Travis McShane

Payden & Rygel is a privately-owned, registered investment adviser headquartered in Los Angeles, California. The firm was founded by Joan Payden in 1983. They provide a full range of investment strategies and solutions to institutions and individual investors.

Chase Investment Services Corp. is a private company based in Chicago, IL.

A.G.P. / Alliance Global Partners Corp. (AGP) is a FINRA-registered broker-dealer headquartered in Westport, Connecticut. Formerly known as Euro Pacific Capital, Inc., the firm was founded by Peter Schiff in 1997 and is a subsidiary of Alliance Global LLC. AGP provides prime brokerage services to hedge funds, family offices, professional traders and top tier small/mid-cap investment funds. It offers multi-clearing, cloud based, high-touch client service solutions tailored to each client’s business needs.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

B. Riley Securities, Inc. is a registered broker/dealer headquartered in Los Angeles, California. The firm is a subsidiary of B. Riley Securities Holdings LLC, ultimately owned by B. Riley Financial, Inc. (NASDAQ: RILY). The firm was formed in 2017, when B. Riley Financial, Inc. merged two of their brokers, B. Riley & Co. (founded in 1997) and FBR Capital Markets & Co. (founded in 1989), under the name of B. Riley FBR, Inc. B. Riley Securities provides research and trading ideas to institutional clients and high net-worth individuals. They provide investment banking services to a wide range of middle-market private and public companies.

Eclectic Associates, Inc. (Eclectic) is an independent, SEC-registered investment advisor headquartered in Fullerton, California. The firm was founded by Bill Camp in 1984. Eclectic provides discretionary and non-discretionary investment advisory and financial planning services to individuals, high net-worth individuals, trusts and estates, and individual participants of retirement plans. In addition, the firm provides services to pension and profit-sharing plans, charitable organizations, and businesses.

CTBC Bank Corp. (USA) operates as a state commercial bank. It offers personal banking services that include checking accounts; savings accounts, money market accounts, and time deposits; debit cards and ATM cards, wire transfers, safe deposit boxes, and Internet and mobile banking services; consumer credit cards and residential mortgages; and wealth management services. The firm offers business banking services, which include commercial real estate financing, including acquisition financing, refinancing of existing property, and bridge, interim and reposition financing; and commercial banking services. The company was founded in 1965 and is headquartered in Los Angeles, CA.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Chandler Asset Management, Inc. (Chandler) is an independent, SEC-registered investment advisor headquartered in San Diego, California. The firm was founded by Mary Catherine (Kay) Chandler in 1988. Chandler provides fixed income investment management services to the public sector, as well as to hospitals, foundations, endowments, individuals and corporations.

Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL.

JPMorgan Chase Bank, NA provides commercial banking services. It offers investment banking, merchant services, and institutional asset management services. The company is headquartered in New York, NY.

Charles Fish Investments, Inc. (CFI) is an independent, SEC-registered asset management firm headquartered in Irvine, California. The firm was founded in 1984 by Charles Fish. CFI offers individually tailored investment services to families of great wealth and institutional clients.

Five Elms Capital Management LLC (Five Elms Capital) is a private equity firm founded by Fred Coulson in 2007. The firm is headquartered in Kansas.

Baker Avenue Asset Management LP (dba BakerAvenue) is an independent, SEC-registered investment advisor headquartered in San Francisco, California. The firm was founded by Simon Baker in 2004. BakerAvenue provides investment advisory services to individuals, high net-worth individuals, corporate pension and profit-sharing plans, charitable institutions, foundations, trusts, and other US institutions.

Dawnay Day AV Securities Pvt Ltd. engages in the provision of brokerage and investment advisory services. The company is headquartered in Mumbai, India.

Glenn E. Thomas Co., Inc. provides car dealership services. It offers schedule service and order parts and accessories. The company was founded by Walter L. Thomas in 1909 and is headquartered in Signal Hill, CA.

loanDepot.com LLC provides mortgage and non-mortgage lending products. It engages in retail, consumer direct, wholesale, personal loan, affinity and servicing operations. The firm offers fixed rate, adjustable rate, jumbo, federal housing administration and veterans administration loans. It also provides information regarding home purchase process and refinancing. The company was founded by Anthony Hsieh in January 2010 and is headquartered in Foothill Ranch, CA.

BNY Mellon, NA operates as a nationally chartered commercial bank. The company is headquartered in Pittsburgh, PA.

Beacon Pointe Advisors LLC (Beacon Pointe) is the asset management subsidiary of Beacon Pointe Advisors Holdings LLC, headquartered in Newport Beach, California. The firm was founded in 2002 by Matthew Cooper, Shannon Eusey, Mollie Rosing, Douglas Allison, Felix Lin, and Garth Flint, and is ultimately held by KKR North America XIII (Polyphony) Blocker LLC. Beacon Pointe offers discretionary and non-discretionary investment and non-investment-related consulting services and investment advisory services to institutional and individual clients.

L Squared Capital Partners LLC (L Squared Capital) is a private equity firm founded in2014 by Robert P. Healy and Jeff Farrero. The firm is headquartered in Newport Beach, California.

Convex Labs, Inc. develops software tools for mechanical contractors, facilities services and Internet of Things (IoT) users. It specializes in HVAC, sales, service, business intelligence and construction. The company was founded by Charlie Warren, Brandon Dement and Blake Meulmester in 2017 and is headquartered in San Francisco, CA.