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Renee Lucille Kaufert
Compliance Officer at North Star Asset Management, Inc.
Profile
Ms. Renee L.
Kaufert is a Chief Compliance Officer & Securities Trader at North Star Asset Management, Inc. She has over 35 years of experience within the financial services industry.
She supervises operations, compliance, and securities trading.
Prior to joining NSAM in July 1996, Ms. Kaufert served as Senior Registered Sales Assistant/Operations Manager with Dain Bosworth, Inc., where she had been employed since 1989.
She held various securities-related positions with Piper Jaffray & Hopwood and Associated Bank since 1979.
Ms. Kaufert earned her Investment Advisor Certified Compliance Professional designation in 2007.
Renee Lucille Kaufert active positions
Companies | Position | Start |
---|---|---|
North Star Asset Management, Inc.
![]() North Star Asset Management, Inc. Investment ManagersFinance North Star Asset Management, Inc. (NSAM) is an independent, SEC-registered investment advisor headquartered in Neenah, Wisconsin. The firm was founded in 1996 by Kenneth Brusda, Michael Flesch, Geoffry Penn, David Risgaard and Eric Richter. NSAM provides investment advice on a discretionary/non-discretionary basis to individual and institutional clients. | Compliance Officer | 1996-06-30 |
Former positions of Renee Lucille Kaufert
Companies | Position | End |
---|---|---|
Dain Bosworth, Inc. | Corporate Officer/Principal | - |
Experiences
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Listed companies
Private companies
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1st degree connections
1st degree companies
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Linked companies
Private companies | 2 |
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North Star Asset Management, Inc.
![]() North Star Asset Management, Inc. Investment ManagersFinance North Star Asset Management, Inc. (NSAM) is an independent, SEC-registered investment advisor headquartered in Neenah, Wisconsin. The firm was founded in 1996 by Kenneth Brusda, Michael Flesch, Geoffry Penn, David Risgaard and Eric Richter. NSAM provides investment advice on a discretionary/non-discretionary basis to individual and institutional clients. | Finance |
Dain Bosworth, Inc. | Finance |
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