Network origin in Matt Brock first degree
Entity | Entity type | Industry | |
---|---|---|---|
Ameriprise Financial Services LLC
Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments.
54
| Subsidiary | Investment Banks/Brokers | 54 |
Hampden-Sydney College
15
| College/University | Other Consumer Services | 15 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Matt Brock via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
ALBEMARLE CORPORATION | Chemicals: Specialty | Director/Board Member | |
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
UnitedGlobalCom LLC
UnitedGlobalCom LLC Cable/Satellite TVConsumer Services Part of Liberty Global Plc, UnitedGlobalCom LLC is a private company that provides broadband communications services. The company is based in Denver, CO. | Cable/Satellite TV | Corporate Officer/Principal | |
Western International Securities, Inc.
Western International Securities, Inc. Investment Banks/BrokersFinance Founded in 1995, Western International Securities, Inc. is a broker/dealer located in Pasadena, California. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. They clear through JP Morgan Clearing Corp | Investment Banks/Brokers | Corporate Officer/Principal | |
Oxford Finance LLC
Oxford Finance LLC Investment ManagersFinance Oxford Finance LLC (Oxford Finance) is a private equity subsidiary of WCP Holdings LLC founded in 2002 by J. Alden Philbrick IV. The firm is headquartered in Alexandria, Virginia. | Investment Managers | Private Equity Investor | |
Hornor, Townsend & Kent LLC
Hornor, Townsend & Kent LLC Investment ManagersFinance Part of The Penn Mutual Life Insurance Co., Hornor, Townsend & Kent LLC is a trusted partner supporting independent financial advisors. The company is based in Horsham, PA. Hornor, Townsend & Kent is a broker-dealer and registered investment adviser offering personalized service and an industry-leading platform. The CEO of the company is Richard J. Miller. | Investment Managers | Corporate Officer/Principal | |
Thrivent Cash Management Trust | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
TD Ameritrade, Inc.
TD Ameritrade, Inc. Investment Banks/BrokersFinance TD Ameritrade, Inc. is an investment brokerage firm headquartered in Omaha, Nebraska. They are a subsidiary of TD Ameritrade Online Holdings Corp., ultimately owned by The Charles Schwab Corp. (NYSE: SCHW). The firm was founded in 1975 and provides online brokerage services to their clients. Customers can manage their investment portfolios via the Internet as well as through personal digital assistants, wireless phone services and interactive voice recognition systems. | Investment Banks/Brokers | Corporate Officer/Principal | |
Marquette Asset Management LLC
Marquette Asset Management LLC Investment ManagersFinance Marquette Asset Management LLC (Marquette) is a wealth management firm registered investment advisor headquartered in Minneapolis, Minnesota. The firm was founded in 2005 by John Beuerlein, John Pohlad and John Fabie. They are a subsidiary of Marquette Wealth Management LLC. Marquette provides wealth management services to high net worth and other individuals and their trusts, private foundations, donor-advised funds, and other entities. | Investment Managers | Sales & Marketing | |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | Director of Research - Equity Corporate Officer/Principal Corporate Officer/Principal | |
Chronim Investments, Inc.
