Securities (HK) Brokerage Ltd. (Southwest Securities HK) is the brokerage subsidiary of Hong Kong-based Southwest Securities International Securities Ltd. (HKG: 0812), which is owned by Southwest Securities Co., Ltd. (SHA: 600369), a securities company headquartered in China. Founded in 2004, Southwest Securities HK provides a wide array of products and services, such as local and overseas stock brokerage (such as Hong Kong stocks, China B shares, US stocks, Europe stocks and other regional stocks), securities margin financing and underwriting, subscription of initial public offering, placement of shares, local and overseas bonds brokerage, exchange traded fund (ETF), trading of real estate investment trust (REIT), trading of stock warrants, trading of stock options, trading of CBBCs.

Guotai Junan Securities (Hong Kong) Ltd. (GTJA-HK) is the wholly-owned securities brokerage subsidiary of Guotai Junan (Hong Kong) Ltd., ultimately held by Guotai Junan Securities Co., Ltd. (GTJA) (SHA: 601211; HKG: 2611) in China. Headquartered in Hong Kong, GTJA-HK specializes in brokerage services for Hong Kong stocks, China B-shares, bonds, funds, derivatives and other market securities.