Cindy Gao
Analyst-Equity at Guggenheim Funds Investment Advisors LLC
Network origin in Cindy Gao first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors.
13
| Subsidiary | Investment Managers | 13 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Cindy Gao via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
UBS Asset Management (Americas), Inc.
 UBS Asset Management (Americas), Inc. Investment ManagersFinance UBS Asset Management (Americas) LLC (UBS AM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as UBS Global Asset Management (Americas), Inc. They are a wholly owned subsidiary of UBS Americas, Inc., ultimately owned by UBS Group AG (SIX: UBSG; NYSE: UBS) in Switzerland. UBS AM provides investment products and services to corporate and public pension plans, financial institutions and advisors, central banks, charities, foundations and individual investors around the world. | Investment Managers | Corporate Officer/Principal | |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Investment Managers | Chief Operating Officer | |
The Capital Management Corp.
 The Capital Management Corp. Investment ManagersFinance The Capital Management Corp. (CMC) is an independent registered investment advisory and wealth management firm headquartered in Glen Allen, Virginia. The firm was founded in 1964 as a partnership and took its present name in December of 1976. CMC provides investment management services to institutions, foundations, and high net worth individuals. | Investment Managers | Corporate Officer/Principal | |
Rydex Advisors II LLC
 Rydex Advisors II LLC Investment ManagersFinance Part of Guggenheim Partners LLC, Rydex Advisors II LLC is a company that provides investment advice. The company is based in Rockville, MD. | Investment Managers | Chief Investment Officer | |
| Rydex ETF Trust | Investment Trusts/Mutual Funds | Chief Investment Officer Chief Executive Officer | |
Wells Fargo Advisors Financial Network LLC
 Wells Fargo Advisors Financial Network LLC Investment ManagersFinance Wells Fargo Advisors Financial Network LLC (WFAFN) is a registered investment adviser and broker-dealer headquartered in St. Louis, Missouri. Founded in 2001, the firm is a subsidiary of Wachovia Securities Financial Holdings LLC and is a non-bank affiliate of Wells Fargo & Co. (NYSE: WFC), a financial holding company and bank holding company created in 1852. WFAFN provides advisory services to individuals, pension or profit-sharing plans, trusts, estates or charitable organizations, corporations or other business entities, governmental entities and educational institutions, as well as banks or thrift institutions. The firm also sponsor a number of wrap fee advisory programs. | Investment Managers | Corporate Officer/Principal | |
Arrow Investment Advisors LLC
 Arrow Investment Advisors LLC Investment ManagersFinance Arrow Investment Advisors LLC (Arrow) is an independent, SEC-registered investment advisor and mutual fund manager headquartered in Laurel, Maryland. The firm was founded in 2005 by Joseph Barrato and Jake Griffith. Arrow serves as the advisor to Arrow Funds which are offered to individuals and businesses, non-profits and endowments, as well as qualified and non-qualified retirement plans. | Investment Managers | Portfolio Manager-Equities | |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (dba Guggenheim Investments) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. They focus on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Chief Executive Officer Head-Equity Investments Portfolio Manager-Equities Portfolio Manager-Equities Portfolio Manager-Equities Chief Executive Officer Portfolio Manager-Equities Portfolio Manager-Equities | |
| Currencyshares Hong Kong Dollar Trust | Investment Trusts/Mutual Funds | Corporate Secretary | |
| CurrencyShares South African Rand Trust | Investment Trusts/Mutual Funds | Corporate Secretary | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Corporate Officer/Principal Chief Executive Officer Chief Executive Officer | |
| GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Chief Executive Officer | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | President | |
| Rice University | College/University | Undergraduate Degree | |
Channel Capital Group, Inc.
 Channel Capital Group, Inc. Internet Software/ServicesTechnology Services Channel Capital Group, Inc. owns and operates a web-site for providing hedge fund information and performance data. It provides hedge fund news and data for hedge fund managers and institutional investors. The company was founded in 1997 and is headquartered in New York City, NY. | Internet Software/Services | Chief Executive Officer | |
Invesco Capital Management LLC
 Invesco Capital Management LLC Investment ManagersFinance Invesco Capital Management LLC (ICM) is a SEC-registered investment advisor headquartered in Downers Grove, Illinois. The firm was founded in 2003 and was formerly known Invesco PowerShares Capital Management LLC. They are a direct subsidiary of Invesco Group Services, Inc. and their ultimate parent is Invesco Ltd. (NYSE: IVZ). ICM serves as the investment adviser to the exchange-traded funds. | Investment Managers | Portfolio Manager-Fixed Income | |
Peking University
 Peking University Other Consumer ServicesConsumer Services Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China. | College/University | Undergraduate Degree | |
| The Johns Hopkins University | College/University | Doctorate Degree | |
| Miami University | College/University | Undergraduate Degree | |
| Roosevelt University | College/University | Masters Business Admin | |
| University of Illinois | College/University | Undergraduate Degree | |
| University of Maryland | College/University | Undergraduate Degree Undergraduate Degree | |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Chief Executive Officer Chief Executive Officer | |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Chief Executive Officer | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal Chief Executive Officer | |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Chief Executive Officer Chief Executive Officer | |
EquiTrust Life Insurance Co.
 EquiTrust Life Insurance Co. Insurance Brokers/ServicesFinance EquiTrust Life Insurance Co. provides insurance and brokerage services. The company was founded in 1966 and is headquartered in West Des Moines, IA. | Insurance Brokers/Services | Director/Board Member | |
| Federal Reserve Bank of New York | General Government | Corporate Officer/Principal | |
Clear Spring Life & Annuity Co.
 Clear Spring Life & Annuity Co. Life/Health InsuranceFinance Part of Guggenheim Capital LLC, Clear Spring Life & Annuity Co. is a company that provides life insurance services. The company is based in Indianapolis, IN. | Life/Health Insurance | Director/Board Member | |
Guggenheim Funds Services LLC
 Guggenheim Funds Services LLC Financial ConglomeratesFinance Guggenheim Funds Services LLC operates as investment holding company. The company is headquartered in Chicago, IL. | Financial Conglomerates | Chief Executive Officer | |
Paragon Life Insurance Co. of Indiana
 Paragon Life Insurance Co. of Indiana Life/Health InsuranceFinance Part of Guggenheim Capital LLC, Paragon Life Insurance Co. of Indiana is a company that provides life insurance. The company is based in Indianapolis, IN. | Life/Health Insurance | Director/Board Member | |
| CS First Boston Pacific, Inc. | Chief Operating Officer | ||
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Chief Executive Officer | |
Invesco Specialized Products LLC
 Invesco Specialized Products LLC Financial ConglomeratesFinance Part of Invesco Ltd., Invesco Specialized Products LLC provides investment and financial services. The company is based in Rockville, MD. Anna Paglia has been the CEO of the company since 2020. | Financial Conglomerates | Director/Board Member | |
| Pricewaterhousecoopers LLC | Corporate Officer/Principal | ||
| MIT Sloan School of Management | College/University | Masters Business Admin |
Statistics
International
| United States | 48 |
| Switzerland | 2 |
| China | 2 |
Sectoral
| Finance | 20 |
| Miscellaneous | 19 |
| Consumer Services | 9 |
| Technology Services | 2 |
| Government | 2 |
Operational
| President | 40 |
| Chief Executive Officer | 40 |
| Corporate Officer/Principal | 38 |
| Director/Board Member | 38 |
| Treasurer | 21 |
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