Career history of Shirley Anne Klicman
Former positions of Shirley Anne Klicman
| Companies | Position | Start | End |
|---|---|---|---|
Girard Securities, Inc.
 Girard Securities, Inc. Investment Banks/BrokersFinance Founded in 1986, Girard Securities, Inc. is a broker-dealer located in San Diego, California. The firm is a subsidiary of RCS Capital Holdings LLC and their ultimate parent is RCS Capital Corp. (NYSE: RCAP). Girard Securities specializes in institutional and retail sales, financial planning, fixed-income investments and municipal bond underwriting. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Comptroller/Controller/Auditor | 2009-02-28 | 2018-01-31 |
| Compliance Officer | 2009-02-28 | 2018-01-31 | |
| Director of Finance/CFO | 2012-01-23 | 2018-01-31 | |
| Corporate Officer/Principal | 2010-07-28 | 2012-01-23 | |
WS Griffith Securities, Inc.
 WS Griffith Securities, Inc. Investment Banks/BrokersFinance Part of LPL Financial Holdings, Inc., WS Griffith Securities, Inc. provides investment brokerage services. The company is based in Enfield, CT. WS Griffith Securities was acquired by LPL Financial LLC from The Nassau Cos. of New York, Inc. on March 23, 2004. | Corporate Officer/Principal | - | - |
Sentra Securities Corp.
 Sentra Securities Corp. Financial ConglomeratesFinance Sentra Securities Corp. provides financial services. The company is a member of Association of Securities Dealers and Securities Investors Protection Corp. The company is located in Mesa, AZ. | Corporate Officer/Principal | 1988-12-31 | - |
Training of Shirley Anne Klicman
| San Diego State University | Undergraduate Degree |
Statistics
International
| United States | 5 |
Operational
| Corporate Officer/Principal | 3 |
| Comptroller/Controller/Auditor | 1 |
| Compliance Officer | 1 |
Sectoral
| Finance | 4 |
| Consumer Services | 2 |
Positions held
Active
Inactive
Listed companies
Private companies
Linked companies
| Private companies | 3 |
|---|---|
Girard Securities, Inc.
Girard Securities, Inc. Investment Banks/BrokersFinance Founded in 1986, Girard Securities, Inc. is a broker-dealer located in San Diego, California. The firm is a subsidiary of RCS Capital Holdings LLC and their ultimate parent is RCS Capital Corp. (NYSE: RCAP). Girard Securities specializes in institutional and retail sales, financial planning, fixed-income investments and municipal bond underwriting. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Sentra Securities Corp.
Sentra Securities Corp. Financial ConglomeratesFinance Sentra Securities Corp. provides financial services. The company is a member of Association of Securities Dealers and Securities Investors Protection Corp. The company is located in Mesa, AZ. | Finance |
WS Griffith Securities, Inc.
WS Griffith Securities, Inc. Investment Banks/BrokersFinance Part of LPL Financial Holdings, Inc., WS Griffith Securities, Inc. provides investment brokerage services. The company is based in Enfield, CT. WS Griffith Securities was acquired by LPL Financial LLC from The Nassau Cos. of New York, Inc. on March 23, 2004. | Finance |
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