Marc Edelman Koven
Compliance Officer at Cypress Wealth Services LLC
Profile
Mr. Marc E.
Koven is a Chief Compliance Officer & Senior Financial Advisor at Cypress Wealth Services LLC.
In his role as CCO, he conducts periodic risk assessments, maintains and enforces the firm’s Code of Ethics and Regulatory Compliance Manual, stays abreast of regulatory and industry changes, and assesses their impact on the firm’s compliance obligations.
As a Senior Financial Advisor, Mr. Koven specializes in customizing portfolios for individuals, families, and businesses.
Before Cypress Wealth Services, he was a Financial Advisor with the Cypress Group at Integrated Wealth Management for three years and at Morgan Stanley for ten years.
Mr. Koven graduated from California State University San Bernardino with a Bachelor’s degree in Business with a concentration in Finance.
Marc Edelman Koven active positions
| Companies | Position | Start |
|---|---|---|
Cypress Wealth Services LLC
 Cypress Wealth Services LLC Investment ManagersFinance Cypress Wealth Services LLC, founded in 2017, is a firm of experienced financial advisors. The private company is based in Palm Desert, CA. The company's mission is to ensure that every aspect of their clients' lives is aligned to best achieve their financial goals. | Compliance Officer | 2017-05-31 |
Former positions of Marc Edelman Koven
| Companies | Position | End |
|---|---|---|
Integrated Wealth Management, Inc.
 Integrated Wealth Management, Inc. Investment ManagersFinance Integrated Wealth Management, Inc. (IWM) is an independent investment advisor headquartered in Palm Desert, California. The firm was founded by James Casey in 1995. IWM provides advisory services to individuals and high-net-worth individuals, pension and profit-sharing plans, plan participants, charitable organizations, and corporations or other businesses. | Portfolio Manager-Equities | 2017-06-30 |
Morgan Stanley & Co. LLC
 Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Corporate Officer/Principal | 2014-03-30 |
Palm Desert Chamber of Commerce
 Palm Desert Chamber of Commerce Miscellaneous Commercial ServicesCommercial Services The Palm Desert Chamber of Commerce is a business organization that serves as a platform for local businesses to connect and collaborate. The Chamber of Commerce is based in Palm Desert, CA. | Corporate Officer/Principal | - |
Training of Marc Edelman Koven
| California State University-San Bernardino | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Integrated Wealth Management, Inc.
Integrated Wealth Management, Inc. Investment ManagersFinance Integrated Wealth Management, Inc. (IWM) is an independent investment advisor headquartered in Palm Desert, California. The firm was founded by James Casey in 1995. IWM provides advisory services to individuals and high-net-worth individuals, pension and profit-sharing plans, plan participants, charitable organizations, and corporations or other businesses. | Finance |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Finance |
Palm Desert Chamber of Commerce
Palm Desert Chamber of Commerce Miscellaneous Commercial ServicesCommercial Services The Palm Desert Chamber of Commerce is a business organization that serves as a platform for local businesses to connect and collaborate. The Chamber of Commerce is based in Palm Desert, CA. | Commercial Services |
Cypress Wealth Services LLC
Cypress Wealth Services LLC Investment ManagersFinance Cypress Wealth Services LLC, founded in 2017, is a firm of experienced financial advisors. The private company is based in Palm Desert, CA. The company's mission is to ensure that every aspect of their clients' lives is aligned to best achieve their financial goals. | Finance |
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