Chronim Investments, Inc. Investment ManagersFinance Chronim Investments, Inc. (dba Snider Advisors) is an independent SEC-registered asset management firm headquartered in Irving, Texas. The firm was founded by Kimberly Snider in 2002. Snider Advisors manages the assets of individual and institutional clients. | Investment Managers | Corporate Officer/Principal | |
Michigan State University | College/University | Undergraduate Degree Undergraduate Degree | |
BB&T Securities LLC (Broker)
BB&T Securities LLC (Broker) Investment Banks/BrokersFinance BB&T Securities LLC, doing business as BB&T Capital Markets, is the broker/dealer subsidiary of BB&T Corp. (NYSE: BBT). The firm is headquartered in Richmond, Virginia. They offer a full array of investment, trading and execution services to middle-market companies. BB&T Capital Markets' sales and trading arm is comprised of 2 groups: Debt Securities Sales & Trading and Equity Sales & Trading. The Debt Securities Sales & Trading group focuses on: (1) Government and agency securities (2) corporate bonds (3) municipal bonds (4) asset-backed securities (5) mortgage-backed securities (6) preferred securities and (7) money market desk (short-term securities including BB&T funding). The Equity Sales & Trading group focuses on: (1) institutional block execution services (2) institutional distribution of proprietary research (3) providing proprietary access to industry leading conferences and management teams (4) serving as a NASDAQ market maker for over 250 securities (5) stock buybacks including 10b-18 and 10b5-1 trading plans and (6) 144 stock sales, individual 10b5-1 trading plans (buy and sell) and employee cashless stock option programs. BB&T Capital Markets provides research coverage of the communications, defense and government services, energy, financial services, furnishings and consumer durables, healthcare, industrial services, retail/consumer durables and transportation services sectors. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Institutional Sales | |
AMERIPRISE FINANCIAL, INC. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
University of California, Santa Barbara | College/University | Undergraduate Degree Undergraduate Degree | |
University of Southern California
University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Undergraduate Degree Undergraduate Degree | |
DOHJ LLC
DOHJ LLC Investment ManagersFinance DOHJ LLC (dba Vinoble Group) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Seattle, Washington. Founded in 2016, the firm provides investment advice and solutions. Vinoble Group also serves as investment advisors for trusts, working with both individuals as well as trustees and trust administrators to carry out the goals of the trust. | Investment Managers | Chief Executive Officer Director of Finance/CFO | |
St. Anselm College | College/University | Undergraduate Degree Undergraduate Degree | |
Ameriprise Financial Services LLC (Investment Management)
Ameriprise Financial Services LLC (Investment Management) Investment ManagersFinance Ameriprise Financial Services LLC (Investment Management) (AFS-IM) is the investment management division of Ameriprise Financial Services LLC, a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1986 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS-IM sponsors a wrap fee program that offers a variety of investment advisory accounts that have different features and services, supporting a wide array of investment strategies. It is available for individual investors, corporate entities and tax-qualified accounts. | Investment Managers | Chief Executive Officer Chief Executive Officer | |
University of Wisconsin | College/University | Undergraduate Degree Undergraduate Degree | |
St. Cloud State University | College/University | Undergraduate Degree Undergraduate Degree | |
MSH Capital Advisors LLC
MSH Capital Advisors LLC Investment ManagersFinance MSH Capital Advisors LLC is a private company that specializes in guiding businesses through regulatory matters to help protect them. The company is based in Scottsdale, AZ. The company's focus is on providing guidance and protection to their clients. | Investment Managers | Chief Operating Officer | |
Fairview Health Services
Fairview Health Services Packaged SoftwareTechnology Services Fairview Health Services provides health care services. It offers acupuncture, allergies, asthma, immunology, artery and vein care, athletic training, audiology and hearing aid services, behavioral health, the birthplace, bleeding and clotting disorders, blood and marrow transplant, breast care, cancer care, certified nurse midwives, chiropractic services, cosmetic services, critical care, dermatology, and diabetes care services. The company was founded in 1906 and is headquartered in Minneapolis, MN. | Packaged Software | Corporate Officer/Principal | |
Iowa State University | College/University | Undergraduate Degree | |
SPENDSMART NETWORKS, INC. | Advertising/Marketing Services | Chief Executive Officer | |
Vieste Biogas Holdings LLC
Vieste Biogas Holdings LLC Electric UtilitiesUtilities Vieste Biogas Holdings LLC provides energy services. The company was founded in 2016 and is headquartered in Chicago, IL. | Electric Utilities | Director/Board Member | |
University of Akron
University of Akron Other Consumer ServicesConsumer Services University of Akron provides public research education. Its programs include under graduate studies, graduate studies, international studies, law, and continuing education. The company was founded in 1870 and is headquartered in Akron, OH. | College/University | Undergraduate Degree | |
Sail Energy LLC
Sail Energy LLC Electric UtilitiesUtilities Sail Energy LLC engages in roll up of heating oil and propane distribution. The company was founded in 2014 and is headquartered in Portsmouth, NH. | Electric Utilities | Director/Board Member | |
Conseco Insurance Co.
