![Todd C. Smith](https://cdn.zonebourse.com/static/resize/768/576//static/images/insiders/unknown.png)
Todd C. Smith
Director of Research - Equity at Disciplined Alpha LLC
Profile
Mr. Todd C.
Smith is a Managing Director & Director Of Research at Disciplined Alpha LLC.
He has been involved in multiple capacities of technology equity investing for over 18 years.
Mr. Smith began his career in the corporate finance division at Cowen & Company in the mid-1990s, working on initial public offering and merger and acquisition transactions in the information technology sector.
He transitioned to the Cowen & Company equity research team, providing research on a broad set communications equipment and data networking companies.
After moving to Morgan Stanley, He was part of a team that received multiple distinctions.
Subsequent to his work on the sell-side, he joined Boston-based hedge-fund, 003 Asset Management, where he was in charge of their long/short equity strategy for the technology sector.
Most recently, he spent the last 8 years at Cadence Capital as a Senior Analyst covering the Technology, Alternative Energy and Telecom Services sectors.
Mr. Smith graduated from Dartmouth College with a degree in Engineering Sciences.
Todd C. Smith active positions
Companies | Position | Start |
---|---|---|
Disciplined Alpha LLC
![]() Disciplined Alpha LLC Investment ManagersFinance Disciplined Alpha LLC is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Boston, Massachusetts. The firm was founded by Kevin W. Shea in 2013. Disciplined Alpha provides discretionary investment advisory services to private pooled investment vehicles, an Irish domiciled UCITS and a separately managed account. Their investors include ERISA Pension Plans, institutional investors, charitable foundations, family limited partnerships and high net worth individuals. | Director of Research - Equity | 2015-02-28 |
Former positions of Todd C. Smith
Companies | Position | End |
---|---|---|
Cadence Capital Management LLC
![]() Cadence Capital Management LLC Investment ManagersFinance Cadence Capital Management LLC is an investment advisory firm headquartered in Boston, Massachusetts. The firm was founded in 1988 and is a subsidiary of CCM Holding LLC. Cadence provides investment advisory and supervisory services to institutions, mutual funds, individuals and private pooled investment vehicles. | Analyst-Equity | 2014-12-31 |
Morgan Stanley & Co. LLC
![]() Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Corporate Officer/Principal | - |
033 Asset Management LLC
![]() 033 Asset Management LLC Investment ManagersFinance Founded in 2000, 033 Asset Management LLC is a Boston-based hedge fund manager. They manage the 033 Growth Partners I LP, the 033 Growth Partners II LP, the 033 Growth International Fund Ltd. and the Oyster Pond Partners LP | Corporate Officer/Principal | - |
Cowen & Co. LLC
![]() Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Corporate Officer/Principal | - |
America's Growth Capital LLC
![]() America's Growth Capital LLC Investment Banks/BrokersFinance Founded in 2003 by Benjamin Howe and Maria Lewis Kussmaul, America's Growth Capital LLC (ACG) is an emerging growth-focused, research, broker/dealer and investment banking firm headquartered in Boston. The firm is a subsidiary of America's Growth Capital Holdings LLC. They seek to identify small-cap opportunities and bring new investment opportunities to growth-oriented institutional and private equity investors. AGC completes investment banking transactions for emerging growth companies in the following industries: (1) technology including communications, data center, financial technology, information security, semiconductors and software (2) clean technology, (3) digital media/Internet and (4) business services. They have participated in transactions ranging in size from $6 million to $1 billion. These transactions have included buyouts, buy-side and sell-side advisory assignments, private placements, PIPEs, IPOs, follow-ons and fairness opinions. The firm's Capital Markets group provides analysis on leading emerging growth sectors with a focus on identifying dynamic changes and trends in their focus industries. They present ideas through: (1) white papers, which provide topical and industry-wide analysis by highlighting the leading small-cap public and private companies of influence (2) thought pieces, which illustrate the impact of current events such as legislation, market swings and (3) capital market updates which present comprehensive statistics and data on one or more product areas including IPOs, M&A, private placements, etc. that have an impact on the emerging growth universe. AGC maintains relationships across multiple pools of capital including institutional, private equity, venture capital, hedge fund, sovereign wealth and debt. They leverage those relationships to provide clients with the best sources of financing for their particular needs. | Analyst-Equity | 2005-06-09 |
Training of Todd C. Smith
Dartmouth College | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 6 |
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Cowen & Co. LLC
![]() Cowen & Co. LLC Investment Banks/BrokersFinance Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy. | Finance |
Cadence Capital Management LLC
![]() Cadence Capital Management LLC Investment ManagersFinance Cadence Capital Management LLC is an investment advisory firm headquartered in Boston, Massachusetts. The firm was founded in 1988 and is a subsidiary of CCM Holding LLC. Cadence provides investment advisory and supervisory services to institutions, mutual funds, individuals and private pooled investment vehicles. | Finance |
033 Asset Management LLC
![]() 033 Asset Management LLC Investment ManagersFinance Founded in 2000, 033 Asset Management LLC is a Boston-based hedge fund manager. They manage the 033 Growth Partners I LP, the 033 Growth Partners II LP, the 033 Growth International Fund Ltd. and the Oyster Pond Partners LP | Finance |
Morgan Stanley & Co. LLC
![]() Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Finance |
America's Growth Capital LLC
![]() America's Growth Capital LLC Investment Banks/BrokersFinance Founded in 2003 by Benjamin Howe and Maria Lewis Kussmaul, America's Growth Capital LLC (ACG) is an emerging growth-focused, research, broker/dealer and investment banking firm headquartered in Boston. The firm is a subsidiary of America's Growth Capital Holdings LLC. They seek to identify small-cap opportunities and bring new investment opportunities to growth-oriented institutional and private equity investors. AGC completes investment banking transactions for emerging growth companies in the following industries: (1) technology including communications, data center, financial technology, information security, semiconductors and software (2) clean technology, (3) digital media/Internet and (4) business services. They have participated in transactions ranging in size from $6 million to $1 billion. These transactions have included buyouts, buy-side and sell-side advisory assignments, private placements, PIPEs, IPOs, follow-ons and fairness opinions. The firm's Capital Markets group provides analysis on leading emerging growth sectors with a focus on identifying dynamic changes and trends in their focus industries. They present ideas through: (1) white papers, which provide topical and industry-wide analysis by highlighting the leading small-cap public and private companies of influence (2) thought pieces, which illustrate the impact of current events such as legislation, market swings and (3) capital market updates which present comprehensive statistics and data on one or more product areas including IPOs, M&A, private placements, etc. that have an impact on the emerging growth universe. AGC maintains relationships across multiple pools of capital including institutional, private equity, venture capital, hedge fund, sovereign wealth and debt. They leverage those relationships to provide clients with the best sources of financing for their particular needs. | Finance |
Disciplined Alpha LLC
![]() Disciplined Alpha LLC Investment ManagersFinance Disciplined Alpha LLC is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Boston, Massachusetts. The firm was founded by Kevin W. Shea in 2013. Disciplined Alpha provides discretionary investment advisory services to private pooled investment vehicles, an Irish domiciled UCITS and a separately managed account. Their investors include ERISA Pension Plans, institutional investors, charitable foundations, family limited partnerships and high net worth individuals. | Finance |
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