Brett D. Hellerman

Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles.

Sandler Capital Management (Sandler Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. Founded in 1986, Sandler Capital manages both hedge funds and private equity funds for high-net-worth individuals, large family offices, pension funds, asset managers, and other institutions.

Goldman Sachs Execution & Clearing LP (GSEC) is an SEC-registered broker/dealer headquartered in New York City and was founded in 1931. The firm is a subsidiary of Goldman Sachs Group, Inc. (NYSE: GS). GSEC provides brokerage services to their clients.

Dalton, Greiner, Hartman, Maher & Co. LLC (DGHM) is an investment advisory firm headquartered in New York City. It was founded in 1982 by Tim Dalton, Ken Greiner, Jim Hartman and Kevin Maher. The firm is a subsidiary of Boston Private Financial Holdings, Inc. (NASDAQ: BPFH), a bank holding company. DGHM offers investment advisory services on a discretionary basis to high net-worth individuals, trusts, estates, and charitable organizations, endowments and foundations, pension and profit-sharing plans, Taft-Hartley plans, and corporations or business entities.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY.

TerraPact, Inc. provides infrastructure acquisitions and asset management services. The private company is based in Brentwood, TN. Benjamin S. Myers has been the CEO of the company since 2019.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Barings LLC (Barings) is a private equity firm a subsidiary of Barings LLC founded in 1992. The firm is headquartered in Boston, Massachusetts.

Jefferies Finance LLC provides commercial financing services. It also purchases syndicated loans in the secondary markets and acts as investment adviser for various loan funds. The company was founded by Andrew Robert Booth in 2004 and is headquartered in New York, NY.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Tiger Cool Express LLC provides innovative, lower cost, more reliable and environmentally friendly intermodal alternative to long haul trucking transportation services. It offers intermodal solution that overcomes structural obstacles that have heretofore prevented temperature-controlled produce. The company was founded in 2013 and is headquartered in Overland Park, KS.

Madison Park Group LLC provides comprehensive investment banking services for growth stage technology companies. The private company is based in New York, NY. The company's services include equity and debt fundraising, sell-side M&A advisory, and buy-side M&A advisory. The company was founded by Mir Arif.

Blue Cloud Management LLC (Blue Cloud Ventures) is a venture capital firm founded in 2012 by Mir Arif, Rami Rahal and Joel Lou. The firm is headquartered in New York.

Trafalgar Entertainment Group Ltd. owns and operates theatres. The company was founded by Howard Panter and Rosemary Squire and is headquartered in London, the United Kingdom.

GigaMonster LLC provides fiber-based Internet and network services. The firm offers its services under the Scary Fast Internet trademark. The company was founded by William K. Dodd and Lindsay Whitehurst in 2015 and is headquartered in Marietta, GA.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

Zebra Realisations LLP provides corporate advisory services. The company was founded on September 25, 2008 and is headquartered in London, the United Kingdom.

Infinity SDC Ltd. provides data center and colocation services. Its data centers support the critical operations of investment banks, cloud vendors, systems integrators and telecommunications companies. The firm’s products and services include installation, remote hands, cross-connects, connectivity and Telco services. The company was founded in 2006 and is headquartered in Fox Milne, the United Kingdom.