Conseco Insurance Co. Life/Health InsuranceFinance Part of CNO Financial Group, Inc., Conseco Insurance Co. is a life insurance company. The company is based in Carmel, IN. | Life/Health Insurance | Corporate Officer/Principal | |
Knox College | College/University | Undergraduate Degree | |
ALTOS HORNOS DE MEXICO SAB DE CV | Steel | Corporate Officer/Principal | |
Arete Wealth Advisors LLC
Arete Wealth Advisors LLC Investment ManagersFinance Arete Wealth Advisors LLC (Arete) is a SEC-registered investment advisor and wealth management firm headquartered in Chicago, Illinois. The firm was founded by Josh Rogers in 2007 and is wholly-owned by Arete Wealth, Inc. (formerly Old Growth Capital LLC). Arete provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates and charitable organizations and other corporate and business organizations. | Investment Managers | Chief Investment Officer | |
Nuveen Asset Management LLC
Nuveen Asset Management LLC Investment ManagersFinance Nuveen Asset Management LLC (NAM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2011 and is a subsidiary of Nuveen Fund Advisors LLC, which is ultimately owned by TIAA Board of Governors. NAM provides investment advisory and sub-advisory services to a broad range of individual and institutional clients, such as open-end and closed-end investment companies and other pooled investment vehicles. | Investment Managers | Portfolio Manager-Fixed Income | |
Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Investment Banks/Brokers | Corporate Officer/Principal | |
Miami University | College/University | Undergraduate Degree | |
Banana Republic LLC
Banana Republic LLC Apparel/Footwear RetailRetail Trade Banana Republic LLC retails clothing and accessories for men, women and children. It operates a web site through which it distributes its products. The company was founded by Mel Ziegler and Patricia Ziegler in 1978 and is headquartered in Grove City, OH. | Apparel/Footwear Retail | Corporate Officer/Principal | |
Capital Automotive Real Estate Services, Inc.
Capital Automotive Real Estate Services, Inc. Finance/Rental/LeasingFinance Capital Automotive Real Estate Services, Inc. provides real estate financing services. The firm offers sales-leaseback, investment funding, merger and acquisition support It provides services in Texas, Ohio, Maryland, and Illinois. The company was founded by Thomas D. Eckert & David S. Kay in October 1997 and is headquartered in McLean, VA. | Finance/Rental/Leasing | Corporate Officer/Principal | |
Bates College | College/University | Undergraduate Degree | |
B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. Investment ManagersFinance B. Riley Wealth Management, Inc. (B. Riley), formerly Wunderlich Securities, Inc., is a full-service brokerage firm headquartered in Memphis, Tennessee, founded in 1996. The firm is a subsidiary of Wunderlich Investment Co., Inc. B. Riley provides comprehensive wealth management and brokerage services to individuals and families, corporations and non-profit organizations, including qualified retirement plans, trusts, foundations and endowments. In 2001, they expanded their business to include investment advisory services. The firm is duly registered with the SEC. | Investment Managers | Analyst-Equity |
Statistics
International
United States | 48 |
United Kingdom | 2 |
Mexico | 2 |
Sectoral
Finance | 28 |
Consumer Services | 13 |
Utilities | 3 |
Process Industries | 2 |
Communications | 2 |
Operational
Corporate Officer/Principal | 114 |
Undergraduate Degree | 60 |
Analyst-Equity | 45 |
Director/Board Member | 26 |
Portfolio Manager-Equities | 20 |
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