Joe M. Phillips
Profile
Mr. Phillips joined Finacorp Securities as Vice President of Business Development.
Mr. Phillips began his career at Smith Barney as a manager of assets for high net worth clients, trusts and company retirement plans.
During that time he constructed intricate portfolios and stock selection based on Modern Portfolio Theory.
At Firefly Capital, he developed the marketing program for Firefly's trading system and worked with the region's leading asset managers and state pension funds for their Emerging Managers programs.
Mr. Phillips holds a B.S.
in leadership management from Northeastern University, Boston, MA.
He holds FINRA security licenses Series 7,63,67, and a LAH Insurance Brokerage License.
Former positions of Joe M. Phillips
| Companies | Position | End |
|---|---|---|
Finacorp Securities
 Finacorp Securities Investment Banks/BrokersFinance Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER). | Corporate Officer/Principal | 2010-05-24 |
| Smith Barney & Co., Inc. | Corporate Officer/Principal | - |
Training of Joe M. Phillips
| Northeastern University | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 2 |
|---|---|
Finacorp Securities
Finacorp Securities Investment Banks/BrokersFinance Founded in 1994 by Eduardo Prado, Finacorp Securities is a full service broker/dealer located in Irvine, California. The firm services to institutional clients in the US and in select international markets. They provide products and services in the fixed-income, interest rate, credit and equity markets. Finacorp operates as a certified minority-owned Hispanic broker/dealer. They are a member the SIPC, FINRA and MSRB. All accounts are carried by Broadcort, a division of Merrill Lynch (NYSE: MER). | Finance |
| Smith Barney & Co., Inc. | Finance |
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