Network origin in Alan Shaw first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Smith Barney, Inc.
 Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research
169
| Extinct | Investment Banks/Brokers | 169 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Alan Shaw via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity | |
Grantham, Mayo, Van Otterloo & Co. LLC
 Grantham, Mayo, Van Otterloo & Co. LLC Investment ManagersFinance Grantham, Mayo, Van Otterloo & Co. LLC (dba GMO) is a privately-held, SEC-registered global investment management firm headquartered in Boston, Massachusetts. GMO was founded was founded in 1977 and provides investment advice to a wide variety of clients. | Investment Managers | Analyst-Equity | |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
CDI Group, Inc.
 CDI Group, Inc. Environmental ServicesIndustrial Services Part of Miller Zell, Inc., CDI Group, Inc. recycles high grade waste paper. The company is based in New York, NY. Jordan B. Ruddy has been the CEO of the company since 2003. CDI Group was acquired by Miller Zell, Inc. on May 11, 1999. | Environmental Services | Chief Executive Officer | |
| CITIGROUP INC. | Major Banks | Corporate Officer/Principal Corporate Officer/Principal | |
Citigroup Global Markets, Inc. (Broker)
 Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity Analyst-Equity Analyst-Equity Director of Research - Equity Analyst-Equity Analyst-Equity Corporate Officer/Principal Market Strategist | |
| University of Pennsylvania | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree | |
| The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| New York University | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Graduate Degree Masters Business Admin | |
| Yale University | College/University | Undergraduate Degree Undergraduate Degree Doctorate Degree | |
| University of Wisconsin | College/University | Undergraduate Degree Undergraduate Degree | |
| The University of North Carolina at Chapel Hill | College/University | Undergraduate Degree Undergraduate Degree | |
Morgan Stanley Smith Barney LLC
 Morgan Stanley Smith Barney LLC Investment Banks/BrokersFinance Founded in 2009, Morgan Stanley Smith Barney LLC (MSSB) is a registered investment adviser, a registered broker-dealer, a registered futures commission merchant, and a member of the New York Stock Exchange. Headquartered in Purchase, New York, MSSB is one of the largest financial services firms in the US with branch offices in all 50 states and the District of Columbia. The firm was initially owned by a joint venture company which was indirectly owned 65% by Morgan Stanley and 35% by Citigroup, Inc. On June 28, 2013, Morgan Stanley purchased Citi’s 35% interest in MSSB. As such, the firm is now a direct subsidiary of Morgan Stanley Smith Barney Holdings LLC and they are a wholly-owned indirect subsidiary of Morgan Stanley (NYSE: MS). | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| The University of Texas at Austin | College/University | Undergraduate Degree Director/Board Member | |
Duke University
 Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Undergraduate Degree Undergraduate Degree | |
RBC Capital Markets LLC
 RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
| Colgate University | College/University | Director/Board Member Undergraduate Degree | |
Bluerock Enhanced Multifamily Advisor LLC
 Bluerock Enhanced Multifamily Advisor LLC Real Estate DevelopmentFinance Bluerock Enhanced Multifamily Advisor LLC performs property management and related services for Bluerock Enhanced Multifamily Trust. The private company is based in New York, NY and has subsidiaries in the United States. | Real Estate Development | President | |
Bluerock Fund Advisor LLC
 Bluerock Fund Advisor LLC Investment ManagersFinance Bluerock Fund Advisor LLC is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Adam Lotterman and is a subsidiary of Bluerock Asset Management LLC, which in turn is a subsidiary of Bluerock Real Estate Holdings LLC. Bluerock Fund Advisor provides portfolio management services to individual investors. They serve as the Portfolio Manager of Bluerock Total Income + Real Estate Fund. | Investment Managers | President | |
Bluerock Total Income+ Real Estate Fund
 Bluerock Total Income+ Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Bluerock Total Income+ Real Estate Fund is a non-diversified, closed-end management investment company, which is operated as an interval fund. It offers individual investors access to a portfolio of institutional real estate securities managed by top-ranked fund managers. The fund seeks to provide a comprehensive real estate holding designed to provide a combination of current income, capital preservation, long-term capital appreciation and enhanced portfolio diversification with low to moderate volatility and low correlation to the broader equity and fixed income markets. The company was founded on May 25, 2012 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Chief Executive Officer | |
Oak Bank (Wisconsin)
 Oak Bank (Wisconsin) Regional BanksFinance Oak Bank operates as a state chartered commercial bank. Its services include online business banking, mobile banking and deposits, money management, and mortgage. The company is headquartered in Fitchburg. WI. | Regional Banks | Director/Board Member | |
Banc of America Securities Asia Ltd.
 Banc of America Securities Asia Ltd. Investment Banks/BrokersFinance Part of Bank of America Corp., Banc of America Securities Asia Ltd. is a Chinese company that provides securities brokerage services. The company is based in Hong Kong, Hong Kong. | Investment Banks/Brokers | President | |
TomoTherapy, Inc.
 TomoTherapy, Inc. Medical SpecialtiesHealth Technology TomoTherapy, Inc. manufactures and provides radiation treatment systems for advanced radiation therapy. It provides radiation treatment services for cancer patients with its TomoTherapy Hi·Art System, which changes the intensity of the radiation beam so that it adapts to the shape of the tumor. The firm's system focuses on killing cancer cells while sparing healthy tissue. The company was founded by Thomas Rockwell Mackie and Paul J. Reckwerdt in 1997 and is headquartered in Madison, WI. | Medical Specialties | Director/Board Member | |
| University of California San Diego | College/University | Undergraduate Degree | |
Bluerock Institutional High Income Credit Fund LLC
 Bluerock Institutional High Income Credit Fund LLC Investment Trusts/Mutual FundsMiscellaneous Bluerock Institutional High Income Credit Fund LLC operates as an investment trust. The company is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Chief Executive Officer | |
| Haas School of Business | College/University | Masters Business Admin |
Statistics
International
| United States | 42 |
| Hong Kong | 2 |
| Australia | 2 |
| Japan | 2 |
Sectoral
| Finance | 27 |
| Consumer Services | 14 |
| Miscellaneous | 3 |
| Industrial Services | 2 |
| Health Technology | 2 |
Operational
| Corporate Officer/Principal | 139 |
| Analyst-Equity | 118 |
| Director/Board Member | 92 |
| Undergraduate Degree | 51 |
| Portfolio Manager-Equities | 41 |
Most connected contacts
| Insiders | |
|---|---|
| Sallie Krawcheck | 27 |
| Jordan Ruddy | 23 |
| Bruce Wesson | 20 |
| Jeffrey Bartoli | 19 |
| Gerald W. Bodzy | 17 |
| David Neithardt | 16 |
| Andrew Stuart Levi | 15 |
| Tad F. O'Donnell | 15 |
| George David Shapiro | 10 |
| Scott Livingston | 10 |
| Hersh Cohen | 10 |
| Hans Andrew Mehn | 10 |
| Bryan Evans Gordon | 9 |
| David B. Readerman | 9 |
| Frances S. Taylor | 9 |
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