Profile
Ms. Leslie J.
Yates is President & Chief Compliance Officer at Ken Roberts Investment Management, Inc. Prior to joining Ken Roberts in 2002, Ms. Yates began her career at ICM Asset Management, Inc. in corporate finance, experienced significant career growth, and ultimately served as Senior Vice President, Finance and Corporate Secretary/Treasurer.
Ms. Yates also served as Vice President of Koyah Ventures LLC, a hedge fund, participating in the development and initial roll out of the fund, and also handled the partnership accounting.
Ms. Yates joined US Bancorp, Piper Jaffray in 1999, achieved her Series 7 license, and worked with a team of advisors focused on developing their managed account business.
Ms. Yates graduated from Spokane Community College earning an A.A.
degree in Liberal Arts and continued her education at Eastern Washington University.
Former positions of Leslie Jo Yates
| Companies | Position | End |
|---|---|---|
Palouse Capital Management, Inc.
 Palouse Capital Management, Inc. Investment ManagersFinance Palouse Capital Management, Inc. (PCM) is an independent registered investment advisor headquartered in Spokane, Washington. The firm was founded by Kenneth Roberts in 1991 as Ken Roberts Investment Management, Inc. PCM provides discretionary investment advisory services primarily for individuals, corporations, public and private pension plans, endowments, and foundations. | President | 2013-02-27 |
U.S. Bancorp Piper Jaffray Ventures
 U.S. Bancorp Piper Jaffray Ventures Investment ManagersFinance Minneapolis-based U.S. Bancorp Piper Jaffray Ventures is a subsidiary of Piper Jaffray Cos. (NYSE: PJC) | Corporate Officer/Principal | - |
ICM Asset Management, Inc.
 ICM Asset Management, Inc. Investment ManagersFinance ICM Asset Management, Inc. (ICM) is an independent, SEC-registered investment advisor headquartered in Spokane, Washington. The firm was founded by James (Jim) Simmons in 1981. ICM provides investment advice and management to individually managed accounts. | Corporate Officer/Principal | - |
Training of Leslie Jo Yates
| Eastern Washington University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
Palouse Capital Management, Inc.
Palouse Capital Management, Inc. Investment ManagersFinance Palouse Capital Management, Inc. (PCM) is an independent registered investment advisor headquartered in Spokane, Washington. The firm was founded by Kenneth Roberts in 1991 as Ken Roberts Investment Management, Inc. PCM provides discretionary investment advisory services primarily for individuals, corporations, public and private pension plans, endowments, and foundations. | Finance |
ICM Asset Management, Inc.
ICM Asset Management, Inc. Investment ManagersFinance ICM Asset Management, Inc. (ICM) is an independent, SEC-registered investment advisor headquartered in Spokane, Washington. The firm was founded by James (Jim) Simmons in 1981. ICM provides investment advice and management to individually managed accounts. | Finance |
U.S. Bancorp Piper Jaffray Ventures
U.S. Bancorp Piper Jaffray Ventures Investment ManagersFinance Minneapolis-based U.S. Bancorp Piper Jaffray Ventures is a subsidiary of Piper Jaffray Cos. (NYSE: PJC) | Finance |
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