Scott Rider
Profile
Mr. Scott Rider is a Managing Director at CastleOak Securities LP.
Prior to joining CastleOak Securities on June 29, 2010, he was Vice President at Finacorp Securities.
Before that, he was the Senior Underwriter and Term Agency Trader for Seattle-Northwest Securities.
During his tenure at SNW, he spearheaded the firm's membership in various GSE underwriting groups including FHLB, FNMA, FFCB, and prior to their privatization, SLMA.
He has specific, demonstrated structuring expertise in the GSE markets and he leads Finacorp's GSE underwriting group.
Mr. Rider attended Iowa State University.
He holds FINRA security license Series 7.
Former positions of Scott Rider
| Companies | Position | End |
|---|---|---|
Finacorp Securities
 Finacorp Securities Investment Banks/BrokersFinance Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER). | Analyst-Fixed Income | 2009-12-28 |
Seattle-Northwest Securities Corp.
 Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Corporate Officer/Principal | - |
CastleOak Securities LP
 CastleOak Securities LP Investment Banks/BrokersFinance Founded in 2006, CastleOak Securities LP is a minority-owned broker/dealer located in New York City with additional offices in Atlanta and Chicago. CastleOak engages in sales and trading, capital markets and financial advisory services. The firm offers expertise in primary and secondary market transactions and is structured to handle mergers, acquisitions, divestitures, valuations and general strategic assessments. Their clients range from Fortune 500 to middle-market corporations, institutional investors and financial sponsors. CastleOak is in partnership with Cantor Fitzgerald. They do not provide any internal research. | Institutional Sales | - |
Training of Scott Rider
| Iowa State University | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 3 |
|---|---|
Finacorp Securities
Finacorp Securities Investment Banks/BrokersFinance Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER). | Finance |
CastleOak Securities LP
CastleOak Securities LP Investment Banks/BrokersFinance Founded in 2006, CastleOak Securities LP is a minority-owned broker/dealer located in New York City with additional offices in Atlanta and Chicago. CastleOak engages in sales and trading, capital markets and financial advisory services. The firm offers expertise in primary and secondary market transactions and is structured to handle mergers, acquisitions, divestitures, valuations and general strategic assessments. Their clients range from Fortune 500 to middle-market corporations, institutional investors and financial sponsors. CastleOak is in partnership with Cantor Fitzgerald. They do not provide any internal research. | Finance |
Seattle-Northwest Securities Corp.
Seattle-Northwest Securities Corp. Investment Banks/BrokersFinance Seattle-Northwest Securities Corp. is based in Seattle, WA. Part of Piper Sandler Cos., Seattle-Northwest Securities Corp. is a company that provides investment banking and asset management services. Seattle-Northwest Securities was acquired by Piper Jaffray Cos. on July 12, 2013 for $21 million. | Finance |
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