Frank Louis Campanale

Lebenthal Wealth Advisors LLC (LWA) is an asset management firm headquartered in New York City. The firm is a subsidiary of Lebenthal Holdings LLC, ultimately held by South Street Securities Holdings, Inc. LWA provides investment advisory services to high-net worth individuals, pensions, profit sharing, and other employee benefit plans (such as state or municipal plans), trusts, estates, charitable organizations and institutions such as foundations and endowments, corporations, and business entities.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.