Profile
Christopher L.
Frankel worked as the Chief Executive Officer at Sterne, Agee & Leach, Inc. from 2005 to 2005.
He also worked as the Chief Executive Officer at Axos Clearing LLC from 2009 to 2015.
In addition, he held the position of Principal at Alex.
Brown & Sons, Inc. and was the Chief Operating Officer at GunnAllen Financial, Inc. from 2006 to 2009.
Former positions of Christopher L. Frankel
| Companies | Position | End |
|---|---|---|
Axos Clearing LLC
 Axos Clearing LLC Regional BanksFinance Founded in 2001, Legent Clearing LLC is a broker/dealer located in Omaha, Nebraska. The firm is a subsidiary of COR Securities Holdings, Inc. and their ultimate parent is COR Capital LLC. They provide trade execution, securities clearance and settlement processing services to brokers and dealers in the US. Legent Clearing's products and services include annuities, retirement plans services, technology solutions, product literature and technology demos. | Chief Executive Officer | 2015-06-30 |
GunnAllen Financial, Inc.
 GunnAllen Financial, Inc. Investment Banks/BrokersFinance GunnAllen Financial, Inc. provided financial investment services. The firm offered securities brokerage, merger and acquisitions, retirement planning and investment advisory services. The company was founded in 1986 and was headquartered in Tampa, FL. | Chief Operating Officer | 2009-12-30 |
Sterne, Agee & Leach, Inc.
 Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Corporate Officer/Principal | 2005-12-30 |
| Alex. Brown & Sons, Inc. | Corporate Officer/Principal | - |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
GunnAllen Financial, Inc.
GunnAllen Financial, Inc. Investment Banks/BrokersFinance GunnAllen Financial, Inc. provided financial investment services. The firm offered securities brokerage, merger and acquisitions, retirement planning and investment advisory services. The company was founded in 1986 and was headquartered in Tampa, FL. | Finance |
Axos Clearing LLC
Axos Clearing LLC Regional BanksFinance Founded in 2001, Legent Clearing LLC is a broker/dealer located in Omaha, Nebraska. The firm is a subsidiary of COR Securities Holdings, Inc. and their ultimate parent is COR Capital LLC. They provide trade execution, securities clearance and settlement processing services to brokers and dealers in the US. Legent Clearing's products and services include annuities, retirement plans services, technology solutions, product literature and technology demos. | Finance |
Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. Investment Banks/BrokersFinance Founded in 1964, Sterne, Agee & Leach, Inc. is a full service investment firm and registered broker/dealer headquartered in Birmingham, Alabama. The firm's expertise includes retail and institutional brokerage services, investment banking and underwriting, secondary trading of corporate, municipal, and government securities and market making in over-the-counter stocks. The firm is a member of the NYSE and FINRA. | Finance |
| Alex. Brown & Sons, Inc. | Finance |
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