Jim Costas
Portfolio Manager-Fixed Income at Advisors Asset Management, Inc.
Profile
Mr. James R.
Costas is an Executive Vice President of Asset Management at Advisors Asset Management, Inc. He is responsible for AAM’s Capital Markets Groups, including trading and money managers.
Mr. Costas has over 30 years of trading experience.
previously serving as Vice President, Trader for both EF Hutton and Prudential Securities.
In addition, he served as a Director at SunTrust Bank before joining Advisors Asset Management in 2002.
He has a Bachelor of Science degree from Ithaca College and holds a Series 7, 24, 53, 63, and 66 professional designations.
Jim Costas active positions
| Companies | Position | Start |
|---|---|---|
Advisors Asset Management, Inc.
 Advisors Asset Management, Inc. Investment ManagersFinance Advisors Asset Management, Inc. (AAM) is a SEC-registered investment advisor headquartered in Monument, Colorado. The firm was founded in 1979 as Fixed Income Securities LP. In 2023, Sun Life Capital Management (US) LLC, a subsidiary of Sun Life Financial, Inc. (TSE: SLF) in Canada, acquired a 51 percent majority stake in the firm. AAM provides portfolio supervisory and evaluation services to AAM-sponsored unit investment trusts (UITs). They also offer separately managed account (SMA) advisory services to individuals, banking or thrift institutions, trusts, estates, broker-dealers, investment advisers, investment companies, corporations, pension or profit-sharing plans and charitable organizations. | Portfolio Manager-Fixed Income | 2018-12-31 |
Former positions of Jim Costas
| Companies | Position | End |
|---|---|---|
| Prudential Securities | Trading-Equity | - |
SunTrust Bank Holding Co.
 SunTrust Bank Holding Co. Financial ConglomeratesFinance SunTrust Bank Holding Co. is a bank holding company. The company is based in Orlando, FL. | Corporate Officer/Principal | - |
| E. F. Hutton & Co. | Trading-Equity | - |
Training of Jim Costas
| Ithaca College | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
| E. F. Hutton & Co. | Finance |
| Prudential Securities | Finance |
SunTrust Bank Holding Co.
SunTrust Bank Holding Co. Financial ConglomeratesFinance SunTrust Bank Holding Co. is a bank holding company. The company is based in Orlando, FL. | Finance |
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. Investment ManagersFinance Advisors Asset Management, Inc. (AAM) is a SEC-registered investment advisor headquartered in Monument, Colorado. The firm was founded in 1979 as Fixed Income Securities LP. In 2023, Sun Life Capital Management (US) LLC, a subsidiary of Sun Life Financial, Inc. (TSE: SLF) in Canada, acquired a 51 percent majority stake in the firm. AAM provides portfolio supervisory and evaluation services to AAM-sponsored unit investment trusts (UITs). They also offer separately managed account (SMA) advisory services to individuals, banking or thrift institutions, trusts, estates, broker-dealers, investment advisers, investment companies, corporations, pension or profit-sharing plans and charitable organizations. | Finance |
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