John Ray
Profile
Mr. Ray joins Wm Smith & Co. with over 20 years of strategic and professional Equity Trading, Institutional Sales and Market Making experience.
Much of his time on Wall Street was spent as a Vice-President/ Senior Trader with both Herzog Heine & Geduld and Knight Securities.
Mr. Ray holds a series 7, 63 and 55 License registrations through Wm Smith & Co.
Former positions of John Ray
| Companies | Position | End |
|---|---|---|
Wm Smith Securities, Inc.
 Wm Smith Securities, Inc. Investment Banks/BrokersFinance Wm Smith Securities, Inc., the brokerage arm of Wm Smith & Co. is a broker/dealer headquartered in Denver. The firm was founded in October of 1993 and offers a full array of investment services. They provide fundamental equity research to a select group of institutional clients from both the traditional and alternative investment arena. The firm primarily focuses on special situations with an emphasis on under-followed and under-valued companies. They are a member of the SIPC. | Trading-Equity | - |
Experiences
Positions held
Linked companies
| Private companies | 1 |
|---|---|
Wm Smith Securities, Inc.
Wm Smith Securities, Inc. Investment Banks/BrokersFinance Wm Smith Securities, Inc., the brokerage arm of Wm Smith & Co. is a broker/dealer headquartered in Denver. The firm was founded in October of 1993 and offers a full array of investment services. They provide fundamental equity research to a select group of institutional clients from both the traditional and alternative investment arena. The firm primarily focuses on special situations with an emphasis on under-followed and under-valued companies. They are a member of the SIPC. | Finance |
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